Click here for Adobe Acrobat version
Click here for Microsoft Word version
********************************************************
NOTICE
********************************************************
This document was converted from Microsoft Word.
Content from the original version of the document such as
headers, footers, footnotes, endnotes, graphics, and page numbers
will not show up in this text version.
All text attributes such as bold, italic, underlining, etc. from the
original document will not show up in this text version.
Features of the original document layout such as
columns, tables, line and letter spacing, pagination, and margins
will not be preserved in the text version.
If you need the complete document, download the
Microsoft Word or Adobe Acrobat version.
*****************************************************************
Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
)
Qwest Communications )
International, Inc. ) EB File No. EB-03-IH-0500
ORDER
Adopted: November 3, 2003 Released: November 4,
2003
By the Chief, Enforcement Bureau:
I. INTRODUCTION
1. In this Order we deny Qwest Communications
International, Inc.'s (``Qwest's'') request for confidential
treatment of material that it submitted in response to a letter
of inquiry (``LOI'') by the Enforcement Bureau.1 As explained
below, Qwest has failed to satisfy the Commission rules for
nondisclosure. Specifically, Qwest has not provided a statement
of the reasons for withholding the materials in question, as
required by section 0.459 of the Commission's rules.
II. BACKGROUND
2. On June 26, 2003, the Investigations and Hearings
Division of the Enforcement Bureau sent Qwest an LOI, seeking
certain documents pertaining to Qwest's filing of interconnection
agreements in Minnesota and Arizona.2 Qwest submitted responses
to the LOI on July 31, 2003.3 Qwest's response included a
Confidentiality Request, in which Qwest requested confidential
treatment of certain materials that Qwest described as including:
``declarations, charts, internal documents, correspondence, and
nonpublic versions of pleadings.''4 Qwest claims that the
``materials merit confidential treatment because they address
strategically sensitive matters, including commercial, financial,
and trade secret information,'' and that their disclosure ``could
result in substantial competitive harm to Qwest.''5
III. DISCUSSION
3. Section 0.459 of the Commission's rules establishes a
procedure by which parties may request that information or
materials that they have submitted to the Commission not be
routinely available for public inspection.6 This rule requires
that a party seeking confidentiality provide a statement of the
reasons for withholding the materials in question from public
inspection and set forth the specific categories of materials for
which such treatment is appropriate.7
4. Qwest has failed to provide the statement of reasons
for withholding the materials it claims should be treated as
confidential, as required by section 0.459(b). For example,
Qwest does not identify the specific information for which
confidential treatment is sought, as required in section
0.459(b)(1). Instead, Qwest seeks confidential treatment for all
materials labeled confidential, which include a broad array of
documents such as those submitted in response to the LOI, the
written response to the LOI, and Qwest's Confidentiality Request
itself. Qwest also fails to explain the degree to which the
information is commercial or financial or contains a trade secret
or is privileged, as required by section 0.459(b)(3). Further,
Qwest fails to explain how the disclosure would result in
competitive harm, as required by section 0.459(b)(5). Instead,
Qwest merely concludes that the disclosure of such materials
could result in substantial competitive harm.8 In view of the
foregoing, we find that this request fails to comply with the
standards set forth in section 0.459(b), and therefore deny the
request.
5. Quite apart from our conclusion that Qwest's
Confidentiality Request fails to comply with section 0.459(b) of
the Commission's rules, the overbreadth of that request provides
an additional basis for denying it. For example, Qwest claims
confidentiality for documents that clearly do not contain
commercial, financial, or trade secret information, such as
Qwest's response to the LOI, including the Confidentiality
Request. 9 In fact, most of the submitted information is
public.10 In addition, documents marked ``confidential'' in the
three boxes submitted by Qwest, such as the minutes of the Qwest
Wholesale Agreement Review Committee and memos regarding filing
interconnection agreements, contain no commercial, financial, or
trade secret information.11
6. We conclude that Qwest has failed to demonstrate by a
preponderance of the evidence that its response to the LOI and
other designated materials satisfy the requirements for
nondisclosure set forth in section 0.459 of the Commission's
rules. We therefore deny Qwest's July 31, 2003 confidentiality
request.
IV. ORDERING CLAUSES
7. According, IT IS ORDERED, pursuant to section 0.459(c)
and 0.459(d)(2) of the Commission's rules, 47 C.F.R. §§ 0.459(c)
and 0.459(d), that the Confidentiality Request filed on July 31,
2003 by Qwest Communications International, Inc. is hereby
DENIED.
8. IT IS FURTHER ORDERED, pursuant to section 0.459(g) of
the Commission's rules, 47 C.F.R.§ 0.459(g), that Qwest
Communications International, Inc. may file an application for
review of this denial with the Commission within five (5) working
days of this Order.
9. IT IS FURTHER ORDERED that a copy of this Order shall
be sent to [fill in Qwest's address].
FEDERAL COMMUNICATIONS COMMISSION
David H. Solomon
Chief, Enforcement Bureau
_________________________
1 See Letter from Peter A. Rohrback and Ghita J. Harris-
Newton, Hogan and Hartson, to Mika Savir, Investigations and
Hearings Division, Enforcement Bureau, Federal Communications
Commission, dated July 31, 2003 (``Confidentiality Request'').
2 See Letter from William H. Davenport, Deputy Division Chief,
Investigations and Hearings Division, Enforcement Bureau, Federal
Communications Commission, to Sharon J. Devine, Qwest
Communications International, Inc., dated June 26, 2003.
3 See Letter from Sharon J. Devine, Qwest Communications
International, Inc. to William H. Davenport, Deputy Division
Chief, Investigations and Hearings Division, Enforcement Bureau,
Federal Communications Commission dated July 31, 2003. In
addition to this letter and the Confidentiality Request, the LOI
response contained a memo, declarations, a privilege log listing
numerous documents that were withheld based on attorney-client
privilege, and three boxes of documents.
4 See Confidentiality Request at 1.
5 Id.
6 47 C.F.R. § 0.459.
7 47 C.F.R. § 0.459(b). Section 0.457 sets forth the
categories of records that are not routinely available for public
inspection, i.e., accorded confidential treatment, and Section
0.459 sets forth the procedures for submitting requests that
material or information be withheld from public inspection. For
instance, Section 0.459(b)(3) provides that a request for
confidentiality shall, among other things, include an
"explanation of the degree to which the information is commercial
or financial, or contains a trade secret or is privileged." 47
C.F.R. § 0.459(b)(3).
8 See National Exchange Carrier Association, Inc., Memorandum
Opinion and Order, 5 FCC Rcd 7184, 7184, ¶ 3 (1990) (quoting
National Parks and Conservation Association v. Kleppe, 547 F.2d
673, 680 (D.C.Cir. 1976).
9 Moreover, the Confidentiality Request itself does not even
fit the description of the materials listed in the
Confidentiality Request, i.e., ``declarations, charts, internal
documents, correspondence, and nonpublic versions of pleadings.''
10 For example, the written response to the LOI includes
several lists of interconnection agreements, which have been
filed and are in the public record and a discussion of the Qwest
Wholesale Agreement Review Committee's role, which has been
discussed by Qwest in several public documents. See, e.g.,
Letter from Melissa E. Newman, Vice President - Federal
Regulatory, Qwest, to Marlene H. Dortch, Secretary, Federal
Communications Commission, filed August 20, 2002 in WC Dockets
02-148 and 02-189 at 2.
11 See Documents Q-CONF-003506, 000909, 004082, 002147, 002148,
002149, 002124.