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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
)
College of the Ozarks ) File No. EB-00-KC-003
Point Lookout, Missouri ) NAL/Acct. No. 915KC0003
MEMORANDUM OPINION AND ORDER
Adopted: July 3, 2000 Released: July 5, 2000
By the Chief, Enforcement Bureau:
1. In this Memorandum Opinion and Order (``Order''), we
rescind an $8,000 proposed forfeiture issued to the College of
the Ozarks (``College''), licensee of noncommercial educational
FM Station KCOZ, Point Lookout, Missouri, for willfully violating
Section 11.35 of the Commission's Rules (``Rules'').1 The
violation involves the College's operation of KCOZ without the
required Emergency Alert System (``EAS'') equipment in place.
2. On July 12, 1999, the Commission's Kansas City,
Missouri Field Office issued a Notice of Apparent Liability for
Forfeiture (``NAL'') for $8,000 to the College for the Section
11.35 violation. 2 On August 11, 1999, the College filed its
response to the NAL. The College contends that it did not know
of the Commission's EAS regulations, that it took prompt remedial
action by ordering the EAS equipment and is taking other steps to
ensure compliance with FCC Rules, and that the $8,000 forfeiture
amounts to an undue financial burden for it in light of the
$7,100 budgeted annually for KCOZ's operation.
3. After reviewing the particular circumstances in this
case, in particular the financial hardship that would result from
an $8,000 forfeiture, and per the discretion authorized by
Section 504(b) of the Act,3 and implemented by Section 1.80(i) of
the Rules,4 we conclude that rescission of the $8,000 forfeiture
is warranted. We note, however, that the actions at issue in this
case constitute a violation of Section 11.35 of the Rules. We
will, therefore, retain a record of this violation, and the
violation will be considered in determining an equitable penalty
in the event any future violations occur.5 Accordingly, we
admonish the College to carefully follow all Commission Rules in
its current and future operation of KCOZ.6
4. ACCORDINGLY, IT IS ORDERED that, pursuant to Section
504(b) of the Act and Sections 0.111, 0.311, and 1.80 of the
Rules,7 the $8,000 forfeiture issued to the College of the Ozarks
IS RESCINDED to the extent explained in this Order.
5. IT IS FURTHER ORDERED that, a copy of this Order shall
be sent by certified mail, return receipt requested, to the
College of the Ozarks, Point Lookout, Missouri 65726.
FEDERAL COMMUNICATIONS COMMISSION
David H. Solomon
Chief, Enforcement Bureau
_________________________
1 47 C.F.R. § 11.35.
2 Notice of Apparent Liability for Forfeiture, NAL/Acct. No.
915KC0003 (Compl. & Inf. Bur. Kansas City Field Office, rel. July
12, 1999).
3 47 U.S.C. § 504(b).
4 47 C.F.R. § 1.80(i).
5 See The Commission's Forfeiture Policy Statement and Amendment
of Section 1.80 of the Rules to Incorporate the Forfeiture
Guidelines, 12 FCC Rcd 17087, 17103 (1997), recon. denied, 15 FCC
Rcd 303 (1999).
6 See Sitka Broadcasting Co., Inc., 70 FCC 2d 2375, 2378 (1979)
(``Licensees are expected to know and comply with the
Commission's [R]ules. . . .'').
7 47 C.F.R. §§ 0.111, 0.311, and 1.80.