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June 14, 2007
VIA CERTIFIED MAIL
RETURN RECEIPT REQUESTED
Sears Store #2933
1400 Union Turnpike
New Hyde Park, NY 11040
Sears, Roebuck & Co.
3333 Beverly Road
Hoffman Estates, IL 60179
Attn.: William R. Harker, Senior Vice President and General Counsel
Re: File No. EB-07-NY-193
Citation No.: C20073238020
This is an official CITATION, issued pursuant to Section 503(b)(5) of the
Communications Act of 1934, as amended ("Act"), 47 U.S.C. S 503(b)(5), to
Sears Store #2933 and Sears, Roebuck & Co. (collectively "Sears ") for
failure to provide appropriate Consumer Alert disclosures on analog tuner
only television receiving equipment in violation of Section 15.117(k) of
the Commission's Rules ("Rules"), 47 C.F.R. S 15.117(k). As explained
below, future violations of the Commission's rules in this regard may
subject your company to monetary forfeitures.
On June 5, 2007, agents from the Enforcement Bureau's New York Field
Office visited Sears Store #2933 and observed that Sears did not have the
proper Consumer Alert label displayed on equipment that contained an
analog tuner but not a digital tuner at the point of sale.
Section 15.117(k) of the Commission's Rules states:
(k) The following requirements apply to all responsible parties, as
defined in S2.909 of this chapter, and any person that displays or
offers for sale or rent television receiving equipment that is not
capable of receiving, decoding and tuning digital signals.
(1) Such parties and persons shall place conspicuously and in close
proximity to such television broadcast receivers a sign containing, in
clear and conspicuous print, the Consumer Alert disclosure text
required by subparagraph (3). The text should be in a size of type
large enough to be clear, conspicuous and readily legible, consistent
with the dimensions of the equipment and the label. The information
may be printed on a transparent material and affixed to the screen, if
the receiver includes a display, in a manner that is removable by the
consumer and does not obscure the picture, or, if the receiver does
not include a display, in a prominent location on the device, such as
on the top or front of the device, when displayed for sale, or the
information in this format may be displayed separately immediately
adjacent to each television broadcast receiver offered for sale and
clearly associated with the analog-only model to which it pertains.
(2) If such parties and persons display or offer for sale or rent such
television broadcast receivers via direct mail, catalog, or electronic
means, they shall prominently display in close proximity to the images
or descriptions of such television broadcast receivers, in clear and
conspicuous print, the Consumer Alert disclosure text required by
subparagraph (3). The text should be in a size large enough to be
clear, conspicuous, and readily legible, consistent with the
dimensions of the advertisement or description.
(3) "CONSUMER ALERT
This television receiver has only an analog broadcast tuner and will
require a converter box after February 17, 2009, to receive
over-the-air broadcasts with an antenna because of the Nation's
transition to digital broadcasting. Analog-only TVs should continue to
work as before with cable and satellite TV services, gaming consoles,
VCRs, DVD players, and similar products. For more information, call
the Federal Communications Commission at 1-888-225-5322 (TTY:
1-888-835-5322) or visit the Commission's digital television website
Accordingly, it appears that Sears has violated Section 15.117(k) of the
Rules by failing to place conspicuously and in close proximity to the
following equipment, in clear and conspicuous print, the required Consumer
Manufacturer Device Model # Number of
Philips 23" LCD TV 23PF5320/28 1
Sylvania 20" Pure Flat CRT TV/DVD CD202SL8 1
Toshiba 20" TV/DVD/VCR combo MW20F52 1
Toshiba TV/DVD combo MD20Q41 1
Philips 20" TV 20PT6446 1
Sylvania 20" TV/DVD/VCR combo 6720FDF 1
Sylvania 27" TV/VCR/DVD recorder combo SREC427 1
Samsung DVD recorder/VCR DVD-VR330 1
Sylvania DVD recorder/VCR DVR90VG 1
Sylvania DVD & VCR player DVC841G 1
Philips DVD/VCR combo DVP3150 1
Sylvania DVD recorder DVR91DG 1
Samsung DVD recorder DVD-R130 1
Sony DVD recorder/ VCR RDRVX530 1
We caution you that failure to display an appropriate Consumer Alert label
on any television receiving equipment that is not capable of receiving,
decoding and tuning digital signals would constitute a further violation
of Section 15.117(k) of the Rules.
If, after receipt of this citation, Sears engages in conduct of the type
described herein, in violation of the Communications Act or the
Commission's rules, the Commission may impose monetary forfeitures not to
exceed $11,000 for each such violation or each day of a continuing
violation up to $97,500 for a single continuing violation.
If you choose to do so, you may respond to this citation within 10 days
from the date of this letter either through (1) a personal interview at
the Commission's Field Office nearest to your place of business, or (2) a
written statement. Your response should specify the actions that Sears is
taking to ensure that it does not violate Section 15.117(k) of the
Commission's rules in the future.
If you choose to request a personal interview, the closest FCC Office is
Federal Communications Commission, New York Office, 201 Varick Street,
Suite 1151, New York, NY 10014. You should contact this office by
telephone, (XXX) XXXX-XXXX to schedule this interview, which must take
place within 10 days of this Citation. Alternatively, as noted above,
Sears may submit a written statement to the above address within 10 days
of the date of this Citation. Any written statements should specify what
actions have been taken to correct the violations outlined above. Please
reference file number EB-07-NY-193 when corresponding with the Commission.
Under the Privacy Act of 1974, 5 U.S.C. S 552a(e)(3), we are informing you
that the Commission's staff will use all relevant material information
before it, including information that you disclose in your interview or
written statement, to determine what, if any, enforcement action is
required to ensure your compliance with the Communications Act and the
The knowing and willful making of any false statement, or the concealment
of any material fact, in reply to this citation is punishable by fine or
imprisonment under 18 U.S.C. S 1001.
Thank you in advance for your anticipated cooperation.
FEDERAL COMMUNICATIONS COMMISSION
Daniel W. Noel
New York District Office
See 47 C.F.R. S 1.80(b)(3).
47 U.S.C. S 503(b)(5).
FEDERAL COMMUNICATIONS COMMISSION
WASHINGTON, D.C. 20554