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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
)
Forest Electric Corporation ) File No. EB-03-NY-128
WPWD334 ) NAL/Acct. No.:
200432380003
Edison, New Jersey ) FRN 0007-3992-31
FORFEITURE ORDER
Adopted: October 25, 2004 Released:
October 27, 2004
By the Assistant Chief, Enforcement Bureau:
I. INTRODUCTION
1. In this Forfeiture Order (``Order''), we issue a
monetary forfeiture in the amount of three thousand two
hundred dollars ($3,200) to Forest Electric Corporation
(``Forest'') for willful and repeated violation of Section
1.903(a) of the Commission's Rules (``Rules'').1 The noted
violation involves operation of a repeater station on the
unauthorized frequency of 473.175 MHz.
2. On December 29, 2003, the District Director of the
Commission's New York Field Office (``New York Office'')
released a Notice of Apparent Liability for Forfeiture
(``NAL'') to Forest in the amount of four thousand dollars
($4,000). Forest filed a response on January 29, 2004
(``Response'').
II. BACKGROUND
3. Beginning in May 2003, Commission agents observed
continuous transmissions on the frequency of 473.175 MHz.
The agents noted that the station using this frequency did
not identify by a call sign or provide any station
identification. A check of Commission records showed that
this frequency was assigned to the Jersey City Police
Department in Jersey City, New Jersey. On June 17, 2003, a
Commission agent, using a mobile direction-finding vehicle
monitored the frequency 473.175 MHz in Jersey City, and
determined that the transmissions were coming from a fixed
station at a Turner Construction Company (``Turner'') site
on 30 Hudson Street in Jersey City. The agent spoke to
Turner's project superintendent concerning the unauthorized
operation on a frequency that was assigned to a public
safety entity, and was advised that the transmissions may be
coming from a subcontractor using its own radio equipment.
4. On June 23, 2003, Commission agents using a mobile
direction-finding vehicle again monitored the frequency
473.175 MHz in Jersey City, and determined that the
transmissions were coming from an antenna located on a
trailer operated by Forest at the construction site on
Hudson Street. The agents conducted a station inspection
with Forest's foreman, and observed the transmitter in use,
a Vertex Standard (VXR-7000), which is rated at 50 Watts.
The agents advised the construction foreman that Forest was
operating a repeater station on an unauthorized frequency of
473.175 MHz. A review of Commission records indicated that
Forest was granted authority under its license, WPWD334, to
operate one repeater station on a frequency of 463.250 MHz,
and 40 mobile units on a frequency of 468.250 MHz. Forest
did not, however, have Commission authorization to operate a
repeater station on 473.175 MHz.
5. On December 29, 2003, the District Director of the
New York Office issued the subject NAL to Forest, finding
that it willfully2 and repeatedly3 violated Section 1.903(a)
of the Rules. In its response, Forest admits that it
violated Section 1.903(a), but requests a reduction of the
proposed forfeiture on the grounds that: 1) it immediately
ceased operation on the unauthorized frequency upon
notification by Commission agents on June 23, 2003; 2) its
site personnel did not intend to violate the Rules; and 3)
Forest did not authorize its personnel to operate on
frequency 473.175 MHz.
III. DISCUSSION
6. The proposed forfeiture amount in this case was
assessed in accordance with Section 503(b) of the
Communications Act of 1934, as amended (``Act''),4 Section
1.80 of the Rules,5 and The Commission's Forfeiture Policy
Statement and Amendment of Section 1.80 of the Rules to
Incorporate the Forfeiture Guidelines, 12 FCC Rcd 17087
(1997), recon. denied, 15 FCC Rcd 303 (1999) (``Forfeiture
Policy Statement''). In examining Forest's response,
Section 503(b) of the Act requires that the Commission take
into account the nature, circumstances, extent and gravity
of the violation and, with respect to the violator, the
degree of culpability, any history of prior offenses,
ability to pay, and other such matters as justice may
require.6
7. Section 1.903(a) of the Rules requires that
stations in the Wireless Radio Services be used and operated
with a valid authorization granted by the Commission. Two
FCC inspections of the trailer operated by Forest at the
construction site on Hudson Street revealed that Forest was
operating a repeater station on an unauthorized frequency of
473.175 MHz. A review of Commission records indicated that
Forest did not have Commission authorization to operate a
repeater station on that frequency. In its response, Forest
does not challenge the findings of the NAL that it willfully
and repeatedly violated Section 1.903(a) of the Rules.
8. Forest seeks a reduction in the amount of the
proposed forfeiture for several reasons. First, Forest
asserts that it immediately ceased operation on the
unauthorized frequency after the June 23, 2003 Commission
inspection. Although Forest's action is commendable,
remedial actions taken after the Commission's inspection,
notice or action have not been considered a mitigating
factor warranting a reduction of the assessed forfeiture.7
9. Forest also asserts that its forfeiture should be
reduced because it did not authorize its personnel to
operate on the frequency of 473.175 MHz. It is well-
established, however, that Forest is accountable for its
employees' and independent contractors' acts and omissions,
and ultimately, is responsible for compliance with the
Commission's requirements.8 Nor do we find merit in
Forest's request for a reduction on the grounds that its
personnel did not intend to violate the Commission's Rules.
The Commission has not considered an absence of intent to
violate the rules as a mitigating factor warranting a
forfeiture reduction.9 We do, however, find that Forest has
a history of overall compliance and, accordingly, reduce the
forfeiture amount from four thousand dollars ($4,000) to
three thousand two hundred dollars ($3,200) on that basis.
IV. ORDERING CLAUSES
10. Accordingly, IT IS ORDERED THAT, pursuant to
Section 503(b) of the Act and Sections 0.111, 0.311 and
1.80(f)(4) of the Rules,10 Forest Electric Corporation IS
LIABLE FOR A MONETARY FORFEITURE in the amount of three
thousand two hundred dollars ($3,200) for willfully and
repeatedly violating Section 1.903(a) of the Rules.
11. Payment of the forfeiture shall be made in the
manner provided for in Section 1.80 of the Rules within 30
days of the release of this Order. If the forfeiture is not
paid within the period specified, the case may be referred
to the Department of Justice for collection pursuant to
Section 504(a) of the Act.11 Payment of the forfeiture must
be made by check or similar instrument, payable to the order
of the Federal Communications Commission. The payment must
include the NAL/Acct. No. and FRN No. referenced above.
Payment by check or money order may be mailed to Forfeiture
Collection Section, Finance Branch, Federal Communications
Commission, P.O. Box 73482, Chicago, Illinois 60673-7482.
Payment by overnight mail may be sent to Bank One/LB 73482,
525 West Monroe, 8th Floor Mailroom, Chicago, IL 60661.
Payment by wire transfer may be made to ABA Number
071000013, receiving bank Bank One, and account number
1165259. Requests for full payment under an installment
plan should be sent to: Chief, Revenue and Receivables
Operations Group, 445 12th Street, S.W., Washington, D.C.
20554.12
12. IT IS FURTHER ORDERED that a copy of this Order
shall be sent by first class mail and certified mail return
receipt requested to Mr. Robert A. Rynar, Vice President-
Operations, Forest Electric Corporation, 160 Raritan Center
Parkway, Suite 18, Edison, New Jersey 08837.
FEDERAL COMMUNICATIONS COMMISSION
George R. Dillon
Assistant Chief, Enforcement Bureau
_________________________
11. 47 C.F.R. § 1.903(a).
21. Section 312(f)(1) of the Act, 47 U.S.C.
312(f)(1), which applies to Section 503(b) of the Act,
provides that ``[t]he term `willful,' when used with
reference to the commission or omission of any act, means
the conscious and deliberate commission or omission of such
act, irrespective of any intent to violate any provision of
this Act ....'' See Southern California Broadcasting Co., 6
FCC Rcd 4387 (1991).
31. As provided by 47 U.S.C. § 312(f)(2), a continuous
violation is ``repeated'' if it continues for more than one
day. The Conference Report for Section 312(f)(2) indicates
that Congress intended to apply this definition to Section
503 of the Act as well as Section 312. See H.R. Rep. 97th
Cong. 2d Sess. 51 (1982). See Southern California
Broadcasting Company, 6 FCC Rcd 4387, 4388 (1991) and
Western Wireless Corporation, 18 FCC Rcd 10319 n.56 (2003).
41. 47 U.S.C. § 503(b).
51. 47 C.F.R. § 1.80.
61. 47 U.S.C. § 503(b)(2)(D).
71. See South Central Communications Corp., 18 FCC Rcd
700, 702-03, ¶ 9 (Enf. Bur. 2003); Northeast Utilities, 17
FCC Rcd 4115, 4117, ¶ 13 (Enf. Bur. 2002). Eure Family
Limited Partnership, 17 FCC Rcd 21861, 21864-65, ¶¶ 7-8
(2002).
81. See, e.g., AT&T Wireless Services, Inc., 17 FCC
Rcd 21861, 21864-75 (2002); Sonderling Broadcasting Corp.,
69 FCC 2d 289, 291 (1978).
91. See, e.g., 4M of Richmond, Inc., Licensee of WLEE
4M Communications, Inc., DA 04-2515 ¶ 13 (Enf. Bur.,
released August 13, 2004).
101. 47 C.F.R. §§ 0.111, 0.311, 1.80(f)(4).
111. 47 U.S.C. § 504(a).
121. See 47 C.F.R. § 1.1914.