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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
) File No. EB-03-AT-077
Cumulus Licensing Corp. )
Owner of Antenna Structures ) NAL/Acct. No. 200332480025
#1052722 and #1052724 )
near Savannah, Georgia ) FRN: 0005-2603-77
FORFEITURE ORDER
Adopted: December 22, 2004 Released: December 28,
2004
By the Assistant Chief, Enforcement Bureau:
I. INTRODUCTION
1. In this Forfeiture Order (``Order''), we issue a
monetary forfeiture in the amount of ten thousand dollars
($10,000) to Cumulus Licensing Corporation (``Cumulus''), the
owner of antenna structure registration (``ASR'') numbers
1052722 and 1052724 in Savannah, Georgia, for willful and
repeated violation of Section 17.50 of the Commission's Rules
(``Rules'').1 The noted violation involves Cumulus's failure to
clean and repaint its antenna structures to maintain good
visibility.
2. On May 27, 2003, the Commission's Atlanta, Georgia
District Office (``Atlanta Office'') issued a Notice of Apparent
Liability for Forfeiture (``NAL'') to Cumulus for a forfeiture
in the amount of ten thousand dollars ($10,000).2 Cumulus filed
a response to the NAL on August 1, 2003.
II. BACKGROUND
3. On August 22, 2001, an agent from the Atlanta
Office inspected antenna structures associated with AM radio
station WBMQ, Savannah, Georgia. The agent found that the paint
on the antenna structures was badly faded and peeling, greatly
reducing the structures' visibility. The Atlanta Office issued
a Notice of Violation (``NOV'') to Cumulus on September 19,
2001, noting inter alia the violation of Section 17.50 of the
Rules. Cumulus responded on October 15, 2001, that it was
acquiring bids to repaint the structures and anticipated the
repainting would be completed by December 31, 2001.
4. The Atlanta Office issued a Continuation of Notice
of Violation (``CNOV'') on October 18, 2001, requesting a status
report of the antenna structure repainting. On January 9, 2002,
Cumulus's counsel replied that Cumulus would make a
determination no later than January 31, 2002, whether to repaint
or replace the towers. On February 4, 2002, Cumulus's counsel
submitted an additional reply stating that Cumulus planned to
replace the structures and that completion of construction would
be June or July of 2002. On July 31, 2002, Cumulus's counsel
provided another written reply stating that after further
evaluation, Cumulus had decided to relocate the operations for
WBMQ to another existing structure in Savannah, Georgia, after
which it would dismantle the current structures.
5. On March 18 and 19, 2003, an agent of the Atlanta
Office again inspected ASR numbers 1052722 and 1052724. The
structures remained unpainted and the orange and white aviation
bands were not distinguishable at a distance of one-half mile
from the structures. On May 27, 2003, the Atlanta Office issued
the subject NAL for apparent willful and repeated violation of
Section 17.50 of the Rules. In its response, Cumulus does not
contest that its two structures were in violation of Section
17.50,3 but seeks a reduction in the forfeiture amount based on
the fact that its existing towers cannot be repainted because
the towers lead paint if scraped could be harmful to the
surrounding environment, and because its efforts to relocate to
a new location have been hampered by environmental-related
concerns as well.
III. DISCUSSION
6. The NAL assessed the proposed forfeiture amount in
this case in accordance with Section 503(b) of the Act,4 Section
1.80 of the Rules,5 and The Commission's Forfeiture Policy
Statement and Amendment of Section 1.80 of the Rules to
Incorporate the Forfeiture Guidelines, 12 FCC Rcd 17087 (1997),
recon. denied, 15 FCC Rcd 303 (1999) (``Policy Statement''). In
examining Cumulus's response to the NAL, Section 503(b) of the
Act requires that the Commission take into account the nature,
circumstances, extent and gravity of the violation and, with
respect to the violator, the degree of culpability, any history
of prior offenses, ability to pay, and such other matters as
justice may require.6
7. Section 17.50 of the Rules provides that antenna
structures requiring painting shall be cleaned or repainted as
often as necessary to maintain good visibility. Cumulus
concedes that its two antenna structures are in violation of
Section 17.50, and the record reflects that Cumulus permitted
the violation to continue from August 22, 2001, the date of the
Atlanta Office's first inspection of the referenced WBMQ antenna
structures until March 19, 2003, the date of the Atlanta
Office's re-inspection of the antenna structures.7 We,
therefore, find that Cumulus willfully8 and repeatedly9 violated
Section 17.50 of the Rules.
8. Cumulus states that their antenna structures have
existed at their present location since the early 1950s. The
location is a salt water marsh, which has eroded the towers
during the last 50 years. Each tower's paint, apparently never
replaced in its 50 years of existence, is lead-based and applied
over a non-galvanized steel structure. Cumulus purchased the
station and antenna structures on March 26, 1998. Cumulus
states that it began to consider the condition of the towers and
their paint only after the Atlanta Office agent notified them of
the Section 17.50 violation.10
9. After contact by the Atlanta Office agent, Cumulus
says it began a series of efforts to paint the towers at their
original location. Cumulus was informed that the Army Corps of
Engineers was concerned because the towers' lead paint, if
scraped or sanded, would cause lead to fall into the wetlands,
which it is responsible for protecting, resulting in potential
environmental harm. Moreover, all the painting contractors
contacted by Cumulus stated that the towers were unsafe to
climb. One company nevertheless provided a cost estimate of
$38,350 for the project. Because overcoming these obstacles
would have been prohibitively expensive, Cumulus then developed
plans to build new towers in the wetlands marsh by applying to
the Army Corps of Engineers, which has jurisdiction of the area.
Cumulus discovered that it would be prohibitively expensive, if
not impossible, to acquire approval to replace the towers
because of environmental-related concerns regarding placement of
guy anchors in the protected wetland area. Cumulus subsequently
applied to the Commission to relocate the Station WBMQ facility
to an existing tower. However, when it began construction of a
ground station near the existing tower, Cumulus soon learned
from the Army Corps of Engineers that its chosen location is a
potential wetland.
10. Cumulus persevered with its proposal to build the
ground station and utilize the existing antenna structure at the
site through the Army Corps of Engineers' permit process, and
received final permission to begin building on July 3, 2003. We
note that the last communication from Cumulus prior to the NAL
was dated July 31, 2002, and indicated that it intended to
relocate the station to an existing tower but made no mention of
building a new ground station on potentially protected
wetlands.11
11. Cumulus argues that these events show that it has
``acted promptly at all times to do whatever it could to solve
the problem resulting from the poor paint visibility.''12
Cumulus states that if its contractors and consultants had
informed it that the new site for relocation of the antenna
structures was also a wetland and required Army Corps of
Engineers approval, it ``would have begun the permitting process
earlier.''13
12. Cumulus states that it is acting as quickly as it
can to complete the building and commence operations at its new
site. Once it is operating at the new site, it will close its
existing site and take down the towers.
13. Cumulus states that it believed that the
Commission understood the towers could not be repainted because
it kept the Atlanta Field Office apprised of its progress after
the agent's inspection. Cumulus argues that it had no notice
that the time delay was unacceptable, and that correction of the
problem has been its goal. It argues that the forfeiture will
not provide additional motivation to enable Cumulus to take down
the tower. Cumulus argues that the Commission is in effect
telling it that it should have shut down the station and taken
down the towers, but that this would have caused it to lose its
license for being silent for more than a year.
14. We find that Cumulus should have known of, and
acted on, the lack of paint on the towers prior to or
immediately upon their purchase of the station and associated
towers. Even if Cumulus was unaware of its responsibility as
the antenna structures' owner under the Rules regarding painting
of the structure, it is well established that mistake or
inadvertence resulting in a rule violation is considered a
willful violation of the Commission's rules.14 Moreover, the
Commission holds the owner of the antenna structure primarily
responsible for awareness of and compliance with its Rules.15
Accordingly, we conclude that it was Cumulus's responsibility to
determine that the structures were inadequately painted and to
act on that determination.16
15. Cumulus's argument that it acted immediately to
correct the violation after the violation was brought to its
attention by the Atlanta Office agent does not support a
reduction of the proposed forfeiture inasmuch as these actions
were remedial and taken in response to being informed of the
violation by the Atlanta Office. The Commission has
consistently found that ``corrective action taken to come into
compliance with Commission rules or policy is expected, and does
not nullify or mitigate any prior forfeitures or violations.''17
16. We also disagree with Cumulus's argument that it
has a good history of compliance. A search of our records shows
numerous violations by Cumulus in connection with operation and
maintenance of its stations. Accordingly, no reduction in the
proposed forfeiture is warranted.
17. A search of the Commission's records does not
indicate whether Cumulus has completed transferring its station
operations or whether the former towers have been dismantled.
Accordingly, we will require, pursuant to Section 308(b) of the
Act,18 that Cumulus submit a report to the Enforcement Bureau
within 30 days of the release date of this Order demonstrating
that it is in compliance with our antenna registration Rules as
required by Section 17.4(a). Cumulus's report must be submitted
in the form of an affidavit or declaration, under penalty of
perjury, and signed by an officer or director of the licensee.
Cumulus should note that its continued noncompliance could
result in additional enforcement action.
18. We have examined Cumulus' response to the NAL
pursuant to the statutory factors above, and in conjunction with
the Policy Statement as well. As a result of our review, we
conclude that Cumulus willfully and repeatedly violated Section
17.50 of the Rules, and we find no basis for rescinding or
reducing the $10,000 forfeiture for this violation.
IV. ORDERING CLAUSES
19. Accordingly, IT IS ORDERED that, pursuant to
Section 503(b) of the Act, and Sections 0.111, 0.311 and
1.80(f)(4) of the Rules,19 Cumulus Licensing Corporation, owner
of antenna structures #1052722 and #1052724 near Savannah,
Georgia, IS LIABLE FOR A MONETARY FORFEITURE in the amount of
ten thousand dollars ($10,000) for its violation of Section
17.50 of the Rules.
20. IT IS FURTHER ORDERED that, pursuant to Section
308(b) of the Act, Cumulus Licensing Corporation must submit the
report described in paragraph seventeen (17) above no later than
thirty (30) days from the release date of this Order to:
Federal Communications Commission, Enforcement Bureau, Spectrum
Enforcement Division, 445 12th Street, S.W., Washington, D.C.
20554, Attention: Susan Magnotti, Esquire.
21. Payment of the forfeiture shall be made in the
manner provided for in Section 1.80 of the Rules within 30 days
of the release of this Order. If the forfeiture is not paid
within the period specified, the case may be referred to the
Department of Justice for collection pursuant to Section 504(a)
of the Act.20 Payment of the forfeiture must be made by check or
similar instrument, payable to the order of the Federal
Communications Commission. The payment must include the
NAL/Acct. No. and FRN No. referenced above. Payment by check or
money order may be mailed to Forfeiture Collection Section,
Finance Branch, Federal Communications Commission, P.O. Box
73482, Chicago, Illinois 60673-7482. Payment by overnight mail
may be sent to Bank One/LB 73482, 525 West Monroe, 8th Floor
Mailroom, Chicago, IL 60661. Payment by wire transfer may be
made to ABA Number 071000013, receiving bank Bank One, and
account number 1165259. Requests for full payment under an
installment plan should be sent to: Chief, Revenue and
Receivables Operations Group, 445 12th Street, S.W., Washington,
D.C. 20554.21
22. IT IS FURTHER ORDERED that a copy of this Order
shall be sent by First Class and Certified Mail Return Receipt
Requested to Cumulus Licensing Corporation, 3535 Piedmont Road,
Building 14, 14th Floor, Atlanta, Georgia 30305, and to its
counsel, Mark N. Lipp, Vinson & Elkins, LLP, The Willard Office
Building, 1455 Pennsylvania Avenue NW, Washington, DC 20004-
1008.
FEDERAL COMMUNICATIONS COMMISSION
George R. Dillon
Assistant Chief, Enforcement Bureau
_________________________
1 47 C.F.R. § 17.50.
2 Notice of Apparent Liability for Forfeiture, NAL/Acct. No.
200332480025 (Enf. Bur., Atlanta Office, released May 27, 2003).
3 Cumulus' Response at page 1.
4 47 U.S.C. § 503(b).
5 47 C.F.R. § 1.80.
6 47 U.S.C. § 503(b)(2)(D).
7 See William L. Needham and Lucille Needham, 18 FCC Rcd 5521,
5522 (Enf. Bur. 2003) (Violation determined to be willful where
tower owner was aware of the condition of the paint but chose not
to repaint the tower).
8 Section 312(f)(1) of the Act, 47 U.S.C. § 312(f)(1), which
applies to violations for which forfeitures are assessed under
Section 503(b) of the Act, provides that ``[t]he term `willful,'
... means the conscious and deliberate commission or omission of
such act, irrespective of any intent to violate any provision of
this Act or any rule or regulation of the Commission authorized
by this Act ....'' Southern California Broadcasting Co., 6 FCC
Rcd 4387 (1991).
9 As provided by 47 U.S.C. § 312(f)(2), ``[t]he term `repeated',
when used with reference to the commission or omission of any
act, means the commission or omission of such act more than once
or, if such commission or omission is continuous, for more than
one day.'' The Conference Report for Section 312(f)(2) indicates
that Congress intended to apply this definition to Section 503 of
the Act as well as Section 312. See H.R. Rep. 97th Cong. 2d
Sess. 51 (1982). Southern California Broadcasting Co., supra.
10 Cumulus Response ¶ 2.
11 Letter from John Griffith Johnson, Jr., of Paul, Hastings,
Janofsky & Walker LLP, to Mr. Fred L. Broce, Atlanta District
Director, Enforcement Bureau, dated July 31, 2002.
12 Cumulus Response at ¶ 9.
13 Id.
14 Southern California Broadcasting Company, supra (citing Vernon
Broadcasting, Inc., 60 RR2d 1275, 1277 (1986); Fay Neel
Eggleston, 19 FCC2d 829 (1969)). See also PJB Communications of
Virginia, Inc., 7 FCC Rcd 2088 (1992); Standard Communications
Corp., 1 FCC Rcd 358 (1986); Triad Broadcasting Co., Inc., 96 FCC
2d 1235, 1242 (1984).
15 See, e.g. Eure Family Limited Partnership, 17 FCC Rcd 21861,
21863-64 ¶¶ 6-7 (2002).
16 Moreover, we find unpersuasive Cumulus's argument that it
only discovered the towers were standing in a protected wetland,
and were so eroded as to prohibit repainting, years after it
purchased the station, and then only after the Commission
inspection. The standard business practice of due diligence
would have revealed this information prior to Cumulus's purchase
of the stations.
17 AT&T Wireless Services, Inc., 17 FCC Rcd 21866, 21871 (2002);
Seawest Yacht Brokers, 9 FCC Rcd 6099 (1994).
18 47 U.S.C. § 308(b).
19 47 C.F.R. §§ 0.111, 0.311, 1.80(f)(4).
20 47 U.S.C. § 504(a).
21 See 47 C.F.R. § 1.1914.