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Before the
Federal Communications Commission
Washington, D.C. 20554
)
In the Matter of )
File No. EB-07-SE-060
Global Microwave Systems, Inc. )
)
MEMORANDUM OPINION AND ORDER
Adopted: March 6, 2008 Released: March 7, 2008
By the Chief, Spectrum Enforcement Division, Enforcement Bureau:
I. INTRODUCTION
1. In this Memorandum Opinion and Order, we admonish Global Microwave
Systems, Inc. ("GMS") for marketing in the United States unauthorized
radio frequency devices, specifically, uncertified 4.9 GHz
aeronautical transmitting equipment ("4.9 GHz equipment"), in
violation of Section 302(b) of the Communications Act of 1934, as
amended ("Act"), and Sections 2.803(a)(1) and 90.203 of the
Commission's rules ("rules").
II. BACKGROUND
2. GMS manufactures and markets microwave radio systems and other
devices. On January 10, 2007, the Commission's Office of Engineering
and Technology ("OET") sent a letter to GMS in response to allegations
that it may be manufacturing and marketing uncertified 4.9 GHz
equipment. In its response to OET's letter, GMS acknowledged that it
sold a 4.9 GHz band device to a municipality to be used for aerial
video coverage. OET referred this matter to the Spectrum Enforcement
Division ("Division") of the Enforcement Bureau for investigation. In
August 2007, the Division issued a letter of inquiry ("LOI") to GMS.
On September 5, 2007, GMS submitted a response to the LOI
acknowledging that it had sold one microwave radio system for use in
an aeronautical application capable of operation in the 4.9 GHz band.
Specifically, GMS stated that it had sold one microwave radio system
to a municipality in December 2005, after receiving verification from
the municipality that it had obtained a license authorizing its
aeronautical operation in the 4.9 GHz band. GMS admitted that its
product was not authorized in accordance with the Commission's
certification process.
III. DISCUSSION
3. Section 302(b) of the Act provides that "[n]o person shall
manufacture, import, sell, offer for sale, or ship devices or home
electronic equipment and systems, or use devices, which fail to comply
with regulations promulgated pursuant to this section." Section
2.803(a)(1) of the Commission's rules provides that:
no person shall sell or lease, or offer for sale or lease (including
advertising for sale or lease), or import, ship, or distribute for the
purpose of selling or leasing or offering for sale or lease, any radio
frequency device unless ... [i]n the case of a device subject to
certification, such device has been authorized by the Commission in
accordance with the rules in this chapter and is properly identified and
labeled as required by S: 2.925 and other relevant sections in this
chapter.
In addition, Section 90.203 of the Rules provides in pertinent part that
"... each transmitter utilized for operation under this part and each
transmitter marketed as set forth in S: 2.803 of this chapter must be of a
type which has been certificated for use under this part."
4. GMS admitted that its microwave radio system is not certified for use
in an aeronautical application in the 4.9 GHz band. GMS also admitted
that it sold one of these systems in December 2005. Although GMS
asserts that the municipality told GMS that it had a license
authorizing its aeronautical operation in the 4.9 GHz band, the fact
that it believed that the municipality had a license to operate the
equipment does not obviate the need for GMS to obtain an equipment
certification prior to marketing the equipment. As noted above,
Section 90.203 provides that each transmitter utilized for licensed
Part 90 operations must be certified. Accordingly, it appears that GMS
has violated Section 302(b) of the Act and Sections 2.803(a)(1) and
90.203 of the rules by marketing uncertified 4.9 GHz equipment.
5. Although we believe that a monetary forfeiture would be warranted for
this violation, there is no evidence in the record that GMS marketed
these devices after 2005. The statute of limitations for issuing a
Notice of Apparent Liability for Forfeiture in this case is one year
from the date of violation. Accordingly, based upon our review of the
facts and circumstances in this case, and because we are barred by the
one-year statute of limitations from issuing a Notice of Apparent
Liability for Forfeiture, we admonish GMS for marketing uncertified
equipment in violation of Section 302(b) of the Act and Sections
2.803(a)(1) and 90.203 of the rules. Finally, we caution GMS that
future violations may result in additional enforcement action,
including monetary forfeitures.
IV. ORDERING CLAUSES
6. Accordingly, IT IS ORDERED that Global Microwave Systems, Inc. IS
ADMONISHED for marketing uncertified radio frequency devices in violation
of Section 302(b) of the Act and Sections 2.803(a)(1) and 90.203 of the
Rules.
7. IT IS FURTHER ORDERED that copies of this Memorandum Opinion and Order
shall be sent by Certified Mail, Return Receipt Requested, to Sam Nasiri,
President, Global Microwave Systems, Inc., 1916 Palomar Oaks Way Suit 100,
Carlsbad, CA 92008-5523.
FEDERAL COMMUNICATIONS COMMISION
Kathryn S. Berthot
Chief, Spectrum Enforcement Division
Enforcement Bureau
47 U.S.C. S: 302a(b).
47 C.F.R. S:S: 2.803(a)(1), 90.203.
Letter from Ray LaForge, Chief, Auditing and Compliance Branch, Office of
Engineering and Technology, to Global Microwave Systems, Inc. (January 10,
2007).
Letter from Sam Nasiri, President, Global Microwave Systems, Inc, to Ray
LaForge, Chief, Auditing and Compliance Branch, Office of Engineering and
Technology (February 6, 2007).
See Letter from Kathryn S. Berthot, Chief, Spectrum Enforcement Division,
Enforcement Bureau, Federal Communications Commission, to Sam Nasiri,
President, Global Microwave Systems, Inc. (August 7, 2007) ("LOI").
See Letter from Sam Nasiri, President, to Brett Greenwalt, Spectrum
Enforcement Division, Enforcement Bureau, Federal Communications
Commission (September 5, 2007), at 1 ("LOI Response").
Although Section 90.1205(c) of the Rules, 47 C.F.R. S: 90.1205(c),
prohibits aeronautical operation in the 4.9 GHz band, the Wireless
Telecommunications Bureau has granted waivers to licensees to use this
band for aeronautical use subject to certain conditions. See e.g., File
No. 0003100761 (granted November 4, 2003).
LOI response at 1.
Id.
GMS indicated that it subsequently learned that the municipality is not
using the system because it was not able to obtain a license to operate in
the 4.9 GHz band. Id
See 47 U.S.C. S: 503(b)(6); 47 C.F.R. S: 1.80(c)(3).
Federal Communications Commission DA 08-528
2
Federal Communications Commission DA 08-528