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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
)
Prudential Insurance Co ) File No.: EB-FIELDNER-14-00016792
Licensee of Station WPWE425 )
) NOV No.: V201432380008
Newark, New Jersey )
)
)
NOTICE OF VIOLATION
Released: August 11, 2014
By the District Director, New York Office, Northeast Region, Enforcement
Bureau:
1. This is a Notice of Violation (Notice) issued pursuant to Section 1.89
of the Commission's rules (Rules)^ to Prudential Insurance Co
(Prudential), licensee of Private Land Mobile Station WPWE425 in
Newark, New Jersey. Pursuant to Section 1.89(a) of the Rules, issuance
of this Notice does not preclude the Enforcement Bureau from further
action if warranted, including issuing a Notice of Apparent Liability
for Forfeiture for the violations noted herein.^
2. On July 30, 2014, in response to a complaint, Agents of the
Enforcement Bureau's New York Office inspected the Private Land Mobile
Station, WPWE425, located at 751 Broad Street, Newark, New Jersey, and
observed the following violations:
a. 47 C.F.R. S 90.403(c): "Except for stations that have been granted
exclusive channels under this part and that are classified as
commercial mobile radio service providers pursuant to Part 20 of this
chapter, each licensee must restrict all transmissions to the minimum
practical transmission time and must employ an efficient operating
procedure designed to maximize the utilization of the spectrum." At
the time of the investigation, the agents observed that WPWE425 was
transmitting a continuous signal on 461.275 MHz.
b. 47 C.F.R. S 90.403(e): "Licensees shall take reasonable precautions
to avoid causing harmful interference. This includes monitoring the
transmitting frequency for communications in progress and such other
measures as may be necessary to minimize the potential for causing
interference." At the time
of the investigation, the agents monitored WPWE425 and observed a
continuous signal on 461.275 MHz, a frequency shared with other licensees
in the New York metropolitan area. The agents observed no evidence of
monitoring the transmitting frequency for communications in process or any
other measures to avoid interference by WPWE425.
c. 47 C.F.R. S 90.425(a): "Stations licensed under this part shall
transmit identification in accordance with the following provisions:
(a) Identification procedure. Except as provided for in paragraphs
(d) and (e) of this section, each station or system shall be
identified by the transmission of the assigned call sign during each
transmission or exchange of transmissions, or once each 15 minutes
(30 minutes in the Public Safety Pool) during periods of continuous
operation. The call sign shall be transmitted by voice in the English
language or by International Morse Code in accordance with paragraph
(b) of this section. If the station is employing either analog or
digital voice scrambling, or non-voice emission, transmission of the
required identification shall be in the unscrambled mode using A3E,
F3E or G3E emission, or International Morse, with all encoding
disabled." At the time of the monitoring, no identification of the
station was observed.
3. Pursuant to Section 308(b) of the Communications Act of 1934, as
amended,^ and Section 1.89 of the Rules, we seek additional
information concerning the violation and any remedial actions taken.
Therefore, Prudential must submit a written statement concerning this
matter within twenty (20) days of release of this Notice. The response
(i) must fully explain each violation, including all relevant
surrounding facts and circumstances, (ii) must contain a statement of
the specific action(s) taken to correct each violation and preclude
recurrence, and (iii) must include a time line for completion of any
pending corrective action(s). The response must be complete in itself
and must not be abbreviated by reference to other communications or
answers to other notices.^
4. In accordance with Section 1.16 of the Rules, we direct Prudential to
support its response to this Notice with an affidavit or declaration
under penalty of perjury, signed and dated by an authorized officer of
Prudential with personal knowledge of the representations provided in
Prudential's response, verifying the truth and accuracy of the
information therein,^ and confirming that all of the information
requested by this Notice which is in the Prudential's possession,
custody, control, or knowledge has been produced. To knowingly and
willfully make any false statement or conceal any material fact in
reply to this Notice is punishable by fine or imprisonment under Title
18 of the U.S. Code.^
5. All replies and documentation sent in response to this Notice should
be marked with the File No. and NOV No. specified above, and mailed to
the following address:
Federal Communications Commission
New York Office
201 Varick Street, Suite 1151
New York, New York 10014
6. This Notice shall be sent to Prudential at its address of record.
7. The Privacy Act of 1974^ requires that we advise you that the
Commission will use all relevant material information before it,
including any information disclosed in your reply, to determine what,
if any, enforcement action is required to ensure compliance.
FEDERAL COMMUNICATIONS COMMISSION
Stephen Maguire
District Director
New York District Office
Northeast Region
Enforcement Bureau
^ 47 C.F.R. S 1.89.
^ 47 C.F.R. S 1.89(a).
^ 47 U.S.C. S 308(b).
^ 47 C.F.R. S 1.89(c).
^ Section 1.16 of the Rules provides that "[a]ny document to be filed with
the Federal Communications Commission and which is required by any law,
rule or other regulation of the United States to be supported, evidenced,
established or proved by a written sworn declaration, verification,
certificate, statement, oath or affidavit by the person making the same,
may be supported, evidenced, established or proved by the unsworn
declaration, certification, verification, or statement in writing of such
person . . . . Such declaration shall be subscribed by the declarant as
true under penalty of perjury, and dated, in substantially the following
form . . . : `I declare (or certify, verify, or state) under penalty of
perjury that the foregoing is true and correct. Executed on (date).
(Signature)'." 47 C.F.R. S 1.16.
^ 18 U.S.C. S 1001 et seq. See also 47 C.F.R. S 1.17.
^ P.L. 93-579, 5 U.S.C. S 552a(e)(3).
Federal Communications Commission
3
Federal Communications Commission