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Њ 1 1 y ! 8 8H @U d d fcclogo.wpg y # 2 W G ; # x ` ` PUBLIC NOTICE# &h 2 X G ; &#
DD(# ҇ 3 FEDERAL COMMUNICATIONS COMMISSION
1919 M STREET, N.W.
WASHINGTON, D.C. 20554 X @ 0*0*0* 3 LpH ! 8 |
X
~ J : - 3 # [ 2 P Y G ; < P# News Media Information: (202) 4180500
Y FaxOnDemand: (202) 4182830
+ Internet: http://www.fcc.gov
#% ftp.fcc.gov ~ 0*0*0*& $ : v 0*0*3 LpH ! 8 |
~ ԯ
Z X(# P y x
d d d h y
X r - # Xj \ P Z G ; ynXP#
X [ - ) DA 982499
F Dec
%1x
ember 4, 1998
X(#
%1x
X - X(# T | b X` hp x (#%'0*,.8135@8: ԍx # X \ P 6G ; ɒP# The Bureau waives sections 22.105 and 22.137 of the Commission's rules to the extent that they require
the filing of Form 490 or consummation notification by letter. X01 Í Í X01 Í Í While the use of old forms is permitted, the Commission strongly
X - encourages applicants to file the new ULS forms electronically. # XP \ P 6Q ynXP# If an applicant is not yet
prepared to file electronically, we recommend filing the new ULS forms manually in lieu of
X - the old forms. # XP \ P 6Q ynXP# For instructions on electronic filing, go to http://www.fcc.gov/wtb/uls. For
X v - instructions on manual filing, see "Where to Send Manually Filed Applications" below.
X H - x Cellular licensees who file notifications of consummation of pro forma assignments or
transfers that do not require prior approval pursuant to the Commission's forbearance
procedures may provide the required information to the Commission by filing Form 603 or
X
- 604, as appropriate, in lieu of Form 490 or letter notification. 1
C
x
X " -
ԍx # ] \ P C ɒP# See Federal Communication's Bar Association's Petition for Forbearance from Section 310(d) of the
x Communications Act Regarding NonSubstantial Assignments of Wireless and Transfers of Control Involving
{ O -
x Telecommunications Carriers, Memorandum Opinion and Order, 13 FCC Rcd. 6293 (1998). Applicants should not
use Form 601 for such notifications because new licensing information must be provided.1 Filing of forbearance
notifications on preULS forms or by letter is also allowed, though this may result in slower
X - processing than the above options. W) : footnote reference ) # footnote reference # # XP \ P 6Q ynXP# hether the notification is by form or by letter, no fee is
required.
x Applicants are encouraged to make a single filing where the transaction involves only
licenses that have been converted to the ULS (i.e., Part 22 Paging, Offshore, PCS, WCS,
Cellular, and auctioned SMR and LMDS). There is no longer a need to file separately for
each service or each call sign made under ULS. However, if a transfer or assignment
X 6 - transaction involves licenses in the above categories and licenses in other wireless services
that have not yet been converted to ULS (e.g., Microwave, Private Land Mobile), the
applicant must file separate applications for ULS and nonULSbased licenses, with the latter
X - filed on nonULS forms.) x footnote reference ) # footnote reference # # XP \ P 6Q ynXP# X01 Í Í X01 Í Í 9 Xw
y O - # XP \ P 6Q ynXP# # footnote reference # # XP \ P 6Q ynXP# # 6X @ C @# э) O footnote reference ) # C \ P 6QɒP# x For example, a licensee seeking to assign Cellular licenses and Microwave licenses may use Form 603
for the Cellular licenses, but must file Form 702 for the Microwave licenses because Microwave has not yet been
converted to ULS.9 X01 Í Í X01 Í Í This requirement is temporary until the new ULS rules are in
effect and the databases for all wireless services have been converted to ULS. In the interim,
applicants who file Cellular transfer and assignment applications in ULS and nonULS
applications for a common transfer or assignment transaction are encouraged to contact Pearl
McGinnis of the Bureau's Commercial Wireless Division at 2024181385 ahead of time to
coordinate the application and approval process. " ~
0*(( " Ԍx
x Under the Commission's rules, an assignee or transferee of a Cellular license must file
a report (FCC Form 430) qualifying it as a common carrier unless a current report is already
X - on file with the Commission. In the Report and Order, the Commission has adopted new
X - ULS Form 602 to replace Form 430 for collection of ownership information.) | footnote reference ) # footnote reference # # XP \ P 6Q ynXP# X01 Í Í X1 Í Í X1 Í Í X01 Í Í X01 Í Í X01 Í Í However, Form
X - 602 remains subject to final OMB approval and is not currently available. Therefore, Cellular
assignees and transferees should continue to file Form 430 with the Office of the Secretary in
accordance with existing rules until further notice. Applicants may also expedite processing
by including a copy of the updated Form 430 with each application.
a < # p \ P C
_P# Transitioning to ULS Application Purposes #
o \ P C ynXP#
The following examples are intended to provide a basic understanding of how some common
types of Cellular filings would be accomplished in ULS, either electronically or manually.
T
d d x
! d d x
(
(
(
T
:
X r - Type of Filing [
X r - Under ULS [
X r - Under Old Method
Phase I or Phase II
unserved areas I Electronic filers: Both new
applicants and incumbent
licensees select application
purpose NEW.
Manual filers: Use Form
601. Y Form 600 [ Renewal h Electronic filers: Select
application purpose RENEW
ONLY or RENEW MOD.
Manual filers: Use Form
601. n Form 405 or Form 900 , Y CGSA extension h Electronic filers: Select
application purpose MOD.
Manual filers: Use Form
601. Form 600 , n Fillin sites (not expanding
CGSA) I Electronic filers: Select
application purpose MOD
(this is now considered a
minor modification, not a
notification).
Manual filers: Use Form
601. % Form 489 " " 0*((< " , Notification of construction qh Electronic filers: Select
application purpose NT.
Manual filers: Use Form
601, Schedule K. , Form 489 , Simultaneous notification of
X - construction and relocation
or modification of site
parameters X Electronic filers: Two
separate filings: (1) Select
application purpose NT to
notify; (2) Select application
purpose MOD for site
changes.
Manual filers: submit two
separate Forms 601. Form 489 , , Environmental assessment m
h Electronic filers: Select
application purpose MOD.
Manual filers: use Form
601. ( Form 600 , Nonpro forma transfer or
assignment application I Electronic filers: Select
application purpose
ASSIGNMENT or
TRANSFER.
Manual filers: use Form 603
or 604, respectively. & Form 490 ( Pro forma transfer or
assignment notification
(streamlined Forbearance
procedures) R Electronic filers: Select
application purpose
ASSIGNMENT or
TRANSFER.
Manual filers: use Form 603
or 604, respectively. $ Letter request or Form 490 , & Notification of
consummation of nonpro
forma transfer or
assignment P Electronic filers: Select
application purpose NT.
Manual filers: use Form
601, Schedule K. P Letter request , $ Waiver request !h Electronic filers: Select
application purpose and then
choose WAIVER.
Manual filers: attach request
to applicable Form. e% Application accompanied by
letter request " ! 0*(( J " , P Request for extension of
time to construct or
consummate C* Electronic filers: Select
application purpose EX.
Manual filers use Form 601,
Schedule K. , Letter request , E Alternative CGSA
determination v Electronic filers: Select
application purpose MOD
and provide technical data as
necessary; manual filers use
Form 601. q Form 600 E
,
a C < # | \ P 6G ;
_P# Application Fees #
Xj \ P 6G ; ynXP#
x Applicants using ULS to file electronically remain subject to existing application fees
where applicable under current rules. ULS, however, will simplify the process of submitting
fees to the Commission and greatly reduce the potential for insufficient fees to be submitted.
When an applicant submits its application online, ULS will assign a file number and will prefill fee information on FCC Form 159, including the correct fee amount due and the payment
type code. ULS will then allow the applicant to print a copy of the application as submitted,
and instruct the applicant on how to print out the prefilled Form 159 so that it can be mailed
to Mellon Bank. The Form 159 and accompanying fee must be received by Mellon within 10
days of filing the application. In the near future, ULS will be capable of accepting credit card
payments online. The Bureau will release a public notice and provide information on its
website when this option becomes available.
x Sections 1.1102, 1.1111 and 22.106 of the Commission s Rules, 47 C.F.R. 1.1102,
1.1111 and 22.106, require applications and fees to be submitted to Mellon Bank as a single
X - package and states that the Commission will not be responsible for matching fees and
X - applications submitted separately. The Commission has adopted rules to amend this
requirement to provide for the filing of applications online and fees separately, via mail. In
order to immediately bring the full benefits of online filing to the public, the Bureau hereby
waives the requirements of Sections 1.1102, 1.1111 and 22.106 to the extent that Cellular
applicants filing electronically via ULS may remit fees separately via U.S. mail or courier.
This waiver is conditioned on the appropriate fee amount being received at Mellon Bank, at
the address specified below, within 10 days from the receipt date shown on the application.
Applications filed online that do not conform with the conditions of this waiver will be
dismissed as defective.
a $ < # ] \ P 6Q
_P#
" & 0*((% " Ԍ
a < Waiver of Microfiche Requirement; Submission of Diskettes #
XP \ P 6Q ynXP#
x Section 22.105(d) of the Commission's current rules requires Cellular applicants to
submit microfiche copies of their applications in certain instances. Filing of microfiche is not
necessary in ULS, however, and the Commission has therefore eliminated the microfiche
X - requirement in the ULS Report and Order. To facilitate immediate use of ULS for Cellular
until the new rules become effective, the Bureau hereby waives Section 22.105(d) to the
extent that Cellular applicants are currently required to file microfiche. This waiver applies to
all Cellular applicants, regardless of whether they use ULS or preULS forms.
x Applicants can speed processing of applications received in the Bureau by providing
one or more 3 inch computer diskettes containing electronic versions of each attachment to
the application (or as many as possible). This will eliminate the need for Bureau staff to scan
the attachments. Any electronic format is acceptable (e.g., wordprocessor formats such as
Wordperfect and Microsoft Word, spreadsheet formats such as Microsoft Excel, and graphic
formats such as PDF, JPG, GIF). Each diskette should contain an ASCII text file with a table
of contents describing the filename and caption of each attachment to the application, which
will be used to identify the attachments as they as entered into the ULS by Bureau staff.
a n < # ] \ P 6Q
_P# Map Filing Requirements Retained #
XP \ P 6Q ynXP#
x Sections 22.947 and 22.953(a)(5)(i)(iii) of the Commission's rules describe the maps
X J - that Cellular applicants must submit in certain circumstances, and the ULS Report and Order
X 5 - does not alter these requirements. Therefore, Cellular applicants filing electronically via ULS
must submit maps (if required), along with Form 159. Applicants filing manually may follow
existing procedures for filing maps whether using ULS or preULS forms.
a < # ^ \ P 6Q
_P#
a < #
XP \ P 6Q ynXP# # ^ \ P 6Q
_P# Where to Send Payments for Electronicallyfiled Applications #
C \ P 6QɒP# # ^ \ P 6Q
_P#
y O - ` hp x (# ` hp x (# #
C \ P 6QɒP#
X - ` hp x (# ` hp x (# # XP \ P 6Q ynXP# All payments for electronicallyfiled applications should be sent to:
Federal Communications Commission
ULS Electronic Filings
P.O. Box 358994
Pittsburgh, PA 152515994
y O +! - ` hp x (# ` hp x (# # C \ P 6QɒP# " +! 0*(( " Ԍ
a < % ` hp x (# ` hp x (# # XP \ P 6Q ynXP# # ^ \ P 6Q
_P#
a ( < Where to Send Manually Filed Applications #
C \ P 6QɒP# # ^ \ P 6Q
_P#
X < - #
XP \ P 6Q ynXP# %All manuallyfiled applications that require fees should be sent to:
X - Federal Communications Commission # C \ P 6QɒP# # XP \ P 6Q ynXP#
` hp x (# ` hp x (# ULS Application Processing
` hp x (# ` hp x (# P.O. Box 358130
Pittsburgh, PA 152515130
X - All manuallyfiled applications and letter requests that do not require fees should be sent to:
Federal Communications Commission
ULS Application Processing
1270 Fairfield Road
Gettysburg, PA 173257245
x Copies of FCC Forms 601, 603, and 604 can be obtained by calling the Commission's
Forms Distribution Center at 1-800-418-3676 (outside Washington, D.C.) or 202-418-3676 (in
the Washington area). Copies of these forms can also be obtained via the Internet at
http://www.fcc.gov/formpage.html or by Fax-On-Demand at 202-418-2830.
x Failure to sign a manually-filed Form 601, 603, or 604 will result in dismissal of the
application. Only original signatures will be accepted for manually-filed applications.
X B - x Applications affecting multiple licenses. Manual filers may submit a single Form
601, 603, or 604 covering multiple licenses or call signs if all main form information (e.g.,
name and address, ownership, eligibility, and waiver requests) associated with the licenses or
call signs is identical. Where main form information is identical for some licenses but
different for others, the applicant may utilize this streamlined filing procedure only for those
licenses that have identical filing information. For those licenses with unique information, a
X - separate application must be submitted. # XR P E3Q|XP#
X -
X ! < Note: Applicants are advised that filing manually# Xx 6X @ DQ X@# # XP \ P 6Q ynXP# using new or old forms likely
will delay processing in comparison to electronic filing of ULS Forms because of the
X \# - additional time required for the FCC to enter manuallyfiled information into ULS .
Additionally, applicants using nonULS forms are reminded that they must include their TINs
X .% - on the front of their applications so that the data can be entered into ULS.# C \ P 6QɒP# # XP \ P 6Q ynXP#
a ' < # ^ \ P 6Q
_P# " '
0*((& " Ԍ
a < For Further Information or Assistance
X
- #
XP \ P 6Q ynXP# x
x For general information about ULS, including answers to frequently asked questions
regarding submitting applications, finding the status of pending applications, and searching the
ULS database, the Commission recommends first consulting the ULS webpage at
X - http://www.fcc.gov/wtb/uls. Those having specific questions not addressed on the webpage
may contact Commission staff via phone or email as described below.
X i - FCC Technical Support Hotline: (202) 4141250, or via email at ulscomm@fcc.gov.
Contact the Technical Support Hotline about questions concerning computer access to ULS,
TIN registration, uploading files, or submitting attachments in ULS. The hotline is available
Monday through Friday, from 8 a.m. to 6 p.m. EST. In order to provide better service to
ULS users and ensure the security of the electronic filing system, all calls to the hotline are
recorded.
X
- ULS Licensing Support: (202) 4187ULS (4187857), or via email at bwoodwar@fcc.gov.
Contact Licensing Support with questions about which application purpose(s) are appropriate
for a particular filing, what information is being requested on a ULS Form or Schedule, or
any other ULSrelated licensing matter. ULS Licensing Support is available Monday through
Friday, from 8:30 a.m. to 4 p.m. EST.
` hp x (# ` hp x (# Comments on ULS should be sent via the Internet to: ulscomm@fcc.gov.
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