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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
)
David Michael Oaks ) File No. EB-03-PO-128
)
Unlicensed FM Radio Station ) NAL/Acct. No. 200432920002
Beaverton, Oregon ) FRN # 0010288587
FORFEITURE ORDER
Adopted: November 3, 2004 Released: November 5,
2004
By the Assistant Bureau Chief, Enforcement Bureau:
I. INTRODUCTION
1. In this Forfeiture Order (``Order''), we issue a
monetary forfeiture in the amount of ten thousand dollars
($10,000) to Mr. David Michael Oaks (``Mr. Oaks'') for willfully
and repeatedly violating Section 301 of the Communications Act of
1934, as amended (``Act'').1 The noted violation involves Mr.
Oaks's operation of an unlicensed FM broadcast station on the
frequency 98.1 MHz, at his residence in Beaverton, Oregon.
2. On March 12, 2004, the Commission's Portland, Oregon
Resident Agent Office (``Portland Office'') issued a Notice of
Apparent Liability for Forfeiture (``NAL'') in the amount of ten
thousand dollars ($10,000) to Mr. Oaks. 2 Mr. Oaks filed a
response to the NAL on March 22, 2004.
II. DISCUSSION
3. In responding, Mr. Oaks does not deny the subject
violation. Mr. Oaks states that he was attempting to correct the
violation by lowering the power each time he received a notice
that he was operating an unlicensed station, but that the agent
for the Portland Office (``agent'') did not provide the specific
field strength measurements that he requested to determine how
far above the legal limit he was operating. The Commission is
not required to engineer the operating parameters of a station.
Mr. Oaks asserts that the agent told him that the effective range
for a transmitter operating pursuant to Part 15 of the Rules 3 is
about 100 feet, and that if Mr. Oaks chose to do so, he could
purchase a Part 15 wireless microphone to compare the range of
his signal with that of his station. Mr. Oaks did not choose to
do so.4 Further, on several separate occasions prior to the
Portland Office's issuance of the NAL, Mr. Oaks received Notices
of Unlicensed Operation (``Notice(s)'') from the Portland Office
which served as warnings of the subject violation.5 Accordingly,
Mr. Oaks was on notice that his continued operation of the
station was in violation of Section 301 of the Act.
4. After reviewing Mr. Oaks's response, we find that he
``willfully''6 and ``repeatedly''7 violated Section 301 of the
Act. In addition, we conclude, pursuant to Section 503(b) of the
Communications Act of 1934, as amended (``Act'')8 and The
Commission's Forfeiture Policy Statement and Amendment of Section
1.80 of the Rules to Incorporate the Forfeiture Guidelines,9 that
no reduction of the proposed forfeiture is warranted.
III. ORDERING CLAUSES
5. Accordingly, IT IS ORDERED THAT, pursuant to Section
503(b) of the Act10 and Sections 0.111, 0.311 and 1.80(f)(4) of
the Commission's Rules,11 Michael David Oaks IS LIABLE FOR A
MONETARY FORFEITURE in the amount of ten thousand dollars
($10,000) for willfully and repeatedly violating Section 301 of
the Act.
6. Payment of the forfeiture shall be made in the manner
provided for in Section 1.80 of the Rules within 30 days of the
release of this Order. If the forfeiture is not paid within the
period specified, the case may be referred to the Department of
Justice for collection pursuant to Section 504(a) of the Act.12
Payment of the forfeiture must be made by check or similar
instrument, payable to the order of the Federal Communications
Commission. The payment must include the NAL/Acct. No. and FRN
No. referenced above. Payment by check or money order may be
mailed to Forfeiture Collection Section, Finance Branch, Federal
Communications Commission, P.O. Box 73482, Chicago, Illinois
60673-7482. Payment by overnight mail may be sent to Bank One/LB
73482, 525 West Monroe, 8th Floor Mailroom, Chicago, IL 60661.
Payment by wire transfer may be made to ABA Number 071000013,
receiving bank Bank One, and account number 1165259. Requests
for full payment under an installment plan should be sent to:
Chief, Revenue and Receivables Operations Group, 445 12th Street,
S.W., Washington, D.C. 20554.13
7. IT IS FURTHER ORDERED THAT this Order shall be sent by
first class mail and certified mail, return receipt requested, to
Mr. Michael David Oaks, Beaver Creek Apartments, 12270 S.W.
Center, Apt 43, Beaverton, Oregon 97005.
FEDERAL COMMUNICATIONS COMMISSION
George R. Dillon
Assistant Bureau Chief, Enforcement
_________________________
1 47 U.S.C. § 301.
2 Notice of Apparent Liability for Forfeiture, NAL/Acct. No.
200432920002 (Enf. Bur., Portland Office, released March 12,
2004).
3 47 C.F.R. § 15.1 et. seq.
4 On June 9, July 14 and September 16, 2003, Commission staff
noted that the field strength of the station's signal exceeded
the permissible level for a non-licensed low-power radio
transmitter.
5 On June 9 and July 14, 2003, on-scene Notices were placed under
Mr. Oaks's door. On June 11 and September 17, 2003, formal
Notices were issued to Mr. Oaks via certified and regular mail.
6 As provided by 47 U.S.C. § 312 (f)(1), ``willful'', when used
with reference to the commission or omission of any act, means
the conscious and deliberate commission or omission of such act,
irrespective of any intent to violate any provision of the
Communications Act of 1934, as amended, (``Act'').
7 As provided by 47 U.S.C. § 312(f)(2), a continuous violation is
``repeated'' if it continues for more than one day. The
Conference Report for Section 312(f)(2) indicates that Congress
intended to apply this definition to Section 503 of the Act as
well as Section 312. See H.R. Rep. 97th Cong. 2d Sess. 51
(1982). See Southern California Broadcasting Company, 6 FCC Rcd
4387, 4388 (1991).
8 47 U.S.C. § 503(b).
9 12 FCC Rcd 17087 (1997), recon. denied, 15 FCC Rcd 303 (1999).
10 47 U.S.C. § 503(b).
11 47 C.F.R. §§ 0.111, 0.311 and 1.80(f)(4).
12 47 U.S.C. § 504(a).
13 See 47 C.F.R. § 1.1914.