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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
)
) File No. EB-00-DT-801
Shepler's Inc. )
Mackinaw City, Michigan ) NAL/Acct No.: No.
200132360002
ERRATUM
Released: April 6,
2001
By the District Director, Detroit Office, Enforcement Bureau:
1. In this Erratum, we make a correction to the Notice of
Apparent Liability for Forfeiture1 (``NAL'') in the amount of
two thousand two hundred dollars ($2,200) issued to Shepler's
Inc., owners of vessels the ``Capt. Shepler'' and ``Wyandot'',
for apparent violations of Sections 80.953(a) and 80.953(b) of
the Commission's Rules and Regulations (the ``Rules'') by
navigating the Great Lakes without having obtained the annual GLA
inspection and certification of their marine VHF radiotelephone
equipment.2
2. Specifically, we correct the citation of Section
503(b)(2)(d) of the Act in paragraph 6 of the NAL to read Section
1.80 of the Rules.3 Since violation of the Great Lakes
Agreement is subject to a non-Section 503 forfeiture, we must
reference only the Section 1.80 provisions.
3. In like manner, we must also correct the reference to
base forfeiture amounts and their inflation adjustment. Section
1.80 specifies a statutory maximum of five hundred fifty dollars
($550) per day for non-Section 503 forfeitures. This is the same
dollar amount as was previously used, but its statutory basis is
clarified.
4. Finally, we remove the reference to egregiousness, as it
is not an adjustment criteria specified by Section 1.80. The
downward adjustment criteria of cooperation results in a
reduction from a total forfeiture of six thousand fifty dollars
($6,050) for eleven days of violative conduct to two thousand two
hundred dollars ($2,200). These factors were considered in the
original NAL forfeiture amount, but incorrectly stated.
5. The corrected text of paragraph 6 reads as follows.
Based on the evidence before us, we find that Shepler's Inc. has
violated the Great Lakes Agreement and Sections 80.953(a) and
80.953(b) of the Commission's Rules as a result of their vessel
the ``Capt. Shepler'' having navigated the Great Lakes on
September 18, 19, 20, 21, 22, 23, 24 and 28, 2000, and their
vessel the ``Wyandot'' having navigated the Great Lakes on
September 20, 22, and 24, 2000 without having had their
radiotelephone installation inspected and certified as required
by the Great Lakes Agreement. The Commission's Forfeiture Policy
Statement and Amendment of Section 1.80 of the Rules to
Incorporate the Forfeiture Guidelines, 12 FCC Rcd 17087, 17113
(1997), recon. denied, 15 FCC Rcd 303(1999) (``Forfeiture Policy
Statement''), sets the statutory maximum amount forfeiture at
five hundred fifty dollars ($550) per day for violating the Great
Lakes Agreement. In assessing the monetary forfeiture amount, we
must take into account the downward adjustment factors set forth
in Section 1.80 of the Rules for non-Section 503 forfeitures,
which include minor violations, good faith or voluntary
disclosure, history of overall compliance, and inability to pay.
While this is not a minor violation, the record reveals that
Shepler's Inc. has an overall history of compliance and showed
good faith surrounding the violations by the voluntary disclosure
of information, so the forfeiture is adjusted downward. Applying
the Policy Statement and the adjustment criteria to the instant
case, we believe that a two thousand two hundred dollar ($2,200)
monetary forfeiture is warranted.
6. IT IS ORDERED that a copy of this Erratum shall be sent
by certified mail, return receipt requested, to Shepler's Inc.,
P.O. Box 250, Mackinaw City, Michigan 49701.
FEDERAL COMMUNICATIONS COMMISSION
James A. Bridgewater
District Director
Detroit Office
_________________________
1 Notice of Apparent Liability for Forfeiture, NAL/Acct. No.
200132360002 (Enf. Bur., Detroit Office, rel. March 27, 2001).
2 47 C.F.R. §§ 80.953(a) and 80.953(b).
3 12 FCC Rcd 17087 (1997), recon. denied, FCC 99?407 (rel.
December 28, 1999)47 C.F.R. § 1.80.
.