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Before the
Federal Communications Commission
Washington, D.C. 20554
In the matter of )
)
Petitions for Waiver of the )
Emergency Alert System Rules ) File No. EB-05-HS-034
filed by Various Cable )
Television Systems )
)
Requests for Waivers of Section )
11.11(a) of the )
Commission's Rules
ORDER
Adopted: September 22, 2005 Released: September 23,
2005
By the Acting Chief, Enforcement Bureau:
I. INTRODUCTION
1. In this Order, we amend waivers previously granted to
certain cable television systems of their obligations under the
Federal Communications Commission's (Commission) Emergency Alert
System (EAS) rules1 by extending the date by which these cable
systems must install EAS equipment from October 1, 2005 to March
1, 2006. Affected cable systems include those that have
requested waiver extensions,2 as well as any other cable systems
that have been granted waivers of their EAS obligations until
October 1, 2005.
II. BACKGROUND
2. The EAS provides the President the capability of
communicating with the American public during national
emergencies, as well as providing a vehicle for state and local
level emergency alerts.3 In accordance with the Commission's EAS
rules, cable system operators must be capable of delivering EAS
messages to their subscribers.4 The Commission is responsible
for implementing and enforcing the EAS rules.
3. Beginning in 1994, in accordance with the First Report and
Order, cable television systems have been required to participate
in the EAS.5 The Commission has subsequently reviewed and
refined cable operators' EAS obligations to ensure that the
Commission's rules continue to provide for public safety in a
manner that does not impose undue financial and regulatory
burdens on the affected cable systems.
4. In the Second Report and Order, the Commission recognized
that purchasing and installing EAS equipment could impose
financial difficulties on small cable operators.6 Accordingly,
the Commission revised its part 11 rules to establish an October
1, 2002, deadline for small cable system compliance, and gave
small cable operators two options for complying with their EAS
obligations. Small cable systems were allowed either to install
equipment that would allow them to provide the national level EAS
messages on all programmed channels, or to install EAS equipment
that would allow them to provide a video interrupt and audio
alert on all programmed channels and EAS audio and video messages
on at least one programmed channel by October 1, 2002.7
5. In the Second Report and Order the Commission also
authorized the Compliance and Information Bureau (now the
Enforcement Bureau) to grant waivers of the October 1, 2002
compliance date on a case-by-case basis, upon showings by small
cable systems that purchasing and installing EAS equipment would
cause financial hardship.8 The Commission's Enforcement Bureau,
under delegated authority, granted waivers of up to 36 months, or
until October 1, 2005, to over 200 small cable operators.
6. On August 12, 2004, the Commission released a Notice of
Proposed Rulemaking on the EAS (EAS NPRM).9 In part, the EAS
NPRM requested comment on the impact EAS upgrades may have on
small cable operators.10 In its comments, the American Cable
Association (ACA) requested the Commission to, inter alia, adopt
a rule change that would exempt cable operators serving 1,000 or
fewer customers from having to install EAS equipment to alert
their customers; and for cable operators serving between 1,000
and 5,000 customers, a two-year extension of the waivers
currently in place, from October 1, 2005 to October 1, 2007. The
ACA claimed that these actions would alleviate the financial
hardship to small cable operators.
7. Subsequently, several small cable operators that had been
granted EAS waivers until October 1, 2005, filed requests with
the Enforcement Bureau to extend these waivers until the later of
October 1, 2006, or the date the Commission issues new rules in
response to the EAS NPRM.11 These requests were based on
purported continuing financial need and/or regulatory uncertainty
in light of the pending EAS proceeding.
III. DISCUSSION
8. The Commission may grant a waiver of any of its rules
if the petitioner can show that the request would not frustrate
the underlying purpose of the rule, that in view of the unique or
unusual circumstances of the case, application of the rule would
be inequitable or unduly burdensome, and that granting the
requested waiver would be in the public interest.12 Based upon
the circumstances presented in these small cable service provider
waiver requests, we find that a brief extension of the current
waiver of the EAS rules is consistent with the underlying
purposes of the Commission's EAS rules and serves the public
interest. We therefore grant the requested petitions for waiver
as explained below.
9. The Commission has taken significant steps to ensure that
its EAS rules could be implemented in a manner that does not
impose an undue financial burden on the smallest cable system
operators. Although we believe that small cable operators have
had sufficient time to factor in the cost of EAS compliance into
their overall business plans,13 we do not need to reach the issue
of whether the requested waiver extensions should be granted on
the basis of financial need. Rather, we recognize that small
cable systems that have waivers in place until October 1, 2005,
are experiencing a degree of regulatory uncertainty during the
pendency of the EAS proceeding. A short extension of the
deadline would not undermine the effectiveness of the
Commission's EAS rules, and granting some level of certainty to
small cable businesses would be in the public interest.
Accordingly, we will grant a brief extension of the deadline by
which affected small cable service providers must comply with the
Commission's EAS rules from October 1, 2005 to March 1, 2006.
Because we believe we should extend a similar level of regulatory
certainty to all affected cable systems, we grant this extension
to all waivers in place, whether or not the cable system has
filed a request. Although we deny the petitioners' requests for
longer extensions of their temporary waivers of section 11.11(a),
we reserve the right to revisit this proceeding as the March 1,
2006 date approaches.
IV. ORDERING CLAUSE
10. Accordingly, IT IS ORDERED that, pursuant to Sections
0.111, 0.204(b) and 0.311 of the Rules,14 Vista III Media,
L.L.C.; Oldtown Community Systems, Inc.; Northland Cable
Properties, Inc.; Neu Ventures, Inc., d/b/a Mountain Zone TV
Systems; Galaxy Cable, Inc.; Long View Cable and Data, LLC; Upper
Peninsula Communications, Inc.; Prairieburg Telephone Company,
Inc.; Project Services, Inc.; Clearview Cable, Inc.; Long Lines
Metro, LLC; Tex-Tech, Inc.; Carson Communications, LLC; Nepsk,
Inc., d/b/a Polaris Cable; Glenwood Telecommunications; Goldfield
Communications Services, Corp.; Branch Cable, Inc.; PEC Cable;
Cable Services, Inc.; Hawkeye Telephone Co.; Pine Tree
Cablevision Associates; Northland Communications, Inc.; Long Pine
Television, Inc.; Minerva Valley Cablevision, Inc.; and Klip,
LLC; Whitehall Cable TV; Howard Cable; Riviera Cable TV; Karban
TV Systems, Inc.; Cass Cable TV, Inc.; Herr Cable; Grove
Communications Inc. Hamilton County Cable TV, Inc.; Millennium
Digital Media Systems, L.L.C.; Com-Link, Inc.; Pinpoint
Communications, Inc.; Glass Antenna Systems, Inc.; Hart Cable,
Inc.; Cable Communications of Willsboro, Inc.; CenCom, Inc.;
Green Hills Communications, Inc. d/b/a/ Green Hills Multi-Media;
North American Communications Corporation; Telecommunications
Management, LLC d/b/a NewWave Communications; and Oregon Cable
Group LLC (Petitioners) ARE GRANTED an extension of their current
waivers of section 11.11(a) of the Rules from October 1, 2005
until March 1, 2006.15
11. IT IS also ORDERED that all other small cable systems
that have waivers until October 1, 2005, ARE GRANTED an extension
of such waivers of section 11.11(a) of the Rules from October 1,
2005 until March 1, 2006.
FEDERAL COMMUNICATIONS COMMISSION
Kris Anne Monteith
Acting Chief, Enforcement Bureau
_________________________
1 See 47 C.F.R. § 11.11(a), et seq.
2 Vista III Media, L.L.C.; Oldtown Community Systems, Inc.;
Northland Cable Properties, Inc.; Neu Ventures, Inc., d/b/a
Mountain Zone TV Systems; Galaxy Cable, Inc.; Long View Cable and
Data, LLC; Upper Peninsula Communications, Inc.; Prairieburg
Telephone Company, Inc.; Project Services, Inc.; Clearview Cable,
Inc.; Long Lines Metro, LLC; Tex-Tech, Inc.; Carson
Communications, LLC; Nepsk, Inc d/b/a Polaris Cable; Glenwood
Telecommunications; Goldfield Communications Services, Corp.;
Branch Cable, Inc.; PEC Cable; Cable Services, Inc.; Hawkeye
Telephone Co.; Pine Tree Cablevision Associates; Northland
Communications, Inc.; Lone Pine Television, Inc.; Minerva Valley
Cablevision, Inc.; Klip, LLC; Nex-Tech, Inc.; Whitehall Cable TV;
Howard Cable; Riviera Cable TV; Karban TV Systems, Inc.; Cass
Cable TV, Inc.; Herr Cable; Grove Communications Inc.; Hamilton
County Cable TV, Inc.; Millennium Digital Media Systems, L.L.C.;
Com-Link, Inc.; Pinpoint Communications, Inc.; Glass Antenna
Systems, Inc.; Hart Cable, Inc.; Cable Communications of
Willsboro, Inc.; CenCom, Inc.; Green Hills Commmunications, Inc.
d/b/a/ Green Hills Multi-Media; North American Communications
Corporation; Telecommunications Management, LLC d/b/a NewWave
Communications; and Oregon Cable Group LLC (Petitioners).
3 See 47 C.F.R. § 11.1. For a history of the EAS, see Amendment
of Part 73, Subpart G, of the Commission's Rules Regarding the
EBS, 10 FCC Rcd 1786, 1788-89 (1994) (First Report and Order),
recon. granted in part and denied in part, 10 FCC Rcd 11,494
(1995).
4 Cable Television Consumer Protection and Competition Act of
1992, Pub. L. No. 102-385, § 16(b), 106 Stat. 1460, 1490 (1992).
Section 624(g) provides that ``each cable operator shall comply
with such standards as the Commission shall prescribe to ensure
that viewers of video programming on cable systems are afforded
the same emergency information as is afforded by the emergency
broadcasting system pursuant to Commission regulations ....'' 47
U.S.C. § 544(g).
5 See First Report and Order, 10 FCC Rcd at 1785.
6 Amendment of Part 73, Subpart G, of the Commission's Rules
Regarding the Emergency Broadcast System, Second Report and
Order, 12 FCC Rcd 15503 (1997) (Second Report and Order). (Small
Cable Operators are defined, with respect to EAS obligations, as
those with 5,000 or fewer subscribers per head-end).
7 Id. at 15503.
8 Id. at 15513.
9 See Review of the Emergency Alert System, Notice of Proposed
Rulemaking, 19 FCC Rcd 15775 (2004).
10 Id. at 15792.
11 While the majority of the subject cable systems have requested
extensions to their existing temporary waivers of section
11.11(a) of the rules, others have requested waiver extensions on
behalf of recently acquired non-compliant cable television
systems.
12 47 C.F.R. § 1.925. See also WAIT Radio v. F.C.C., 418 F.2d
1153, 1157 (D.C. Cir. 1969), Northeast Cellular Telephone Co.,
L.P. v. F.C.C, 897 F.2d 1164, 1166 (D.C. Cir. 1990).
13 Similarly, we address only the issue of extending the
compliance date for waivers previously granted by the Enforcement
Bureau under delegated authority. We do not address the issues
raised in the ACA comments to the EAS NPRM.
14 47 C.F.R. §§ 0.111, 0.204(b) and 0.311.
15 We clarify that theses waivers also encompass the EAS testing
and monitoring requirements.