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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of Hilltop Tower Leasing, Inc. Licensee of Station WPSQ972
Everett, Pennsylvania ) ) ) ) ) ) File Number: EB-10-PA-0014 NAL/Acct.
No.: 201132400003 FRN: 0016-89-6722
FORFEITURE ORDER
Adopted: November 25, 2013 Released: November 26, 2013
By the Regional Director, Northeast Region, Enforcement Bureau:
I. INTRODUCTION
1. In this Forfeiture Order (Order), we issue a monetary forfeiture in
the amount of three thousand two hundred dollars ($3,200) to Hilltop
Tower Leasing, Inc. (Hilltop), licensee of Private Land Mobile Station
WPSQ972, in Everett, Pennsylvania, for willfully and repeatedly
violating Section 1.903(a) of the Commission's rules (Rules).^ The
noted violation involved Hilltop's operation of Station WPSQ972 from
an unauthorized location.
II. BACKGROUND
2. The Enforcement Bureau's Philadelphia Office issued a Notice of
Apparent Liability for Forfeiture (NAL) ^ ^ to Hilltop for operation
of Station WPSQ972 (Station) at an unauthorized location.
Specifically, on January 19 and 20, 2010, agents found that emissions
on the frequencies 452.2375 MHz and 461.4125 MHz were emanating from
radio transmitting equipment located at Kinton Knob Mountain in
Bedford, Pennsylvania, approximately eight miles from the location at
which Hilltop was authorized to operate on those frequencies under the
license for Station WPSQ972.
3. Hilltop filed a response to the NAL requesting a cancellation or
reduction of the forfeiture amount.^ In its NAL Response, Hilltop does
not dispute the findings in the NAL concerning the emissions emanating
on 452.2375 MHz and 461.4125 MHz from radio transmitting equipment
located at Kinton Knob Mountain, but claims that the violation was not
willful because any emissions from the transmitting equipment were
inadvertent.^ In this regard, Hilltop explains that some of the
transmitting equipment for Station WPSQ972 was moved to Kinton Knob as
a backup for Bedford County 911's dispatch system and that Hilltop, as
Bedford County 911's service provider, intended for the transmitting
equipment to remain idle unless needed by Bedford County 911.^ Hilltop
also asserts that a cancellation or reduction of the forfeiture is
warranted because it immediately turned off the transmitter once
notified of the emissions by FCC agents.^
III. DISCUSSION
4. The proposed forfeiture amount in this case was assessed in accordance
with Section 503(b) of the Communications Act of 1934, as amended
(Act),^ Section 1.80 of the Rules,^ and the Forfeiture Policy
Statement.^ In examining Hilltop's response, Section 503(b)(2)(E) of
the Act requires that the Commission take into account the nature,
circumstances, extent, and gravity of the violation and, with respect
to the violator, the degree of culpability, any history of prior
offenses, ability to pay, and other such matters as justice may
require.^ As discussed below, we have considered Hilltop's response in
light of these statutory factors, and find that Hilltop willfully and
repeatedly violated Section 1.903(a) of the Rules, but that a
reduction of the forfeiture is justified based on Hilltop's history of
compliance with the Commission's rules.
5. We find that the evidence supports the NAL's findings that Hilltop
willfully and repeatedly operated Station WPSQ972 from an unauthorized
location. Section 1.903(a) of the Rules states that "[s]tations in the
Wireless Radio Service must be used and operated only in accordance
with the rules applicable to their particular service as set forth in
this title and with a valid authorization granted by the Commission. .
. ." ^ ^ Section 1.903(b) further states that "[t]he holding of an
authorization does not create any rights beyond the terms, conditions
and period specified in the authorization."^ It is undisputed that, on
January 19 and 20, 2010, emissions on the frequencies 452.2375 MHz and
461.4125 MHz were emanating from Hilltop's radio transmitting
equipment located at Kinton Knob Mountain in Bedford, Pennsylvania,
approximately eight miles from the location at which Hilltop was
authorized to operate on those frequencies under the license for
Station WPSQ972. Nevertheless, Hilltop claims that, because it
believed the transmitting equipment atop Kinton Knob Mountain was
idle, the violation was inadvertent and therefore not willful. We
disagree. Hilltop conceded in its response to a Letter of Inquiry,
dated March 3, 2010, that the equipment it had relocated to Kinton
Knob was operating and periodically transmitting data bursts.^ It has
advanced no reason, nor can we discern one, that would account for
that operation other than its own acts. Section 312(f)(1) of the Act
defines "willful" as the "conscious and deliberate commission or
omission of [any] act, irrespective of any intent to violate" the
law.^ Moreover, the Commission has held that inadvertent mistakes do
not excuse a rule violation nor mitigate a forfeiture liability.^ We
therefore find that Hilltop willfully and repeatedly violated Section
1.903(a) of the Rules by operating Station WPSQ972 from an
unauthorized location.
6. We also decline to cancel or reduce the proposed forfeiture based on
the actions taken by Hilltop after being notified of the unauthorized
emissions by FCC agents. As the Commission has long held, corrective
action to come into compliance with the Rules is expected, and such
corrective action does not nullify or mitigate prior violations or
associated forfeiture liability.^ Accordingly, cancellation or
reduction of the proposed forfeiture amount is not warranted on this
basis.
7. We do, however, find that a reduction of the forfeiture in the amount
of $800 is warranted to reflect Hilltop's history of compliance with
the Commission's rules.^ Therefore, pursuant to Section 503(b) of the
Act,^ and in conjunction with the Forfeiture Policy Statement, we
impose a forfeiture in the amount of $3,200.
IV. ORDERING CLAUSES
8. Accordingly, IT IS ORDERED that, pursuant to Section 503(b) of the
Communications Act of 1934, as amended, and Sections 0.111, 0.204,
0.311, 0.314, and 1.80(f)(4) of the Commission's rules, Hilltop Tower
Leasing, Inc. IS LIABLE FOR A MONETARY FORFEITURE in the amount of
three thousand two hundred dollars ($3,200) for violation of Section
1.903(a) of the Commission's rules.^
9. Payment of the forfeiture shall be made in the manner provided for in
Section 1.80 of the Rules within thirty (30) calendar days after the
release date of this Forfeiture Order.^ If the forfeiture is not paid
within the period specified, the case may be referred to the U.S.
Department of Justice for enforcement of the forfeiture pursuant to
Section 504(a) of the Act.^ Hilltop Tower Leasing, Inc. shall send
electronic notification of payment to NER-Response@fcc.gov on the date
said payment is made. The payment must be made by check or similar
instrument, wire transfer, or credit card, and must include the
NAL/Account number and FRN referenced above. Regardless of the form of
payment, a completed FCC Form 159 (Remittance Advice) must be
submitted.^ When completing the FCC Form 159, enter the Account Number
in block number 23A (call sign/other ID) and enter the letters "FORF"
in block number 24A (payment type code). Below are additional
instructions you should follow based on the form of payment you
select:
* Payment by check or money order must be made payable to the order of
the Federal Communications Commission. Such payments (along with the
completed Form 159) must be mailed to Federal Communications
Commission, P.O. Box 979088, St. Louis, MO 63197-9000, or sent
via overnight mail to U.S. Bank - Government Lockbox #979088,
SL-MO-C2-GL, 1005 Convention Plaza, St. Louis, MO 63101.
* Payment by wire transfer must be made to ABA Number 021030004,
receiving bank TREAS/NYC, and Account Number 27000001. To complete
the wire transfer and ensure appropriate crediting of the wired funds,
a completed Form 159 must be faxed to U.S. Bank at (314) 418-4232 on
the same business day the wire transfer is initiated.
* Payment by credit card must be made by providing the required credit
card information on FCC Form 159 and signing and dating the Form 159
to authorize the credit card payment. The completed Form 159 must then
be mailed to Federal Communications Commission, P.O. Box 979088, St.
Louis, MO 63197-9000, or sent via overnight mail to U.S. Bank -
Government Lockbox #979088, SL-MO-C2-GL, 1005 Convention Plaza, St.
Louis, MO 63101.
10. Any request for making full payment over time under an installment
plan should be sent to: Chief Financial Officer--Financial
Operations, Federal Communications Commission, 445 12th Street, S.W.,
Room 1-A625, Washington, D.C. 20554.^ If you have questions
regarding payment procedures, please contact the Financial Operations
Group Help Desk by phone, 1-877-480-3201, or by e-mail,
ARINQUIRIES@fcc.gov.
11. IT IS FURTHER ORDERED that a copy of this Forfeiture Order shall be
sent by both First Class Mail and Certified Mail, Return Receipt
Requested, to Hilltop Tower Leasing, Inc. at 400 Highland Avenue,
Altoona, Pennsylvania 16602.
FEDERAL COMMUNICATIONS COMMISSION
G. Michael Moffitt
Regional Director, Northeast Region
Enforcement Bureau
^ 47 C.F.R. S 1.903(a).
^ Hilltop Tower Leasing, Inc., Notice of Apparent Liability for
Forfeiture, 26 FCC Rcd 341 (Enf. Bur. 2011) (NAL). A comprehensive
recitation of the facts and history of this case can be found in the NAL
and is incorporated herein by reference.
^ Letter from Jeff MacAlarney, President, Hilltop Tower Leasing, Inc., to
Philadelphia Office, Northeast Region, Enforcement Bureau (February 18,
2011) (on file in EB-10-PA-0014) (NAL Response).
^ Id.
^ Hilltop reports that its plans initially were to request a Special
Temporary Authorization to operate from Kinton Knob if necessary. See NAL
Response at 2. Hilltop states, however, that after the agents' inspection,
its sister company, ComPros, Inc., obtained a license to operate at Kinton
Knob. Id.; see also license for Station WQLH893, granted January 26, 2010.
^ NAL Response at 2.
^ 47 U.S.C. S 503(b).
^ 47 C.F.R. S 1.80.
^ The Commission's Forfeiture Policy Statement and Amendment of Section
1.80 of the Rules to Incorporate the Forfeiture Guidelines, Report and
Order, 12 FCC Rcd 17087 (1997), recons. denied, 15 FCC Rcd 303 (1999)
(Forfeiture Policy Statement).
^ 47 U.S.C. S 503(b)(2)(E).
^ 47 C.F.R. SS 1.903(a).
^ 47 C.F.R. SS 1.903(b).
^ See Letter from Jeff MacAlarney, President, Hilltop Tower Leasing, Inc.,
to Gene J. Stanbro, District Director, Philadelphia Office, Northeast
Region, Enforcement Bureau, dated March 3, 2010.
^ 47 U.S.C. S 312(f)(1). Section 312(f)(1) of the Act also applies to
violations for which forfeitures are assessed under Section 503(b) of the
Act. 47 U.S.C. S 503(b).
^ See, e.g., Southern California Broadcasting Co., Memorandum Opinion and
Order, [1]6 FCC Rcd 4387, 4387, para. 3 (1991) (holding that ignorance of
the law or inadvertent mistakes are not mitigating circumstances that can
serve to justify a forfeiture reduction), recons. denied, [2]7 FCC Rcd
3454 (1992); see also Princess K Fishing Corp., Forfeiture Order, 24 FCC
Rcd 2606, 2608-09, para. 8 (Enf. Bur. 2009) (stating that a licensee need
not have the mens rea to commit a violation in order for a violation to be
"willful"), recons. dismissed, Memorandum Opinion and Order, 27 FCC Rcd
4707 (Enf. Bur. 2012).
^ See, e.g., Argos Net, Inc., Forfeiture Order, 28 FCC Rcd 1126 (Enf. Bur.
2013) (finding that post-notification remedial efforts do not warrant
mitigation of a forfeiture), citing International Broadcasting
Corporation, Order on Review, 25 FCC Rcd 1538 (2010).
^ See e.g. Walgreen Co., 22 FCC Rcd 16045, 16049 at para. 11 (Enf. Bur.
2007) (reduced forfeiture amount based, in part, on Walgreen Co.'s history
of compliance with the Commission's rules) (forfeiture paid).
^ 47 U.S.C. S 503(b).
^ 47 U.S.C. S 503(b); 47 C.F.R. SS 0.111, 0.204, 0.311, 0.314, 1.80(f)(4),
1.903(a).
^ 47 C.F.R. S 1.80.
^ 47 U.S.C. S 504(a).
^ An FCC Form 159 and detailed instructions for completing the form may be
obtained at http://www.fcc.gov/Forms/Form159/159.pdf.
^ See 47 C.F.R. S 1.1914.
Federal Communications Commission DA 13-2257
Federal Communications Commission DA 13-2257
References
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