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Federal Communications Commission DA 16-977
Before the
Federal Communications Commission
Washington, DC 20554
In the Matter of
Siemens Corporation, et al.
)
)
)
)
)
)
)
File No.: EB-IHD-16-00021037
Acct. No.: 2016320800010
FRN: 0024729832
ORDER
Adopted: September 20, 2016 Released: September 22, 2016
By the Chief, Enforcement Bureau:
1. The Enforcement Bureau (Bureau) of the Federal Communications Commission (FCC or
Commission) has entered into a Consent Decree to resolve its investigation into whether Siemens
Corporation (Siemens) and Siemens Medical Solutions USA, Inc. (Siemens Medical), on behalf of their
subsidiary companies (Companies), failed to disclose two corporate felony convictions on numerous FCC
wireless license applications in violation of 47 C.F.R § 1.17. This regulation ensures that wireless license
applicants do not provide the Commission with material factual information that is incorrect or
misleading, or omit material information.
2. In 2008, Siemens AG, the ultimate corporate parent of Siemens and Siemens Medical,
pleaded guilty to criminal charges of violating the accounting provisions of the Foreign Corrupt Practices
Act (FCPA) and certain of Siemens AG’s subsidiaries pleaded guilty to criminal charges for conspiracy to
violate certain provisions of the FCPA through bribery of foreign government employees, including
communications regulatory officials. That case settled in 2008 with Siemens AG paying $450 million in
criminal fines to the United States Department of Justice and a $350 million disgorgement to the United
States Securities and Exchange Commission. In addition, in 2007, Siemens Medical pleaded guilty to a
single federal charge of obstruction of justice in connection with a 2000-2001 civil matter. That case
settled in 2007 with Siemens Medical paying $2.5 million dollars in fines and restitution.
3. The Commission must be able to rely on the completeness and accuracy of its regulatees’
submissions. Even large organizations whose primary lines of business are not subject to the
Commission’s jurisdiction must file complete and accurate wireless license applications. The Companies
had a statutory and regulatory obligation to disclose the felony convictions on their wireless license
applications when they were filed with the Commission. The Companies’ failure to disclose these
convictions is particularly troubling because the underlying acts included misdeeds involving foreign
telecommunications regulators, but we believe that a Consent Decree is appropriate based on the totality
of the circumstances, including Siemens’s and Siemens Medical’s corrections of the Subsidiary
Companies’ wireless application submissions on their own initiative, and Siemens’s and Siemens
Medical’s full cooperation with the Bureau’s investigation after those corrections.
4. To settle this matter, Siemens and Siemens Medical admit that their Companies filed
several incorrect FCC wireless license applications. Siemens and Siemens Medical also agree to pay a
$175,000 civil penalty and to implement a compliance plan to ensure that these violations do not reoccur.
5. After reviewing the terms of the Consent Decree and evaluating the facts before us, we
find that the public interest would be served by adopting the Consent Decree and terminating the
Federal Communications Commission DA 16-977
2
referenced investigation into the companies’ compliance with Sections 154 and 308 of the
Communications Act, as amended (Act),
1
and Section 1.17 of the Commission’s rules.
2
6. In the absence of material new evidence relating to this matter, we do not set for hearing
the question of Siemens’s, Siemens Medical’s, or their Subsidiary Companies’ basic qualifications to hold
or obtain any Commission license or authorization.
3
7. Accordingly, IT IS ORDERED that, pursuant to Section 4(i) of the Act,
4
and the
authority delegated by Sections 0.111 and 0.311 of the Commission’s rules,
5
the Consent Decree attached
to this Order IS ADOPTED and its terms are incorporated by reference.
8. IT IS FURTHER ORDERED that the above-captioned matter IS TERMINATED.
9. IT IS FURTHER ORDERED that a copy of this Order and Consent Decree shall be
sent by first class mail and certified mail, return receipt requested, to Ann D. Fairchild, Associate General
Counsel and Head of Legal, U.S. Projects CoE, Siemens Corporation, 4400 Alafaya Trail, Q1-425,
Orlando, FL 32826; Tony D’Adamio, General Counsel, Siemens Medical Solutions USA, Inc., 40 Liberty
Boulevard, Malvern, PA 19355; Elizabeth R. Park, Esq., Latham & Watkins, 555 11
th
Street, NW, STE
1000, Washington, DC 20004; and Matthew A. Brill, Esq., Latham & Watkins, 555 11
th
Street, NW, STE
1000, Washington, DC 20004.
FEDERAL COMMUNICATIONS COMMISSION
Travis LeBlanc
Chief
Enforcement Bureau
1
47 U.S.C. §§ 154, 308.
2
47 C.F.R. § 1.17.
3
See 47 C.F.R. § 1.93(b).
4
47 U.S.C. § 154(i).
5
47 C.F.R. §§ 0.111, 0.311.
Federal Communications Commission DA 16-977
Before the
Federal Communications Commission
Washington, DC 20554
In the Matter of
Siemens Corporation, et al.
)
)
)
)
)
)
)
)
File No.: EB-IHD-16-00021037
Acct. No.: 201632080010
FRN: 0024729832
CONSENT DECREE
1. The Enforcement Bureau (Bureau) of the Federal Communications Commission (FCC or
Commission) and Siemens Corporation (Siemens) and Siemens Medical Solutions USA, Inc. (Siemens
Medical), each on behalf its subsidiary companies (Subsidiaries), by its authorized representative, hereby
enter into this Consent Decree for the purpose of terminating the Enforcement Bureau’s investigation into
whether certain Subsidiaries violated 47 CFR §§ 1.17 and 1.65 in connection with Commission’s
requirement that entities subject to the Commission’s jurisdiction file accurate and true information in
their wireless license applications. The wireless licenses issued by the Commission to the Subsidiaries
are maintained for business radios used by the Subsidiaries at various Siemens and Siemens Medical
manufacturing, construction, and power generation sites in the United States.
1
I. DEFINITIONS
2. For the purposes of this Consent Decree, the following definitions shall apply:
(a) “Act” means the Communications Act of 1934, as amended.
2
(b) “Adopting Order” means an order of the Bureau adopting the terms of this Consent
Decree without change, addition, deletion, or modification.
(c) “Bureau” means the Enforcement Bureau of the Federal Communications
Commission.
(d) “Commission” and “FCC” mean the Federal Communications Commission and all
of its bureaus and offices.
(e) “Communications Laws” means collectively, the Act, the Rules, and the published
and promulgated orders and decisions of the Commission to which each of Siemens
and Siemens Medical is subject by virtue of its business activities, including, but not
limited to the wireless license application Rules.
(f) “Compliance Plan” means the compliance obligations, program, and procedures
described in this Consent Decree at paragraph 12.
(g) “Covered Employees” means all employees of Siemens and Siemens Medical who
perform or directly supervise the performance of duties that relate to Siemens’ or
1
Response to Letter of Inquiry from Matthew A. Brill, Counsel to Siemens Energy, Inc., to Marlene H. Dortch,
Secretary, Federal Communications Commission at 6 (April 14, 2016) (on file in EB-IHD-16-00012037) (LOI
Response).
2
47 U.S.C. § 151 et seq.
Federal Communications Commission DA 16-977
2
Siemens Medical’s respective responsibilities under the Communications Laws,
including the wireless license application Rules.
(h) “Effective Date” means the date by which each of the Bureau and Siemens and
Siemens Medical have signed the Consent Decree.
(i) “Investigation” means the investigation commenced by the Bureau in File No. EB-
IHD-16-00021037 regarding whether Siemens, Siemens Medical and/or their
Subsidiaries violated the wireless license application Rules.
(j) “Operating Procedures” means the standard internal operating procedures and
compliance policies established by Siemens and Siemens Medical to implement the
Compliance Plan.
(k) “Parties” means Siemens and Siemens Medical and the Bureau, each of which is a
“Party.”
(l) “Rules” means the Commission’s regulations found in Title 47 of the Code of
Federal Regulations.
(m) “Siemens” means Siemens Corporation and its corporate subsidiaries, predecessors-
in-interest, and successors-in-interest.
(n) “Siemens Medical” means Siemens Medical Solutions USA, Inc. and its corporate
subsidiaries, predecessors-in-interest, and successors-in-interest.
(o) “Subsidiary” means each entity that filed a Wireless License Application between
March 11, 2015 and March 10, 2016, for which Siemens or Siemens Medical is the
parent company.
(p) “Wireless License Application” means FCC Application for Radio Service
Authorization: Wireless Telecommunications Bureau, Public Safety and Homeland
Security Bureau, FCC Form 601 and FCC Application for Assignments of
Authorization or Transfer of Control: Wireless Telecommunications Bureau and
Public Safety Homeland Security Bureau, FCC Form 603.
(q) “Wireless License Application Rules” means provisions of the Act, the Rules, and
Commission orders related to Wireless License Applications.
II. BACKGROUND
3. The Commission requires all applicants to file accurate and true information in their
Wireless License Applications, which the Commission uses to evaluate whether it is appropriate for the
Commission to grant such FCC applications based on the applicants’ basic and other qualifications and
technical capabilities. Section 1.17(a)(2) of the Rules states no one subject to Commission jurisdiction
shall provide in writing any “material factual information that is incorrect or omit material information
that is necessary to prevent any material factual statement that is made from being incorrect or
misleading.”
3
In FCC Form 601,
4
applicants are required to answer Question 50, which asks whether “the
Applicant or any party to this application, or any party directly or indirectly controlling the Applicant
[has] ever been convicted of a felony by any state or federal court?” Similarly, Question 101 in FCC
Form 603
5
asks whether “the Assignee/Transferee or any party to this application, or any party directly or
3
47 C.F.R. § 1.17(a)(2).
4
FCC Application for Radio Service Authorization: Wireless Telecommunications Bureau, Public Safety and
Homeland Security Bureau, FCC Form 601 (2016).
5
FCC Application for Assignments of Authorization or Transfer of Control: Wireless Telecommunications Bureau
and Public Safety Homeland Security Bureau, FCC Form 603 (2016).
Federal Communications Commission DA 16-977
3
indirectly controlling the Assignee/Transferee [has] ever been convicted of a felony by any state or
federal court?”
4. Siemens is a Delaware corporation. On December 15, 2008, Siemens AG, the ultimate
parent corporation to Siemens, pleaded guilty to felony criminal charges of violating the accounting
provisions of the Foreign Corrupt Practices Act (FCPA). As Siemens AG is the ultimate controlling
parent of each Subsidiary, Siemens AG’s violation of the FCPA should have been disclosed by a
Subsidiary in each respective Wireless License Application.
5. Siemens Medical is a Delaware corporation. On February 8, 2007, Siemens Medical
pleaded guilty to a single federal felony charge of obstruction of justice in connection with a 2001 civil
litigation. Siemens Medical is a wholly-owned subsidiary of Siemens Healthcare GmbH, which in turn is
a wholly-owned subsidiary of Siemens AG. Siemens Medical is also the direct parent of Siemens
Healthcare Diagnostics Inc. (SHDI). SHDI is a Subsidiary, and both Siemens AG’s and Siemens
Medical’s felony convictions should have been disclosed by SHDI in each of SHDI’s Wireless License
Applications.
6. The Subsidiaries filed numerous Wireless License Applications in which they failed to
disclose Siemens AG’s December 15, 2008 FCPA violation until the first correct Wireless License
Application was filed with the Commission on July 8, 2015. And in the particular case of SHDI, it also
failed to disclose Siemens Medical’s February 8, 2007 guilty plea to the charge of obstruction of justice.
III. TERMS OF AGREEMENT
7. Adopting Order. The provisions of this Consent Decree shall be incorporated by the
Bureau in an Adopting Order.
8. Jurisdiction. Siemens and Siemens Medical each agree that the Bureau has jurisdiction
over it and the matters contained in this Consent Decree and has the authority to enter into and adopt this
Consent Decree.
9. Effective Date; Violations. The Parties agree that this Consent Decree shall become
effective on the Effective Date as defined herein. As of the Effective Date, the Parties agree that this
Consent Decree shall have the same force and effect as any other order of the Commission.
10. Termination of Investigation. In express reliance on the covenants and representations
in this Consent Decree and to avoid further expenditure of public resources, the Bureau agrees to
terminate the Investigation. In consideration for the termination of the Investigation, Siemens and
Siemens Medical, on behalf each Subsidiary, each agrees to the terms, conditions, and procedures
contained herein. The Bureau further agrees that, in the absence of new material evidence, it will not use
the facts developed in the Investigation through the Effective Date, or the existence of this Consent
Decree, to institute, on its own motion, any new proceeding, formal or informal, or take any action on its
own motion against Siemens or Siemens Medical concerning the matters that were the subject of the
Investigation. The Bureau also agrees that, in the absence of new material evidence, it will not use the
facts developed in the Investigation through the Effective Date, or the existence of this Consent Decree, to
institute on its own motion any proceeding, formal or informal, or to set for hearing the question of basic
qualifications of Siemens or Siemens Medical to be a Commission licensee or hold Commission licenses
or authorizations.
6
11. Admission of Liability. Siemens and Siemens Medical each admits for the purpose of
this Consent Decree and for Commission civil enforcement purposes, and in express reliance on the
provisions of paragraph 10 herein, that its Subsidiaries’ failures to disclose the applicable felonies of
Siemens AG or Siemens Medical in numerous Wireless License Applications filed between 2015 and
2016 violated Section 1.17 of the Commission’s Rules.
6
See 47 CFR 1.93(b).
Federal Communications Commission DA 16-977
4
12. Compliance Officer. Within thirty (30) calendar days after the Effective Date, Siemens
and Siemens Medical each shall provide the contact information for a senior corporate manager with the
requisite corporate and organizational authority who serves as a Compliance Officer and who discharges
the duties set forth below. The person designated as a Compliance Officer shall be responsible for
developing, implementing, and administering the Compliance Plan and ensuring that Siemens or Siemens
Medical, as the case may be, complies with the terms and conditions of the Compliance Plan and this
Consent Decree. In addition to the general knowledge of the Communications Laws necessary to
discharge his or her duties under this Consent Decree, the Compliance Officer shall have specific
knowledge of the Wireless License Application Rules prior to assuming his/her duties.
Compliance Plan. For purposes of settling the matters set forth herein, Siemens and Siemens
Medical each agree that they shall, within sixty (60) calendar days after the Effective Date,
develop and implement a Compliance Plan designed to ensure future compliance with the
Communications Laws and with the terms and conditions of this Consent Decree. With respect to
Wireless License Applications, Siemens and Siemens Medical each will implement, at a
minimum, the following procedures:
(a) Operating Procedures. Within sixty (60) calendar days after the Effective Date,
Siemens and Siemens Medical shall establish Operating Procedures that all Covered
Employees must follow to help ensure Siemens’s compliance with Section 1.17 of
the Rules. Siemens’s Operating Procedures shall include internal procedures and
policies specifically designed to ensure that Siemens accurately files Wireless
License Applications in the future. Siemens shall also develop a Compliance
Checklist that describes the steps that a Covered Employee must follow to ensure
compliance with Section 1.17 of the Rules.
(b) Compliance Manual. Within sixty (60) calendar days after the Effective Date,
Siemens and Siemens Medical shall develop and distribute a Compliance Manual to
all Covered Employees. The Compliance Manual shall explain the requirements of
Section 1.17 of the Rules and set forth the Operating Procedures that Covered
Employees shall follow to help ensure compliance respectively by Siemens and
Siemens Medical with Section 1.17 of the Rules. Siemens and Siemens Medical
shall periodically review and revise the Compliance Manual as necessary to ensure
that the information set forth therein remains current and accurate. Siemens and
Siemens Medical shall distribute any revisions to the Compliance Manual promptly
to all Covered Employees.
(c) Compliance Training Program. Siemens and Siemens Medical shall establish and
implement a Compliance Training Program on compliance with the Section 1.17 of
the Rules and the Operating Procedures. As part of the Compliance Training
Program, Covered Employees shall be advised of Siemens’s and Siemens Medical’s
obligation to report any noncompliance with Section 1.17 of the Commission’s
Rules under paragraph 13 of this Consent Decree and shall be instructed on how to
disclose noncompliance to the Compliance Officer. All Covered Employees shall
be trained pursuant to the Compliance Training Program within sixty (60) calendar
days after the Effective Date, except that any person who becomes a Covered
Employee at any time after the initial Compliance Training Program shall be trained
within sixty (60) calendar days after the date such person becomes a Covered
Employee. Siemens shall repeat compliance training on an annual basis, and shall
periodically review and revise the Compliance Training Program as necessary to
ensure that it remains current and complete and to enhance its effectiveness.
13. Reporting Noncompliance. Siemens and Siemens Medical shall report any
noncompliance with Section 1.17 of the Rules occurring after the Effective Date and with the terms and
conditions of this Consent Decree within thirty (30) calendar days after discovery of such noncompliance.
Such reports shall include a detailed explanation of: (i) each instance of noncompliance; (ii) the steps that
Federal Communications Commission DA 16-977
5
Siemens or Siemens Medical, as the case may be, has taken or will take to remedy such noncompliance;
(iii) the schedule on which such remedial actions will be taken; and (iv) the steps that the Siemens or
Siemens Medical, as the case may be, has taken or will take to prevent the recurrence of any such
noncompliance. All reports of noncompliance shall be submitted to Chief, Investigations and Hearings
Division, Enforcement Bureau, Federal Communications Commission, 445 12
th
Street, SW, Washington,
DC 20554, with a copy submitted electronically to Jeffrey J. Gee at Jeffrey.Gee@fcc.gov, and Greg
Haledjian at Gregory.Haledjian@fcc.gov.
14. Compliance Reports. Siemens and Siemens Medical shall file compliance reports with
the Commission ninety (90) calendar days after the Effective Date, twelve (12) months after the Effective
Date, twenty-four (24) months after the Effective Date, and thirty-six (36) months after the Effective
Date.
(a) Each Compliance Report shall include a detailed description of efforts made by
Siemens and Siemens Medical during the relevant period to comply with the terms
and conditions of this Consent Decree and Section 1.17 of the Rules. In addition,
each Compliance Report shall include a certification by the Compliance Officer, as
an agent of and on behalf of Siemens or Siemens Medical, as the case may be,
stating that the Compliance Officer has personal knowledge that Siemens or
Siemens Medical: (i) has established and implemented the Compliance Plan; (ii) has
utilized the Operating Procedures since the implementation of the Compliance Plan;
and (iii) is not aware of any instances of noncompliance with the terms and
conditions of this Consent Decree, including the reporting obligations set forth in
paragraph 13 of this Consent Decree.
(b) The Compliance Officer’s certification shall be accompanied by a statement
explaining the basis for such certification and shall comply with Section 1.16 of the
Rules and be subscribed to as true under penalty of perjury in substantially the form
set forth therein.
7
(c) If the Compliance Officer cannot provide the requisite certification, the Compliance
Officer, as an agent of and on behalf of Siemens or Siemens Medical, shall provide
the Commission with a detailed explanation of the reason(s) why and describe fully:
(i) each instance of noncompliance; (ii) the steps that Siemens or Siemens Medical
has taken or will take to remedy such noncompliance, including the schedule on
which proposed remedial actions will be taken; and (iii) the steps that Siemens or
Siemens Medical has taken or will take to prevent the recurrence of any such
noncompliance, including the schedule on which such preventive action will be
taken.
(d) All Compliance Reports shall be submitted Chief, Investigations and Hearings
Division, Enforcement Bureau, Federal Communications Commission, 445 12
th
Street, SW, Washington, DC 20554, with a copy submitted electronically to Jeffrey
J. Gee at Jeffrey.Gee@fcc.gov, and Greg Haledjian at Gregory.Haledjian@fcc.gov.
15. Termination Date. Unless stated otherwise, the requirements set forth in paragraphs 12
through 14 of this Consent Decree shall expire thirty-six (36) months after the Effective Date.
16. Civil Penalty. Siemens and Siemens Medical will pay a civil penalty, for which they are
jointly and severally liable, to the United States Treasury in the amount of $175,000 within thirty (30)
calendar days of the Effective Date. Siemens and Siemens Medical shall send electronic notification of
payment to Jeffrey J. Gee at Jeffrey.Gee@fcc.gov, and Greg Haledjian at Gregory.Haledjian@fcc.gov on
the date said payment is made. The payment must be made by check or similar instrument, wire transfer,
or credit card, and must include the Account Number and FRN referenced above. Regardless of the form
7
47 CFR § 1.16.
Federal Communications Commission DA 16-977
6
of payment, a completed FCC Form 159 (Remittance Advice) must be submitted.
8
When completing the
FCC Form 159, enter the Account Number in block number 23A (call sign/other ID) and enter the letters
“FORF” in block number 24A (payment type code). Below are additional instructions that should be
followed based on the form of payment selected:
? Payment by check or money order must be made payable to the order of the Federal
Communications Commission. Such payments (along with the completed Form 159) must be
mailed to Federal Communications Commission, P.O. Box 979088, St. Louis, MO 63197-
9000, or sent via overnight mail to U.S. Bank – Government Lockbox #979088,
SL-MO-C2-GL, 1005 Convention Plaza, St. Louis, MO 63101.
? Payment by wire transfer must be made to ABA Number 021030004, receiving bank
TREAS/NYC, and Account Number 27000001. To complete the wire transfer and ensure
appropriate crediting of the wired funds, a completed Form 159 must be faxed to U.S. Bank
at (314) 418-4232 on the same business day the wire transfer is initiated.
? Payment by credit card must be made by providing the required credit card information on
FCC Form 159 and signing and dating the Form 159 to authorize the credit card payment.
The completed Form 159 must then be mailed to Federal Communications Commission, P.O.
Box 979088, St. Louis, MO 63197-9000, or sent via overnight mail to U.S. Bank –
Government Lockbox #979088, SL-MO-C2-GL, 1005 Convention Plaza, St. Louis, MO
63101.
Questions regarding payment procedures should be addressed to the Financial Operations Group
Help Desk by phone, 1-877-480-3201, or by e-mail, ARINQUIRIES@fcc.gov.
17. Waivers. As of the Effective Date, Siemens and Siemens Medical each waives any and
all rights it may have to seek administrative or judicial reconsideration, review, appeal or stay, or to
otherwise challenge or contest the validity of this Consent Decree and the Adopting Order. Siemens and
Siemens Medical shall retain the right to challenge Commission interpretation of the Consent Decree or
any terms contained herein. If any Party (or the United States on behalf of the Commission) brings a
judicial action to enforce the terms of the Consent Decree or the Adopting Order, neither Siemens,
Siemens Medical, nor the Commission shall contest the validity of the Consent Decree or the Adopting
Order, and Siemens and Siemens Medical shall waive any statutory right to a trial de novo. Siemens and
Siemens Medical each hereby agrees to waive any claims it may otherwise have under the Equal Access
to Justice Act
9
relating to the matters addressed in this Consent Decree.
18. Severability. The Parties agree that if any of the provisions of the Consent Decree shall
be held unenforceable by any court of competent jurisdiction, such unenforceability shall not render
unenforceable the entire Consent Decree, but rather the entire Consent Decree shall be construed as if not
containing the particular unenforceable provision or provisions, and the rights and obligations of the
Parties shall be construed and enforced accordingly.
19. Invalidity. In the event that this Consent Decree in its entirety is rendered invalid by any
court of competent jurisdiction, it shall become null and void and may not be used in any manner in any
legal proceeding.
20. Subsequent Rule or Order. The Parties agree that if any provision of the Consent
Decree conflicts with any subsequent Rule or Order adopted by the Commission (except an Order
specifically intended to revise the terms of this Consent Decree to which Siemens and Siemens Medical
do not expressly consent) that provision will be superseded by such Rule or Order.
8
An FCC Form 159 and detailed instructions for completing the form may be obtained at
http://www.fcc.gov/Forms/Form159/159.pdf.
9
See 5 U.S.C. § 504; 47 CFR §§ 1.1501–1.1530.
Federal Communications Commission DA 16-977
7
21. Successors and Assigns. Siemens and Siemens Medical each agrees that the provisions
of this Consent Decree shall be binding on its successors, assigns, and transferees.
22. Final Settlement. The Parties agree and acknowledge that this Consent Decree shall
constitute a final settlement between the Parties with respect to the Investigation.
23. Modifications. This Consent Decree cannot be modified without the advance written
consent of both Parties.
24. Paragraph Headings. The headings of the paragraphs in this Consent Decree are
inserted for convenience only and are not intended to affect the meaning or interpretation of this Consent
Decree.
25. Authorized Representative. Each Party represents and warrants to the other that it has
full power and authority to enter into this Consent Decree. Each person signing this Consent Decree on
behalf of a Party hereby represents that he or she is fully authorized by the Party to execute this Consent
Decree and to bind the Party to its terms and conditions.
26. Counterparts. This Consent Decree may be signed in counterpart (including
electronically or by facsimile). Each counterpart, when executed and delivered, shall be an original, and
all of the counterparts together shall constitute one and the same fully executed instrument.
________________________________ ________________________________
Travis LeBlanc Date
Chief
Enforcement Bureau
________________________________ ________________________________
Eric Spiegel Date
President and Chief Executive Officer
Siemens Corporation
________________________________ ________________________________
Klaus Stegemann Date
Executive Vice President and Chief Financial Officer
Siemens Corporation
________________________________ ________________________________
David Pacitti Date
President and Chief Executive Officer
Siemens Medical Solutions USA, Inc.
________________________________ ________________________________
Ann Custin Date
Executive Vice President and Treasurer
Siemens Medical Solutions USA, Inc.