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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of )
)
King Broadcasting Company ) File Number: EB-01-DV-003
) NAL/Acct. No. 200232800007
Licensee of Station KBIM(AM) ) FRN 0005-0019-46
Roswell, New Mexico )
Facility ID #34871 )
NOTICE OF APPARENT LIABILITY FOR FORFEITURE
Released: June 14, 2002
By the District Director, Denver Office, Enforcement Bureau:
I. INTRODUCTION
1. In this Notice of Apparent Liability for Forfeiture ("NAL"),
we find that King Broadcasting Company ("King"), licensee of station
KBIM, Roswell, New Mexico, apparently willfully violated Sections
73.49, 73.1350 and 73.1400 of the Commission's Rules ("Rules") by
failing to provide an effective enclosure for the station's antenna
structure and failing to establish monitoring procedures to ensure
compliance with authorized operating power, mode of operation and AM
directional system parameters. We further find that King apparently
willfully and repeatedly violated 73.1560 of the Commission's Rules1
by exceeding nighttime power levels and operating with an improper
mode of operation. We conclude, pursuant to Section 503(b) of the
Communications Act of 1934, as amended ("Act"),2 that King is
apparently liable for a forfeiture in the amount of twenty-one
thousand dollars ($21,000).
II. BACKGROUND
2. On December 8, 2000, the Federal Communications Commission's
("FCC") Denver Office received a case referral from the FCC
Enforcement Bureau's Technical and Public Safety Division, regarding a
complaint alleging that station KBIM(AM) was causing interference to
station KPOF(AM) in Denver, Colorado. Station KBIM is authorized to
operate on frequency 910 kHz with a nominal daytime power of 5,000
watts using a non-directional antenna and with a nominal nighttime
power of 500 watts using a directional antenna.1 According to the
terms of the license, the average hours of sunset and sunrise for May
2001, during which KBIM was required to operate pursuant to its
nighttime authority, were 7:45 p.m. until 6:00 a.m. for advanced
Mountain Daylight Time ("MDT") time.
3. On May 20 and 21, 2001, an Agent from the Denver Office
monitored the on-air signal of KBIM. During the period of
approximately 5:10 p.m. MDT on May 20, 2001 to 8:58 a.m. MDT on May
21, 2001, the Denver Office Agent took numerous field strength
measurements at or near the three licensed monitoring points and at
other specified locations. The Agent observed no changes in power
level or mode of operation during this period.
4. On May 21, 2001, the Denver Office Agent inspected the KBIM
broadcast station at 1301 North Main Street, Roswell, New Mexico, and
the KBIM transmitter site near Berrendo Road and U.S. Highways 70 and
85 near Roswell, New Mexico. The inspection revealed KBIM was
operating with a 1,000 watt auxiliary transmitter because the 5,000
watt main transmitter was off-the-air for repair. KBIM's contract
engineer stated that the station had operated at a power level of
approximately 1,050 watts for daytime and nighttime operations for an
unspecified period. No logs were available showing power checks and
mode of operation changes since March 11, 2001. The CRL System
Sequencer used for automated and unattended changes of daytime and
nighttime power and mode of operation was turned off. The Sine
Systems remote control system was not properly programmed to advise
station personnel of any out-of-tolerance condition related to power
changes, mode of operation changes or directional antenna parameter
monitoring. The station had no established monitoring procedures or
schedules to determine compliance with operating power, mode of
operation, or directional antenna parameter monitoring and station
personnel had failed to perform periodic complete inspections of the
transmitting system.
5. The inspection of KBIM's three antenna structures revealed
that the protective base fence around the South #1 tower was broken
and several wooden pickets were missing which enabled access to the
radiating tower.
6. On December 28, 2001, the Denver Office issued a Notice of
Violation ("NOV") to King for the violations detected on May 20 and
May 21, 2001, including among others, the failure to comply with the
station's authorized directional parameters and power levels, failure
to maintain transmitter control and inadequate base fencing. On
January 11, 2002, King submitted a reply to the NOV. King stated that
KBIM operated outside authorized tolerances and failed to change power
and antenna patterns as required by its license because the station
main transmitter had failed and the station was operating with a 1,000
watt auxiliary transmitter that could not be remotely controlled.
King noted that subsequent to the inspection, a new solid state AM
transmitter was installed that was capable of full daytime power of
5,000 watts and nighttime power of 500 watts. The output power of the
auxiliary transmitter was permanently lowered to 500 watts to serve as
a back-up. The remote control system was programmed with the proper
commands for sunrise and sunset specified on the station's
authorization and an uninterruptable power supply was installed for
the remote control. The old wooden fence was replaced with a new
chain link fence with locked gates. Regular transmission system
inspections were instituted and steps were taken to correct the other
rule violations noted in the NOV.
III. DISCUSSION
7. Section 503(b) of the Act provides that any person who
willfully and repeatedly fails to comply substantially with the terms
and conditions of any license, or willfully and repeatedly fails to
comply with any of the provisions of the Act or of any rule,
regulation or order issued by the Commission thereunder, shall be
liable for a forfeiture penalty.4 The term "willful" as used in
Section 503(b) has been interpreted to mean simply that the acts or
omissions are committed knowingly.5
8. A broadcast station licensee is responsible for maintaining
and operating the station in compliance with the technical rules and
in accordance with the terms of the station license. Licensees must
maintain and control operating parameters such as output power, level
of modulation and directional pattern. In particular, Section
73.1350(c)(1) of the Rules states in part that, "[m]onitoring
procedures and schedules must enable the licensee to determine
compliance with §73.1560 regarding operating power, and AM mode of
operation . . . and §73.69 regarding the parameters of an AM
directional system." Section 73.1400 of the Rules states in part
that, "[t]he licensee of an AM . . . station is responsible for
assuring that at all times the station operates within tolerance
specified by applicable technical rules contained in this part and in
accordance with the terms of the station authorization. . . . ."
Section 73.1560(a) of the Rules states in part that, "[t] he antenna
input power of an AM station as determined by the procedures specified
in §73.51 must be maintained as near as is practicable to the
authorized antenna input power and may not be less than 90% nor more
than 105% of the authorized power . . . whenever the transmitter of an
AM station cannot be placed into the specified operating mode at the
time required, transmissions must be immediately terminated . . . ."
9. On May 20 and May 21, 2001, KBIM failed to change to the
proper mode of operation at night. KBIM exceeded nighttime power
limits by over 200% and operated a non-directional antenna during
nighttime when a directional antenna was required. In addition,
KBIM's directional antenna parameters were out-of-tolerance. The
remote control system failed to properly detect out-of-tolerance
conditions on daytime and nighttime power levels, proper modes of
operation and directional antenna parameters. KBIM had no established
monitoring schedules or procedures to determine compliance with
operating power, mode of operation, and parameters of the AM
directional system, was unable to identify when the last complete
transmitting system inspection had been conducted and no chief
operator review of station logs were observed for the period March 11
through May 19, 2001.
10. Section 73.49 of the Rules states in part that "[a]ntenna
towers having radio frequency potential at the base (series fed,
folded unipole, and insulated base antennas) must be enclosed within
effective locked fences or other enclosures." KBIM's license
describes the antenna system as a series excited vertical radiator. A
"series excited" radiator may also be described as a "series fed"
radiator. The AM transmission fencing requirements thus apply to
station KBIM. On May 21, 2001, an inspection of KBIM's three antenna
structures revealed that the South #1 tower's protective base fence
was broken and several wooden pickets were missing which enabled
access to the radiating tower. Effective base fencing is an important
safety requirement. AM series fed antenna structures radiate energy
that renders any physical contact with the antenna structure itself
extremely dangerous. In addition, AM antenna structures are capable
of generating radio frequency fields at the base of the antenna
structure that may exceed the Commission's maximum permissible
exposure guidelines. Effective base fencing is thus important to
prevent possible contact with the radiating structure and excessive
radio frequency radiation exposure.
11. Based on the evidence before us, we find that King willfully
violated Sections 73.49, 73.1350, and 73.1400 of the Commission's
Rules by (1) failing to provide an effective locked fence enclosing
the station's antenna structure and (2) failing to establish
monitoring procedures to ensure compliance with authorized operating
power, mode of operation and AM directional system parameters. In
addition, King willfully and repeatedly violated 73.1560 of the
Commission's Rules by exceeding nighttime power levels and operating
with an improper mode of operation.
12. The base forfeiture amount set by The Commission's Forfeiture
Policy Statement and Amendment of Section 1.80 of the Rules to
Incorporate the Forfeiture Guidelines, ("Forfeiture Policy
Statement"),6 for failure to maintain directional pattern within
prescribed parameters is $7,000; for failure to comply with AM tower
fencing is $7,000; for exceeding power limits is $4,000; and for
failure to comply with transmitter control and metering requirements
is $3,000. In assessing the monetary forfeiture amount, we must also
take into account the statutory factors set forth in Section
503(b)(2)(D) of the Act,7 which include the nature, circumstances,
extent, and gravity of the violation(s), and with respect to the
violator, the degree of culpability, and history of prior offenses,
ability to pay, and other such matters as justice may require.
Applying the Forfeiture Policy Statement and the statutory factors to
the instant case, a $21,000 forfeiture is warranted.
IV. ORDERING CLAUSES
13. Accordingly, IT IS ORDERED THAT, pursuant to Section 503(b) of
the Communications Act of 1934, as amended, and Sections 0.111, 0.311
and 1.80 of the Commission's Rules, King Broadcasting Company, is
hereby NOTIFIED of an APPARENT LIABILITY FOR A FORFEITURE in the
amount of twenty-one thousand dollars ($21,000) for violations of
Sections 73.49, 73.1350, 73.1400, and 73.1560 of the Rules.8
14. IT IS FURTHER ORDERED THAT, pursuant to Section 1.80 of the
Commission's Rules within thirty days of the release date of this
NOTICE OF APPARENT LIABILITY, King Broadcasting Company SHALL PAY the
full amount of the proposed forfeiture or SHALL FILE a written
statement seeking reduction or cancellation of the proposed
forfeiture.
15. Payment of the forfeiture may be made by mailing a check or
similar instrument, payable to the order of the Federal Communications
Commission, to the Forfeiture Collection Section, Finance Branch,
Federal Communications Commission, P.O. Box 73482, Chicago, Illinois
60673-7482. The payment MUST INCLUDE the FCC Registration number
(FRN) referenced above and also must note the NAL/Acct. No. referenced
in the caption.
16. The response, if any, must be mailed to Federal Communications
Commission, Enforcement Bureau, Technical and Public Safety Division,
445 12th Street, S.W., Washington, D.C. 20554, and must include the
NAL/Acct. No. referenced in the caption.
17. The Commission will not consider reducing or canceling a
forfeiture in response to a claim of inability to pay unless the
petitioner submits: (1) federal tax returns for the most recent
three-year period; (2) financial statements prepared according to
generally accepted accounting practices ("GAAP"); or (3) some other
reliable and objective documentation that accurately reflects the
petitioner's current financial status. Any claim of inability to pay
must specifically identify the basis for the claim by reference to the
financial documentation submitted.
18. Requests for payment of the full amount of this Notice of
Apparent Liability under an installment plan should be sent to:
Chief, Revenue and Receivables Operations Group, 445 12th Street,
S.W., Washington, D.C. 20554.9
19. IT IS FURTHER ORDERED THAT a copy of this NOTICE OF APPARENT
LIABILITY shall be sent by Certified Mail # 7001 0320 0002 9702 4313,
Return Receipt Requested, to King Broadcasting Company, P. O. Box
2308, Roswell, NM 88202.
FEDERAL COMMUNICATIONS COMMISSION
Leo E. Cirbo
District Director, Denver Office
_________________________
1 47 C.F.R. §§ 73.49, 73.1350, 73.1400, and 73.1560.
2 47 U.S.C. § 503(b).
3 King Broadcasting Company, Station KBIM License File Numbers
BZ19790305AF and BR19800527UR (previously assigned BR800527 UR and
BZ790305 AF, respectively), granted October 29, 1980.