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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
)
ACS Wireless )
Anchorage, Alaska ) File Numbers: EB-04-AN-024
)
Registrant of Antenna Structures ) EB-04-AN-027
ASR #1022129, Kasilof, Alaska )
ASR #1006025, Soldotna, Alaska ) NAL/Acct. No. 200532780001
) FRN: 0001567940
NOTICE OF APPARENT LIABILITY FOR FORFEITURE
Released: December
8, 2004
By the Resident Agent, Anchorage Resident Agent Office, Western
Region, Enforcement Bureau:
I. INTRODUCTION
1. In this Notice of Apparent Liability for Forfeiture
("NAL"), we find that ACS Wireless ("ACS"), registrant of
antenna structures #1022129, Kasilof, Alaska and #1006025,
Soldotna, Alaska, apparently willfully and repeatedly violated
Section 17.57 of the Commission's Rules ("Rules")1 by failing
to immediately notify the Commission of a change in the
ownership information for Antenna Structure Registrations
(``ASR'') for the above-referenced antenna structures. We
conclude, pursuant to Section 503(b) of the Communications Act
of 1934, as amended ("Act"),2 that ACS is apparently liable for
a forfeiture in the amount of six thousand dollars ($6,000).
II. BACKGROUND
2. On July 29, 2004, agents from the Anchorage Resident
Agent Office inspected antenna structures #1022129 and
#1006025. At the time of inspection, the ASRs listed the
Municipality of Anchorage, d/b/a/ Mactel, Inc. as the
registered owner. The agents observed, at each antenna
structure site, a posted sign indicating ACS Wireless as the
site manager.
3. On September 21, 2004, an Anchorage agent sent ACS two
Letters of Inquiry, requesting further information concerning
the ownership of the two antenna structures. ACS replied on
October 18, 2004.3 In its Responses, ACS admitted to acquiring
ownership of antenna structures #1022129, and #1006025 on May
14, 1999. ACS also admitted that it was aware of the
requirement to notify the Commission upon a change in antenna
structure ownership information for structures assigned an ASR
number. ACS stated that in 1999, it hired a number of people
to address the numerous name changes and ownership changes
resulting from ACS's acquisition of four local exchange
companies, a wireless company, and a long distance company.
ACS asserts that it believes appropriate steps were taken to
indicate the appropriate ownership of its numerous entities but
that some changes were overlooked or missed. ACS also
indicated that on October 13, 2004, it filed an FCC Form 854
for each of the antenna structures to update the ownership
information for each structure.4
4. On November 1, 2004, an Anchorage agent reviewed the
Commission ASR database and confirmed the ASRs now accurately
reflect ACS as the current owner of antenna structures
#1022129, and #1006025.
III. DISCUSSION
5. Section 503(b) of the Act provides that any person who
willfully or repeatedly fails to comply substantially with the
terms and conditions of any license, or willfully or repeatedly
fails to comply with any of the provisions of the Act or of any
rule, regulation or order issued by the Commission thereunder,
shall be liable for a forfeiture penalty. The term "willful"
as used in Section 503(b) has been interpreted to mean simply
that the acts or omissions are committed knowingly.5 The term
``repeated'' means the commission or omission of such act more
than once or for more than one day.6
6. Section 17.57 of the rules requires the owner of an
antenna structure to immediately notify the Commission using
FCC Form 854 upon any change in structure height or change in
ownership information.7 We require antenna structure owners to
maintain current antenna structure registration information
with the Commission and post ASR numbers at the base of antenna
structures to allow for easy contact if problems arise.8 At
the time of inspection on July 29, 2004, the ASR for antenna
structures #1022129 and #1006025 listed the Municipality of
Anchorage, d/b/a Mactel, Inc. as the owner. ACS admitted it
had been the owner of antenna structures #1022129 and #1006025
since 1999 but had failed to update the ownership information
in the antenna structures' ASRs until contacted by a Commission
agent. ACS acknowledges that it has known of the requirement
to update ASR ownership information with the Commission since
1999. Therefore, ACS's violation is willful. ACS's violation
occurred on more than one day, therefore, it is repeated.
7. Based on the evidence before us, we find that ACS
willfully and repeatedly violated Section 17.57 of the Rules by
failing to immediately notify the Commission of a change in the
ownership information for Antenna Structure Registration
(``ASR'') numbers #1022129 and #1006025.
8. Pursuant to The Commission's Forfeiture Policy
Statement and Amendment of Section 1.80 of the Rules to
Incorporate the Forfeiture Guidelines, ("Forfeiture Policy
Statement"), and Section 1.80 of the Rules, the base forfeiture
amount for failure to file required forms or information with
the Commission is $3,000.9 In assessing the monetary
forfeiture amount, we must also take into account the statutory
factors set forth in Section 503(b)(2)(D) of the Act, which
include the nature, circumstances, extent, and gravity of the
violations, and with respect to the violator, the degree of
culpability, and history of prior offenses, ability to pay, and
other such matters as justice may require.10 Applying the
Forfeiture Policy Statement, Section 1.80, and the statutory
factors, a $6,000 forfeiture is warranted.
IV. ORDERING CLAUSES
9. Accordingly, IT IS ORDERED that, pursuant to Section
503(b) of the Communications Act of 1934, as amended, and
Sections 0.111, 0.311 and 1.80 of the Commission's Rules, ACS
Wireless is hereby NOTIFIED of this APPARENT LIABILITY FOR A
FORFEITURE in the amount of six thousand dollars ($6,000) for
violations of Section 17.57 of the Rules.11
10. IT IS FURTHER ORDERED that, pursuant to Section
1.80 of the Commission's Rules within thirty days of the
release date of this Notice of Apparent Liability for
Forfeiture, ACS Wireless SHALL PAY the full amount of the
proposed forfeiture or SHALL FILE a written statement seeking
reduction or cancellation of the proposed forfeiture.
11. Payment of the forfeiture must be made by check or
similar instrument, payable to the order of the Federal
Communications Commission. The payment must include the
NAL/Acct. No. and FRN No. referenced above. Payment by check
or money order may be mailed to Forfeiture Collection Section,
Finance Branch, Federal Communications Commission, P.O. Box
73482, Chicago, Illinois 60673-7482. Payment by overnight mail
may be sent to Bank One/LB 73482, 525 West Monroe, 8th Floor
Mailroom, Chicago, IL 60661. Payment by wire transfer may be
made to ABA Number 071000013, receiving bank Bank One, and
account number 1165259.
12. The response, if any, must be mailed to Federal
Communications Commission, Enforcement Bureau, Western Region,
Anchorage Resident Agent Office, P.O. Box 221849, Anchorage,
Alaska, 99522-1849 and must include the NAL/Acct. No.
referenced in the caption.
13. The Commission will not consider reducing or
canceling a forfeiture in response to a claim of inability to
pay unless the petitioner submits: (1) federal tax returns for
the most recent three-year period; (2) financial statements
prepared according to generally accepted accounting practices
("GAAP"); or (3) some other reliable and objective
documentation that accurately reflects the petitioner's current
financial status. Any claim of inability to pay must
specifically identify the basis for the claim by reference to
the financial documentation submitted.
14. Requests for payment of the full amount of this
Notice of Apparent Liability for Forfeiture under an
installment plan should be sent to: Chief, Revenue and
Receivables Operations Group, 445 12th Street, S.W.,
Washington, D.C. 20554.12
15. IT IS FURTHER ORDERED that a copy of this Notice
of Apparent Liability for Forfeiture shall be sent by Certified
Mail, Return Receipt Requested, and regular mail, to ACS
Wireless, 600 Telephone Avenue, Anchorage, Alaska 99503.
FEDERAL COMMUNICATIONS COMMISSION
Marlene Windel
Resident Agent
Anchorage Resident Agent Office
Western Region
Enforcement Bureau
_________________________
147 C.F.R. § 17.57.
247 U.S.C. § 503(b).
3Letters from ACS to the Anchorage Resident Agent Office (October
18,2004) (``Responses''). ACS requested and received an
extension of time for the filing of the Responses.
4See ASR File Numbers A0400123 and A0400118, filed October 13,
2004.
5Section 312(f)(1) of the Act, 47 U.S.C. § 312(f)(1), which
applies to violations for which forfeitures are assessed under
Section 503(b) of the Act, provides that "[t]he term 'willful',
when used with reference to the commission or omission of any
act, means the conscious and deliberate commission or omission of
such act, irrespective of any intent to violate any provision of
this Act or any rule or regulation of the Commission authorized
by this Act...." See Southern California Broadcasting Co., 6 FCC
Rcd 4387 (1991).
6Section 312(f)(2) of the Act, 47 U.S.C. § 312(f)(2), which also
applies to violations for which forfeitures are assessed under
Section 503(b) of the Act, provides that "[t]he term 'repeated',
when used with reference to the commission or omission of any
act, means the commission or omission of such act more than once
or, if such commission or omission is continuous, for more than
one day.''
747 C.F.R. § 17.57.
8See, e.g., American Tower Corporation, 16 FCC Rcd 1282 (2001)
(Notice of Apparent Liability); American Tower Corporation, 16
FCC Rcd 14937 (2001) (Consent Decree between the Commission and
American Tower Corporation ).
912 FCC Rcd 17087 (1997), recon. denied, 15 FCC Rcd 303 (1999);
47 C.F.R. §1.80.
1047 U.S.C. § 503(b)(2)(D).
1147 U.S.C. § 503(b), 47 C.F.R. §§ 0.111, 0.311, 1.80, 17.57.
12See 47 C.F.R. § 1.1914.