NOTICE ************************************************************************* NOTICE ************************************************************************* This document was originally prepared in Word Perfect. If the original document contained-- * Footnotes * Boldface & Italics --this information is missing in this version The document format (spacing, margins, tabs, etc.) is changed too. If you need the complete document, download the Word Perfect version. For information about downloading documents (FTP) see file pnmc5021. File pnmc5021 (.txt & .wp) is in directory \pub\Public_Notices\Miscellaneous. ************************************************************************* Before the Federal Communications Commission Washington, D.C. In the Matter of ) ) Revision of the Commission's Rules ) CC Docket No. 94-102 To Ensure Compatibility with ) RM-8143 Enhanced 911 Emergency Calling Systems ) Report and Order AND Further Notice of Proposed Rulemaking Adopted: June 12, 1996Released: July 26, 1996 Comment Date: August 26, 1996 Reply Date: September 10, 1996 By the Commission: Commissioner Chong is issuing a statement. Table of Contents Paragraph I. INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . .1 II. OVERVIEW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3 A.Value of 911 Services . . . . . . . . . . . . . . . . . . . . . .3 1.Overall Growth in Usage . . . . . . . . . . . . . . . . . . . . .3 2.Reliance on 911 by Wireless Service Users . . . . . . . . . . . .6 3. Current Service Limitations; Commission Responsibilities . . . .8 B. Executive Summary of Commission Actions . . . . . . . . . . . . 10 1.Report and Order . . . . . . . . . . . . . . . . . . . . . . . 10 2.Further Notice of Proposed Rulemaking . . . . . . . . . . . . . 13 III. BACKGROUND OF PROCEEDING . . . . . . . . . . . . . . . . . . . . . 15 A. Joint Paper; JEM Report . . . . . . . . . . . . . . . . . . . . 15 B. Wireless E911 Notice of Proposed Rulemaking . . . . . . . . . . 17 C. Consensus Agreement . . . . . . . . . . . . . . . . . . . . . . 21 IV. DISCUSSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 A. General 911 Service Requirements and Provisions . . . . . . . . 24 1.911 Availability Without Customer Validation . . . . . . . . . 24 2.911 Access to Text Telephone Devices . . . . . . . . . . . . . 47 B.Enhanced 911 Service Requirements and Provisions . . . . . . . . 54 1.E911 Deployment Schedule. . . . . . . . . . . . . . . . . . . . 54 2.Carriers and Services Required To Offer E911 . . . . . . . . . 77 3.Cost Recovery . . . . . . . . . . . . . . . . . . . . . . . . . 85 4.Liability and Privacy Issues . . . . . . . . . . . . . . . . . 91 5.Preemption . . . . . . . . . . . . . . . . . . . . . . . . . .102 6.Equipment Manufacture, Importation, and Labelling . . . . . . .106 C.Specific E911 Technical and Other Issues . . . . . . . . . . . .113 1. Call Priority . . . . . . . . . . . . . . . . . . . . . . .113 2.Grade of Service . . . . . . . . . . . . . . . . . . . . . . .120 3.Common Channel Signalling . . . . . . . . . . . . . . . . . . .126 V. FURTHER NOTICE OF PROPOSED RULEMAKING . . . . . . . . . . . . . . .133 A.Background . . . . . . . . . . . . . . . . . . . . . . . . . .133 B.Discussion . . . . . . . . . . . . . . . . . . . . . . . . . 136 1.Location Information Technology . . . . . . . . . . . . . . . .136 2.Access to 911 Service via Multiple Mobile Systems . . . . . . .144 C.Initial Paperwork Reduction Act of 1995 Analysis . . . . . . .154 D. Ex Parte . . . . . . . . . . . . . . . . . . . . . . . . . . .155 E.Comment Period . . . . . . . . . . . . . . . . . . . . . . . .156 VI. CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . .157 VII. ADMINISTRATIVE PROVISION . . . . . . . . . . . . . . . . . . . . .159 VIII. ORDERING CLAUSES . . . . . . . . . . . . . . . . . . . . . . . . .160 APPENDICES APPENDIX A. List of Commenters and Abbreviations APPENDIX B. I. Final Regulatory Flexibility Analysis II. Initial Regulatory Flexibility Analysis APPENDIX C. Final Rules APPENDIX D.Tables I. INTRODUCTION 1. By our action today we are taking several important steps to foster major improvements in the quality and reliability of 911 services available to the customers of wireless telecommunications service providers. Our decisions in this Report and Order reflect our longstanding and continuing commitment to manage use of the electromagnetic spectrum in a manner that promotes the safety and welfare of all Americans. In addition, our Further Notice of Proposed Rulemaking represents our desire to ensure continuity of our dedication to new and innovative 911 services by seeking comment on further refinements of our wireless 911 rules. 2. The principal issue in this phase of the Docket 94-102 rulemaking proceeding involves the steps the Commission should take to optimize the delivery and processing of 911 calls and to prompt the accelerated delivery of enhanced wireless 911 features and functions to administrators of Public Safety Answering Points (PSAPs), to assist them in responding to emergency calls for assistance. We believe that it is critically important that rigorous enhancement criteria be established, that firm target dates for implementation be set, and that reasonable cost recovery mechanisms be encouraged as a means of ensuring that implementation goals can be achieved. The actions we take in this Report and Order are designed to accomplish these objectives -- we believe that we are taking reasonable and effective steps to promote cooperative efforts by state and local governments, PSAP administrators, wireless carriers, and equipment manufacturers that will lead to improved wireless 911 services. II. OVERVIEW A. Value of 911 Services 1. Overall Growth in Usage 3. Dialing 911 is the most effective and familiar way the American public has of finding help in an emergency. Since it was first introduced in 1968, 911 service has spread across the Nation and become synonymous with emergency assistance. Nationwide, 95 million 911 calls are made each year, or 260,000 every day. These calls are typically routed by local exchange carriers (LECs) to PSAPs staffed by professionals trained to assist callers in need of emergency assistance and to direct calls to police, fire, and health emergency response providers. The 911 systems in place today encourage those providing communications services and those providing emergency assistance to coordinate their efforts and facilities and work together, resulting in the saving of lives and property. 4. In the basic form of 911, the attendant who receives the 911 call at the PSAP gathers all the necessary information about the nature and location of the emergency by questioning the caller. Over the last decade, most 911 systems and PSAPs have been upgraded to enhanced 911 (E911), which adds features that permit more efficient and speedy response by emergency service personnel. When a wireline 911 call is placed in a region with E911 capability, the telephone number of the phone used for the call is typically passed to the LEC central office. A database, usually maintained by the LEC, is then used to selectively route the call to the most appropriate PSAP. In addition, the caller's telephone number and other useful information are transmitted to the PSAP along with the location of the telephone, based on LEC records. 5. E911 saves lives and property by helping emergency services personnel do their jobs more quickly and efficiently. Automatic Location Identification (ALI) capability permits rapid response in situations where callers are disoriented, disabled, unable to speak, or do not know their location. In these situations, ALI permits the immediate dispatch of emergency assistance to the address of the wireline phone. ALI also reduces errors in reporting the location of the emergency and in forwarding accurate information to emergency personnel. Where telephone exchange boundaries extend into two or more PSAP jurisdictions, the ALI feature permits selective routing (SR) of calls to the appropriate PSAP for the identified location. A dispatcher at a PSAP with E911 capability can also call back in the event the call is disconnected. Currently, 89 percent of wireline phones in the United States are served by 911, and about 85 percent of 911 services include some form of E911. 2. Reliance on 911 by Wireless Service Users 6. Although 911 was originally developed for wireline telephones, wireless customers place a large and increasing portion of 911 calls. According to the Cellular Telecommunications Industry Association (CTIA), virtually all cellular carriers today provide basic 911 service or some close alternative. In 1994, almost 18 million wireless calls were made to 911 and other public service numbers. The number of such calls is growing rapidly, spurred by the rapid growth in cellular subscribers. The total number of cellular subscribers in the United States currently exceeds 33 million, and 9.6 million new subscribers were added in 1995 alone. The roll-out of broadband Personal Communications Service (PCS), now underway, will increase the number of mobile phones and wireless 911 calls. With this growing popularity of mobile communications has come a recognition on the part of wireless customers that their phone provides them with a valuable communications link in emergencies. According to a recent survey, for example, 62 percent of cellular users cited safety and security as their main reason for purchasing a mobile phone. 7. Wireless carriers currently provide access only to basic 911 service, not to the advanced features of E911. The mobile nature of wireless technology creates complexities for providing even basic 911 service. For example, a wireless 911 caller may not be a subscriber of the wireless provider with coverage in the area and therefore 911 calls may be blocked. Also, there may be technical reasons such as the use of different protocols that may lead to blocked 911 calls. Moreover, the nature of wireless technology and service presents significant obstacles to making E911 effective for wireless calls. For example, selective routing of calls to the appropriate PSAP is complicated by the fact that a cellular caller is often moving and the transmission may be received at more than one cell site. Automatically identifying the location of a wireless caller also presents new technological and policy issues. 3. Current Service Limitations; Commission Responsibilities 8. One of the Commission's statutory mandates under the Communications Act is ``promoting safety of life and property through the use of wire and radio communication.'' Recognizing this responsibility, the Commission has expressed increasing concern regarding the inability of wireless customers to benefit from the advanced emergency capabilities of E911 systems that are available to most wireline customers. In developing rules for broadband PCS, we urged industry and standards-setting bodies to direct particular attention to E911 access, including, to the extent feasible, automatic location of callers. We recognized that the health and safety of citizens would be affected by whether broadband PCS carriers are capable of providing E911 access that is equivalent to access provided to wireline customers. While we declined to delay the introduction of broadband PCS service until E911 issues had been resolved, we stated our intention to initiate a proceeding to address E911 and related issues with regard to broadband PCS, cellular, and any other relevant mobile service. 9. The Notice in this docket began that endeavor. In adopting this Report and Order, we are promulgating requirements and establishing a framework to improve wireless 911 services. We believe that these actions will result in the deployment of technologies that will help speed the delivery of assistance to people in need of help in emergency situations. It is important, however, to acknowledge what we are not able to achieve in this Order. We recognize that expanding the availability and increasing the reliability of wireless 911 service depend upon more than actions that we are able to take at this time. þ The implementation of E911 service will require a separate decisional process by many state and local public safety organizations to invest in facility and equipment upgrades to be able to receive E911 call location information. þ Proper incentives should be developed to encourage wireless service providers to transition to improved and more extensive network technology and infrastructures in order to provide more reliable 911 service coverage over wider geographic areas. We must ensure that reasonable requirements and incentives are in place to facilitate the application of this technology to improve wireless 911 services. For example, we need to explore further the steps that can be taken to improve upon the ALI specifications we are adopting in this Order. þ Solutions to wireless service interoperability should be pursued in order to reduce current limitations on the ability of callers to switch from one provider's network to another as the caller roams between wireless systems. þ We need to explore further the steps that can be taken to improve upon the ALI specifications we are adopting in this Order. As technology leads to the development of cost effective location systems that can improve upon the accuracy and reliability standards we are adopting, we must ensure that reasonable requirements and incentives are in place to facilitate the application of this technology to improve wireless 911 services. þ We need to explore further means of improving consumer education so that users of wireless services will be able to determine rationally and accurately the scope of their options in accessing 911 services from mobile handsets. These are some of the goals that the Commission, state and local governments, the wireless industry, and PSAP organizations should strive to achieve during the five-year period for implementing enhancements to wireless 911 services. The Further Notice of Proposed Rulemaking we are adopting today will serve as one means for the pursuit of these goals. One of our principal objectives is to make sure that ongoing processes are in place that will make technological advances available to 911 service providers, and that will give PSAP administrators the means to acquire and utilize these new technologies. Such a process will ensure that users of wireless services will receive effective and reliable 911 services. B. Executive Summary of Commission Actions 1. Report and Order 10. In this proceeding, we adopt several requirements pursuant to our authority under Sections 301 and 303(r) of the Communications Act, and make them applicable to all cellular licensees, broadband PCS licensees, and certain Specialized Mobile Radio (SMR) licensees (as defined in Section IV.B.2, infra). These classes of licensees are hereafter referred to as ``covered carriers.'' Certain other SMR licensees and Mobile Satellite Service (MSS) carriers are exempt from our requirements. The requirements we adopt in this Report and Order are as follows: þ Not later than 12 months after the effective date of the rules adopted in this proceeding, covered carriers must process and transmit to any appropriate PSAPs all 911 calls made from wireless mobile handsets which transmit a code identification, including calls initiated by roamers. The processing and transmission of such calls shall not be subject to any user validation or similar procedure that otherwise may be invoked by the covered carrier. þ In the case of 911 calls made from wireless mobile handsets that do not transmit a code identification, not later than 12 months after the effective date of the rules adopted in this proceeding, covered carriers must process and transmit such calls to any appropriate PSAP which previously has issued a formal instruction to the carrier involved that the PSAP desires to receive such calls from the carrier. þ Not later than 12 months after the effective date of the rules adopted in this proceeding, covered carriers must be capable of transmitting calls by individuals with speech or hearing disabilities through devices used in conjunction with or as a substitute for traditional wireless mobile handsets, e.g., through the use of Text Telephone Devices (TTY) to local 911 services. þ The implementation and deployment of enhanced 911 features and functions will be accomplished in two phases. Under Phase I, not later than 12 months after the effective date of the rules adopted in this proceeding, covered carriers must have initiated the actions necessary to enable them to relay a caller's Automatic Number Identification (ANI) and the location of the base station or cell site receiving a 911 call to the designated PSAP. Not later than 18 months after the effective date of the rules adopted in this Order, such carriers must have completed these actions. These capabilities will allow the PSAP attendant to call back if the 911 call is disconnected. þ Under Phase II, not later than five years after the effective date of the rules adopted in this proceeding, covered carriers are required to achieve the capability to identify the latitude and longitude of a mobile unit making a 911 call, within a radius of no more than 125 meters in 67 percent of all cases. 11. We also provide that the E911 (Phase I and Phase II) requirements imposed upon covered carriers by our actions in this Order shall apply only if (1) a carrier receives a request for such E911 services from the administrator of a PSAP that is capable of receiving and utilizing the data elements associated with the services; and (2) a mechanism for the recovery of costs relating to the provision of such services is in place. If the carrier receives a request less than 6 months before the implementation dates of Phase I and Phase II, then it must comply with the Phase I and Phase II requirements within 6 months after the receipt of the notice specifying the request. 12. Covered carriers, in coordination with the public safety organizations, are directed to resolve certain E911 implementation issues, including grade of service and interface standards, through industry consensus in conjunction with standard-setting bodies. This Commission intends to remain actively involved, as appropriate, to ensure resolution of issues necessary to prompt widespread availability of E911 service. 2. Further Notice of Proposed Rulemaking 13. The E911 system requirements we are establishing in this Order are a first step toward our goal of improving the availability and quality of 911 service. In view of the Nation's important public safety needs, we find a compelling public interest in taking steps to ensure that E911 system performance keeps pace with the latest technologies. Therefore, we are also issuing a Further Notice of Proposed Rulemaking to develop additional means of ensuring that improvements made possible by technological advances are incorporated into E911 systems. 14. In the Further Notice of Proposed Rulemaking, we tentatively conclude and request comment as follows: þ We seek comment on possible approaches to avoid customer confusion that could be generated by a system under which customers in the same geographic area may or may not be able to complete non-code identification 911 calls depending upon the practices of the various PSAPs serving that area. Specifically, we request comment regarding whether, within a reasonable time after the one-year period, PSAPs should no longer have the option to refuse to accept non-code identification 911 calls. Thus, covered carriers would be obligated to transmit all 911 calls to PSAPs. þ We tentatively conclude that covered carriers should continue to upgrade and improve 911 service to increase its accuracy, availability, and reliability, while also recognizing that our rules should ensure that covered carriers' development and application of new technologies for E911 services also contribute to the overall quality of service and range of services that carriers provide to all their customers. These efforts will ensure that the public benefits from technological innovations, through the application of those innovations to public safety needs. þ We seek comment on a range of related issues, including the following: (1) Should covered carriers provide PSAPs information that locates a wireless 911 caller within a radius of 40 feet, using longitude, latitude, and altitude data, and that provides this degree of accuracy for 90 percent of the 911 calls processed? (2) Should wireless service providers be required to supply location information to the PSAP regarding a 911 caller within a certain number of seconds after the 911 call is made? (3) Should wireless service providers be required to update this location information throughout the duration of the call? (4) What steps could be taken to enable 911 calls to be completed or serviced by mobile radio systems regardless of the availability (in the geographic area in which a mobile user seeks to place a 911 call) of the system or technology utilized by the user's wireless service? þ We also tentatively conclude that a consumer education program should be initiated to inform the public of the capabilities and limitations of 911 service, and we seek comment regarding the scope of such a program and carrier obligations that could be established in connection with such a program. One purpose of such a program would be to address a concern that consumers currently may not have a sufficient understanding of technological limitations that can impede transmission of wireless 911 calls and the delivery of emergency assistance. III. BACKGROUND OF PROCEEDING A. Joint Paper; JEM Report 15. Public safety organizations and the wireless telecommunications industry have both recognized the limitations that the unique characteristics of wireless communications impose on current emergency service systems, and have been exploring paths to deliver E911 to wireless customers. On June 30, 1994, the Association of Public-Safety Communications Officials International, Inc. (APCO), the National Emergency Number Association (NENA), and the National Association of State Nine One One Administrators (NASNA), and the Personal Communications Industry Association (PCIA) issued an ``Emergency Access Position Paper'' (Joint Paper), which they filed as an ex parte comment in the PCS proceeding. In July 1994, representatives of the wireless telecommunications community and the emergency service and public safety community undertook a joint examination of the issues related to wireless support of 911. 16. The two communities convened a Joint Experts Meeting (JEM) in October 1994, including representatives of communications, public safety, satellite, Specialized Mobile Radio, and intelligent vehicle highway system (IVHS) industries, as well as vendors to these industries. The outcome of this meeting was a JEM Report that included a prioritized list of PSAP service requirements, the mapping of emergency services features to evolutionary paths showing which features need to be upgraded, identification of information elements transferred between the wireless system and the emergency service system, and the identification of radio location techniques that may provide wireless ALI. The JEM meeting and report, however, did not produce wireless E911 standards or any firm plan or schedule for implementing wireless E911. B. Wireless E911 Notice of Proposed Rulemaking 17. In the Notice, we stated our belief ``that Commission action is necessary to ensure that, over time, mobile radio service users on the public switched telephone network have the same level of access to 911 emergency services as wireline callers.'' We thus proposed to require that mobile radio transmitters supplied to wireless customers provide the same level of access to 911 emergency services as is available to wireline customers. We did not anticipate adopting extensive technical standards for E911 operation -- a task for which standards-setting committees are better equipped -- but proposed that general performance criteria be adopted. 18. With respect to the most crucial E911 feature, the ability to report the caller's location to the PSAP, we tentatively concluded that ALI should be implemented by wireless carriers in three steps over five years: þ We proposed that wireless carriers would be required to design their systems so that the location of the base station or cell site receiving a 911 call from a mobile unit would be relayed to the PSAP. This requirement would take effect within one year after the effective date of the Order adopting rules in this proceeding. þ Within three years, the wireless service provider would be required to include an estimate of the approximate location and distance of the mobile unit from the receiving base station or cell site. þ After five years, the location of the mobile unit would be identified within three dimensions, within a radius of no more than 125 meters. We reasoned that this information should enable the PSAP to assist emergency service personnel by providing a relatively precise location for a wireless 911 caller. 19. We also discussed and sought comment on a range of other issues, principally issues that must be resolved in order to implement the wireless E911 capabilities identified as essential by the wireless industry and public safety groups. These issues are summarized in Table A in Appendix D. 20. In response to the Notice, over 110 parties filed comments and reply comments regarding the wireless 911 issues, including wireless service providers, public safety organizations, equipment manufacturers, and others. In addition, a Petition for Rulemaking was filed on October 27, 1995, by the Ad Hoc Alliance for Public Access to 911 (Alliance) requesting that 911 access be provided to any cellular phone, regardless of whether it is listed as a cellular carrier's subscriber, and that mobile handsets be equipped to select and use the channel with the strongest cellular signal whenever a 911 call is placed . On November 13, 1995, the Commission sought comment regarding this Petition. In response to our Public Notice, eight comments and one set of reply comments were filed. C. Consensus Agreement 21. In the initial comment round, the wireless industry and representatives of public safety organizations generally supported the goals of the Notice, including the benefits and importance of deploying wireless E911 capability. Broadly speaking, the industry and public safety groups differed principally with regard to the schedule for E911 deployment and the need for Federal regulation. The public safety community supported the proposed mandatory five-year schedule for full E911 implementation by wireless carriers. The wireless carriers, on the other hand, generally opposed a fixed schedule. 22. On February 12, 1996, after the comment cycle had closed, a Consensus Agreement on some of the issues in this proceeding was filed with the Commission by the Cellular Telecommunications Industry Association (CTIA), a trade association representing certain wireless industry participants (including service providers, manufacturers, and others) and three national public safety organizations -- APCO, NENA, and NASNA. The Commission sought comment regarding the Consensus Agreement, and 17 comments and 14 reply comments were filed. 23. The Consensus Agreement proposes a two-step implementation schedule for wireless E911. In Phase I, within 12 (according to the public safety signatories) or 18 months (according to CTIA) after the adoption of a Commission Order, the Agreement proposes implementation of cell site information, calling party Automatic Number Identification (ANI), 911 availability from any service initiated mobile handset that is subscribed to the wireless carriers on whose system the call is made, 911 access for speech and hearing-impaired callers using TTY devices, and call-back capability. Under Phase II, within five years, the Consensus Agreement proposes to require deployment of ALI for wireless callers in two dimensions, latitude and longitude, within 125 meters Root Mean Square (RMS), of the call's origination. In addition, the Consensus Agreement provides that ``[i]n moving to Phase II, a cost recovery mechanism is needed to fund both carrier (wireless and wireline) and PSAP investment in E911 technology and 911 cost of service.'' The parties request the Commission: (1) to declare that state and local 911 fees and taxes are not barred as a matter of law and that such fees and taxes should not discriminate between wireline and wireless carriers involved in delivery of 911 services; and (2) to resolve carrier and public safety legal liability issues. The Consensus Agreement also suggests consumer education rather than equipment labelling to inform customers regarding wireless compatibility with E911 features. The Consensus Agreement is summarized in Table B in Appendix D. IV. DISCUSSION A. General 911 Service Requirements and Provisions 1. 911 Availability Without Customer Validation a. Background, Pleadings, and Consensus Agreement 24. Adopting the Joint Paper's recommendations, the Notice proposed that, within one year after the effective date of rules adopted in this proceeding, a user must have the ability to reach emergency services from any service initialized mobile radio handset in a home service area, or when roaming, by dialing only 911, and that such 911 access should be available without a requirement for user validation. The Notice defined ``service initialization'' to mean that a ``user has purchased services from a wireless service provider.'' We asked commenters to describe the current status of these capabilities provided by wireless services, and the technical challenges for implementing these features. Specifically, commenters were asked to address the application of this feature to mobile radio handsets used on a ``roaming basis'' or outside a mobile radio service provider's roaming area. We also sought comment on the ability of licensees and equipment manufacturers to implement the features in the proposed time frame. 25. Most of the wireless industry supported our proposal, although many suggested that it be required only where handsets are in proper working condition and that the public safety 911 infrastructure is available in the service area. Commenters in general agreed with the proposal that mobile subscribers be permitted to reach 911 without dialing additional digits, with some commenters pointing out that cellular customers may need to press the ``send'' key. While several commenters accepted ``service initialization'' as a reasonable limitation for 911 access, other commenters urged the Commission to eliminate the ``service initialization'' requirement. IAFC and IMSA, for example, urged the Commission to require that a host cellular provider process 911 calls from roamers without any need for PIN codes or ``service initialization.'' In addition, Alliance argued that 911 calls should be made available for non-subscribers and that cellular telephones should be able to access the stronger of the two available signals in a market area. Moreover, Motorola contended that a service initialized mobile unit is indistinguishable from a non-service initialized mobile unit unless the ``user validation'' process distinguishes between them, and that the Commission must balance the objectives of not employing validation for roamer calls and employing user validation for non-roamer calls. 26. In its Petition for Rulemaking, Alliance requested that the Commission amend Section 22.911(b) of the Commission's Rules to require cellular carriers promptly to connect all 911 calls without precondition. Alliance contended that the Commission should require the provision of unrestricted access in order to mitigate against the loss of life and the harmful effects of delays in treating serious illness and injuries. It also proposed that Section 22.933 of the Commission's Rules be amended to require that all newly constructed mobile and portable stations be equipped to scan all of the control cellular telephone channels assigned to both System A and to System B, and to select and use the channel with the strongest signal whenever a 911 call is placed. All of the commenters urged the Commission to deny Alliance's proposals. For example, AT&T expressed concern regarding the imposition of additional costs on subscribers that could result from a requirement to transmit 911 calls from non-subscribers. 27. The Consensus Agreement agrees with the Notice's proposal regarding 911 availability without further discussion. Some of the parties commenting regarding the Consensus Agreement once again raise the ``service initialization'' requirement issue. Reiterating its arguments in the initial comments and in its Petition for Rulemaking, Alliance argues that public safety groups have been misled into signing the agreement, because it would block emergency calls to unauthorized roamers. In its reply comments, Alliance proposes that cellular carriers should be required to connect any 911 call from any mobile handset with a unique Mobile Identification Number (MIN). Alliance also states that it conducted a test in California in February 1996 which showed that significant areas in and around major cities could not be reached on the signal of one of the cellular licensees in those areas. In its view, this test proved its prior point that cellular phones must have the capability of selecting the strongest signal. Scott Hong argues that a caller should have the ability to reach emergency services from any mobile radio handset regardless of its service initialization, on the grounds that many service initialized cellular phones become inactive and that the threat of prank calls is insignificant compared to the problem of the ever-increasing number of inactive cellular phones which may not be used to contact emergency services. 28. Vanguard claims that as a policy matter it transmits 911 calls from any caller in Vanguard's territory with an activated cellular phone even when Vanguard has terminated the caller for non-payment or when a roamer's underlying carrier is delinquent in its account. Vanguard distinguishes its practices of transmitting 911 from Alliance's initial request for unrestricted access to 911. BellSouth states that Alliance's request for unconditional processing of 911 calls would create the potential for fraudulent and prank calls which could not be traced by the police. GTE contends that a wireless carrier cannot handle emergency calls where 911 service is not provided or where it has not built out its network in accordance with its license requirements. b. Discussion 29. Based on our review of the record and our analysis, we conclude that, not later than 12 months after the effective date of the rules adopted in this proceeding, covered carriers must transmit to the appropriate PSAP all 911 calls from wireless mobile handsets which transmit a code identification, without requiring any user validation or similar procedure. We further conclude that, beginning not later than 12 months after the effective date of the rules adopted in this proceeding, covered carriers must transmit calls from wireless mobile handsets which do not transmit a code identification to any appropriate PSAP which has formally requested transmission of such calls. If a covered carrier does not receive such a request from a PSAP before the end of the six-month period following the effective date of these rules, then the covered carrier will have six months from the date it receives a formal request from a PSAP to transmit 911 calls from handsets that do not transmit a code identification. 30. In the Notice, we proposed to require carriers to forward to PSAPs automatically (i.e., without user validation) all 911 calls made from ``service initialized'' handsets. We defined that term to include two kinds of users: (1) all of a carrier's subscribers in its home service area; and (2) all users authorized to roam on that carrier's network. Upon reviewing the record, we conclude that the proposed requirement is defined too narrowly. If adopted, it would unreasonably prevent a significant number of wireless customers from accessing 911 service and also would result in unwarranted customer confusion. 31. We agree with Alliance and other public safety organizations that there are significant public interest benefits to making it easier for individuals to place wireless 911 calls in emergencies. We also conclude that user validation requirements harm the public interest because, by necessarily delaying call processing, they inhibit users' ability to make 911 calls in a timely manner. Such delay may not be substantial if, as the rule proposed in the Notice implicitly presumes, validation information about a large percentage of 911 callers is readily available in every instance. Such information is available if a carrier receives a 911 call from a person in one of the two groups covered by the rule proposed in the Notice -- i.e., from one of its own subscribers, or from subscribers of other carriers with whom it has roaming agreements and shares roaming databases. In such situations, validation information typically is provided automatically by reference to these databases. 32. The universe of potential 911 callers, however, is somewhat larger than these two groups. It includes, for instance, subscribers of carriers with whom a particular carrier does not have a roaming agreement. Put another way, subscribers cannot be certain where they can place a 911 call unless they know the nature and extent of their home system's roaming agreements with other carriers. Where no such agreement exists, validation can be a long and cumbersome process. Users typically are required to supply credit card information, which must in turn be validated. The resulting call processing delay can be lengthy. Errors or other problems that occur during the validation process can further delay or block wireless 911 call processing. The result is a dangerous deferral of the 911 assistance process, and, effectively, the denial of such assistance in some instances. For example, any requirement that a caller supply a credit instrument in order to place a 911 call effectively places such calling capability beyond the reach of children, who do not typically possess such instruments, and others in emergencies who may not have access to that information. The safety of lives and property in emergency situations should not hinge on whether a person is carrying a valid credit card. For that reason, we will require wireless service providers to transmit 911 calls from all handsets which transmit code identifications. 33. Thus, we are broadening the requirement to ensure that any person who attempts to place a 911 call through the facilities of a covered carrier will not be subject to any validation or similar carrier-initiated procedures that could result in a delay in the delivery of the 911 call to a PSAP. We accomplish this objective by requiring covered carriers to forward to PSAPs automatically all 911 calls from handsets that transmit a code identification. We note, however, that a covered carrier is required to forward to PSAPs only those calls from mobile units that transmit using an air interface protocol compatible with that used by the covered carrier's system. 34. We have used the presence of a code identification in the signal transmitted by a mobile unit as the determining factor in requiring that the carrier immediately transmit the 911 call to a PSAP, without any further processing or validation by the carrier, for the following reasons. First, using the code identification as the triggering factor ensures that 911 calls will be routed to PSAPs with the minimum amount of delay. Carrier switches will screen incoming calls from mobile units, determine whether a code identification is present, and then (if such a code is present) immediately route the call to a PSAP without any further call screening. This prevention of delay, of course, is critically important in protecting the safety of lives and property in emergency situations. 35. Second, this approach ensures that virtually all subscribing customers -- including roamers -- will be able to place and complete 911 calls easily in emergencies, thus meeting one of our principal objectives in this rulemaking. Finally, using the presence of a code identification as the triggering factor may provide PSAPs with some basic information about the calling party, after carriers and PSAPs implement the first phase of E911. This will be useful, for example, in enabling PSAPs, in some cases, to call back the person seeking emergency assistance if the person's 911 call is disconnected. 36. We acknowledge that, since a handset programmed with a code identification could be in the possession of a person who is not a current subscriber to any wireless service, our requirement that carriers must transmit all 911 calls made from code identification handsets could result in the transmission of some 911 calls placed by non-subscribers. We do not view the possibility of such non-subscriber calls as a sufficient basis for us to modify or to refrain from imposing the requirement. As we have already explained, our requirement ensures that 911 calls from all subscribers and roamers will be transmitted, without the potential of delay resulting from the validation process. This objective would be seriously compromised if we permitted carriers to validate all 911 calls for purposes of screening out calls from non-subscribers. We understand that, at present, there is no technical way to differentiate between subscribers and non-subscribers placing a 911 call without invoking authentication and validation procedures. Given our belief that such procedures could unreasonably delay or prevent some 911 calls from being completed, we find that the public interest is best served by allowing all handsets with a code identification, both service- initialized and non-service-initialized, to make 911 calls. Moreover, if carriers prefer to limit the universe of non-subscribers they serve with respect to the transmission of 911 calls, then they may seek to follow practices to achieve this goal, such as modifying marketing techniques under which wireless phones with pre-programmed code identification numbers are available through retail merchandise outlets. 37. In addition, if the PSAP Administrator requests that all 911 calls be forwarded from mobile handsets, we require covered carriers to automatically forward 911 calls from all handsets regardless of whether the handset has a code identification. We believe a strong case can be made for a requirement that carriers automatically forward all 911 calls to PSAPs, without any intervening validation, including cases in which the 911 call originates from a handset that does not have a code identification. The ability of non-subscribers to place 911 calls from code identification handsets could be of critical importance in emergency situations. We are not persuaded by arguments that such a requirement would impose an unfair regulatory burden on wireless providers relative to wireline carriers. Moreover, our concerns regarding the risk of such a burden are mitigated by the fact that several major wireless carriers have been processing 911 calls without a validation requirement. Further, for purposes of comparing 911 service burdens of wireline and wireless carriers, we believe that a pay telephone is the closest wireline analogy to a wireless handset, in terms of offering a capability of accessing 911 service while the user is away from his or her home or office. Users of pay phones are able to place 911 calls without any charge in many states as a result of state and local regulation. Against this background, our rules regarding treatment of 911 calls originating on wireless networks does not appear to place wireless providers at a competitive disadvantage. We will, however, carefully monitor this situation and will be receptive to a petition seeking a change in our rules should our assumption prove incorrect. 38. At the same time, we recognize that there are disadvantages associated with requiring all 911 calls to be processed without regard to evidence that a call is emanating from an authorized user of some CMRS provider. Several carriers contend, for example, that placing 911 calls from handsets without a code identification has significant drawbacks, including the fact that ANI and call back features may not be usable, and hoax and false alarm calls may be facilitated. According to these parties, call processing in such instances may interfere with the ability of public safety organizations to respond quickly to emergency situations. We note that public safety organizations are, in the final analysis, in the best position to determine whether acceptance of calls from handsets without a code identification helps or hinders their efforts to preserve and promote health and safety in their communities. 39. As a result, we believe that the decision as to whether to accept all calls from handsets to which no code identification has been assigned by a wireless service provider should reside at this time with the public safety organization administering the PSAP. Thus, at this time we will not require covered carriers to transmit non-code identification 911 calls to a PSAP unless the receipt of such calls is requested by a PSAP Administrator. Where a PSAP does make a request and is capable of receiving and utilizing the data elements associated with the service, covered carriers shall be required to transmit to the PSAP all non- code identification 911 calls that are received by the carrier's processing and transmission facilities. 40. We recognize that in certain jurisdictions carriers may be providing 911 to several PSAPs from the same switch. We find, however, that this circumstance should not be an obstacle to implementing the choice of PSAP Administrators to receive non-code identification 911 calls. First, we understand that current technology enables carrier switches selectively to transmit non-code identification 911 calls to some PSAPs and not to other PSAPs that receive calls routed from the same switch. Second, even in cases in which such switches have not been deployed, we believe that any complications caused by sharing a switch by PSAPs can be minimized by cooperation among PSAP Administrators in the geographic area involved to coordinate their decisions whether to receive non-code identification 911 calls. We note that public safety organizations have successfully cooperated on other issues and we encourage them to continue these cooperative efforts for purposes of coordinating the receipt of code identification calls and non-code identification 911 calls. 41. Some commenters requested clarification whether we intend to require that locked phones transmit 911 calls. We understand that wireless service providers and customers have tried to control fraud problems by using PIN numbers or locked-in features. For example, wireless carriers often use ``PIN'' fraud control offerings, which are switch-based, not handset-based. In addition, most handsets can be locked by the subscriber, who can then unlock the phone by dialing a three- or four-digit code to prevent unauthorized use of a cellular phone. While we recognize the need to control fraud in ordinary wireless calls, we believe that the benefit of allowing 911 calls to override a PIN system outweigh the cost associated with such requirements, because it is critical to pass 911 calls immediately in emergencies. 42. Although some carriers currently allow 911 calls to override the switch-based fraud protection system, there is insufficient information in the record to determine whether it is a universal practice by all wireless service providers. Because of the potential harm of requiring a PIN in emergency situations, we have decided to require covered carriers to permit dialing 911 to override the switch-based ``PIN'' numbers created by them. We also note that the Joint Paper and the JEM Report have identified the ability to transmit 911 calls from a subscriber locked phone to be a desired requirement. Therefore, covered carriers are directed to make good faith efforts with manufacturers to ensure that, with respect to handsets manufactured in the future, these handsets are capable of overriding subscriber-programmed locking mechanisms and transmitting 911 calls. 43. Regarding a dialing standard for placing a 911 call, we agree with GTE that we should not adopt a rule requiring any particular dialing pattern for 911 access. Although several commenters asked us to clarify that access to emergency personnel should be available by dialing ``9-1-1'' plus ``send'' key, we recognize that some wireless handsets in use today do not have a ``send'' key. Therefore, we require that 911 calls be available to all callers in a manner contemplated by the type of handset the customer uses. 44. With respect to the proposal made by Alliance that cellular phones must have the capability of selecting the strongest signal from either the A or the B carrier, we find that there is not a sufficient record to assess the proposal at this time. While all of the commenters to the Alliance petition urged denial of the proposal due to technical infeasibility and other equitable concerns, the Alliance reiterates its argument that selection of the strongest signal in emergency situations is of critical importance to the public. Because of the questions that have been raised with respect to its feasibility, we decline to adopt the rule recommended by the Alliance petition to the extent that it proposes to mandate the cellular handset to select the strongest signal whenever a cellular 911 call is placed. We note, however, that certain test results accompanying the Alliance reply comments may merit further examination of this issue. Finally, we understand that a MIN is a telephone number assigned by the wireless service provider to its subscribers as part of the North American Numbering Plan. The North American Numbering Plan currently does not allow equipment manufacturers to obtain numbers in order to designate a unique MIN. Also, such an arrangement would interfere with the carrier's ability to assign numbers. Therefore, we do not agree with Alliance's proposal that the manufacturer assign unique MINs to mobile handsets. 45. We also recognize that there will be certain limitations to the requirement that all 911 calls be transmitted. Wireless mobile access to 911 will be limited, depending on the availability of 911 service in the geographic area. Moreover, the unique characteristics of wireless mobile services might preclude access in particular circumstances. Therefore, we have decided to seek further comment on the issue of how to increase the availability of wireless 911 communications in the Further Notice of Proposed Rulemaking. 46. As we have noted, we are requiring that cost recovery mechanisms must be in place as a prerequisite to the imposition of enhanced 911 service requirements upon covered carriers. We note, however, that we are not adopting such a requirement as a prerequisite to compliance by covered carriers with the requirements we adopt in this section regarding the transmission of 911 calls with code identification numbers and non-code identification 911 calls. We recognize, however, that the establishment of regulatory requirements, especially regarding provision of basic 911 service to non-subscribers, might result in a carrier incurring additional costs related to the provision of such service to non-subscribers that may have a negative effect on levels of service and overall competition. Thus, a carrier may seek reimbursement, for its reasonable costs to provide basic 911 service to non-subscribers, at the state and local level. If any disputes arise in connection with recovery of these costs, the carrier may petition the Commission for relief. 2. 911 Access to Text Telephone Devices a. Background, Pleadings, and Consensus Agreement 47. Title II of the Americans with Disabilities Act (ADA) requires access to state and local government services, such as 911, to people with hearing and speech disabilities on a non-discriminatory basis. Further, the Telecommunications Act of 1996 requires manufacturers of telecommunications equipment or providers of telecommunications services to ensure that the equipment or services are accessible and usable by individuals with disabilities, if readily achievable. In the Notice, we proposed that, within one year of the effective date of the Order adopting rules in this proceeding, radio services must be capable of permitting access by individuals with speech or hearing disabilities through means other than mobile radio handsets, e.g., through the use of a TTY device. We sought comment on how to ensure access to 911 service by TTY-type devices that use wireless services, and requested comment on the specific additional features, costs, and feasibility issues that may be relevant to achieving compatibility. 48. Most commenters agreed with our proposal that TTY devices should be available to assist hearing and speech impaired 911 callers who use wireless services. Some commenters urged the Commission to ensure that the advantages of E911 are available equally to all callers, including TTY users, as a matter of safety and security. For example, TDI maintained that TTY users need assurance that they will have the benefit of ALI and ANI or at minimum ANI in locations where fully enhanced 911 calling systems exist. In order to achieve functionally equivalent access of TTY users to the 911 emergency system, TDI suggested that Commission regulations should include: (1) speed in transmission of text; (2) the ability to interrupt and inject a point or question where dialogues are emergency personnel-centered; and (3) voice-carry-over (VCO) and hearing-carry-over (HCO) systems. TDI also noted that if the mobile radio telephone industry could be required to offer units with an RJ11 jack for direct input, that would be of value to TTY users who currently have limited use of cellular phones due to the configuration, size and volume level of many of these phones in relation to TTY acoustic cups. 49. While expressing support for our proposal, many commenters representing the wireless industry pointed out that this requirement will need coordination among many parties, including telecommunications and equipment manufacturing industries, the LECs and the PSAPs. In the Consensus Agreement, however, the parties agree with our proposal without further conditions. In their comments regarding the Consensus Agreement, wireless companies suggest various limitations on the provision of TTY access, such limiting to access through TTYs and through cellular circuit switched data service. Commenters also note that CDMA vendors have been unable to pass through Baudot frequency signalling without distortion. PCIA contends that the establishment of a common data standard under which wireless and wireline providers can deliver TTY data to the PSAP is the most important coordination issue for this requirement. Some commenters argue that technological compatibility among PSAPs and wireless providers will also be necessary in order for the PSAPs to receive and interpret the transmitted data. The parties thus suggest that the industry should determine and establish standards to permit interface between TTYs and wireless systems. b. Discussion 50. We find that the tentative conclusion in the Notice with regard to TTY access is supported by the record in this proceeding. Thus, we will require that, not later than 12 months after the effective date of the rules adopted in this proceeding, covered carriers must transmit TTY calls to 911 services. 51. TTY access to 911 services is important to the public safety of the 30 million Americans with hearing and speech disabilities. In light of the technical issues presented by commenters, however, we conclude that parties and industry standard bodies should coordinate their efforts to resolve these technical issues before the end of this calendar year. The objective of such coordination should be to establish standards that will permit interfaces between TTYs and wireless systems. 52. Although we recognize TDI's concerns that TTY users should also benefit from E911 features including ALI and ANI capabilities, we are of the view that at this time it would be prudent for the wireless industry, equipment manufacturers, PSAPs, and the disabled community to explore these issues to determine the extent of the problems and whether these issues might be resolved by agreements between the interested parties or by standard bodies. In that connection, we require that each of the signatories to the Consensus Agreement, PCIA, and TDI shall report to us jointly within one year after the effective date of the rules adopted in this proceeding regarding the status of the following issues: (1) whether incoming TTY 911 calls are properly identified in a timely manner by PSAPs, (i.e., whether TTY call identification equipment is in place in PSAP facilities); and (2) at the time a TTY 911 call is identified by the PSAP, whether ANI and ALI are initiated before the call is transferred to a TTY designated extension. In light of our decision in this Order regarding the provision of E911 and its importance in furthering our public safety goals, as well as our new statutory mandate to ensure accessibility to telecommunications services by persons with disabilities, if readily achievable, we may initiate a further proceeding after we have obtained additional information. 53. TDI has also requested that the Commission take certain actions to improve general access of TTY users to the 911 emergency system, including mandating the wireless telephone industry to offer units with direct connect capabilities for TTY access. While these proposals may have merit, the record in this proceeding does not show that TDI's proposals are feasible. Consequently, it will be more appropriate for us to address them in another proceeding, as TDI has suggested. To this end, we expect to initiate in the near future a proceeding to implement the provisions of Section 255 and related provisions of the Communications Act, which will provide further guidance and direction regarding accessibility standards and requirements. In addition, we note that Section 255 requires the Architectural and Transportation Barriers Compliance Board to develop guidelines for ensuring that equipment used in conjunction with telecommunications services is accessible by persons with disabilities, if readily achievable. We will consider those guidelines in any further proceeding as a basis for establishing further requirements. B. Enhanced 911 Service Requirements and Provisions 1. E911 Deployment Schedule a. Background, Pleadings and Consensus Agreement 54. In the Notice, we proposed to adopt rules to improve the access of users of mobile radio services to 911, particularly E911 service, noting that currently mobile radio services are unable to provide the information necessary for E911, such as the location of the caller (ALI), the number of caller (ANI), call back capability, while most of wireline customers who have 911 services have access to these features. In order to render functionally equivalent E911 services to wireless customers, we proposed that the mobile handset must be able to communicate the information, e.g., ANI and ALI, to the base station, and the base station must be able to interpret all information transmitted from the mobile unit. In addition, we proposed that the base station be able to give priority handling to 911 calls, and forward sufficient information to the PSAP to provide call back capability and location identification (enabling selective routing). With respect to the ability to report the caller's location, we tentatively concluded that ALI should be implemented by wireless carriers in three steps over five years. We also proposed to require that, within three years of the effective date of the rules adopted in this proceeding, wireless systems must provide PSAP attendants with the capability to call back the 911 caller if the call is disconnected. In addition, we noted that this feature would ideally represent a seamless process whereby any return call is connected directly to the mobile unit that originated the call, thus permitting an automatic re-ring in case of disconnection. 55. In the initial round of comments filed in this proceeding, parties agreed unanimously that E911 is a desirable and useful capability for wireless customers and the public. In particular, they agreed that ALI and re-ring/call back are important features for emergency services and should be required for E911 services. The focus of debate in the record was whether Commission regulation is necessary or appropriate to implement wireless E911 and, in particular, whether the Commission should adopt a mandatory implementation schedule, as proposed in the Notice. 56. In general, comments submitted by public safety and state and local government organizations supported a mandatory implementation schedule for certain E911 services, including ALI systems and the call back feature, as necessary to make wireless E911 a reality. Comments on behalf of wireless communications carriers agreed with the view we expressed in the Notice that E911 is needed for CMRS wireless services, but argued that the ALI systems needed to achieve this objective are unproven and have not been standardized, manufactured, or field-tested. These commenters stated that the Commission should encourage the wireless industry and the public safety communities to continue to work toward compatibility voluntarily, should establish an advisory committee to study wireless E911 issues, or should allow market forces to set the pace for deployment. A number of suppliers of location systems responded that, contrary to the concerns of wireless carriers, ALI systems are already available, or can be developed to meet the timetable and accuracy standards proposed in the Notice. Parties submitted very little data to quantify the cost of providing E911. Manufacturers generally presented estimates of the cost of their own products and argued that costs would decline or would be offset by new revenues if the Commission mandates ALI. 57. The Consensus Agreement represents a significant change in the views held by the signatories to the Agreement with regard to some of the central issues in this proceeding. A representative of the wireless industry, CTIA, now agrees that E911 is technically feasible and can be deployed within the proposed five-year schedule. Public safety organizations concur, and agree that the three phases in the original schedule should be condensed into two phases. The parties to the Consensus Agreement also acknowledge that the wireless industry's agreement to provide ANI and ``pseudo-ANI'' in Phase I will make it possible for the PSAP to dial back a 911 caller so long as the mobile user has not turned off the mobile unit. Thus, these parties propose an earlier adoption of the call back feature at Phase I, rather than at the Phase II period as proposed in the Notice. The Consensus Agreement also suggests that the ``automatic re-ring'' features of the wireline network need not be required at this point. 58. In their comments on the Consensus Agreement, parties again support the goals of E911 for wireless services, but some wireless industry commenters contend that neither the Phase I nor the Phase II deadlines are achievable. These commenters also argue that the Consensus Agreement ignores digital cellular, PCS, and wide area SMRs, that more information is necessary concerning the responsibility for providing ANI and ``pseudo-ANI'' and for setting standards, that location technologies have not been fully field tested, and that there is no industry-wide consensus regarding these and other issues. BellSouth also suggests that the time frame for implementation of call back must consider the SS7/IS-41 plans of providers and the costs associated with implementing the capabilities in the PSAP systems. 59. Other wireless service providers, as well as ITS, support the Consensus Agreement deployment schedule for ALI requirement. For example, Nextel believes that the schedule is feasible if the Commission takes measures to ensure that the LECs select protocols that are compatible with the wireless carriers' infrastructure. The signatories to the Consensus Agreement note that industry standards will be in place shortly; that vendors have pledged their support; that wireline and wireless carriers are expected to move quickly to connect their networks wherever such interconnection can be cost justified; and that where Feature Group D has been implemented, SS7 links and standards are not required. Various wireless carriers contend that implementation should not be required prior to PSAP ability to retrieve the ALI information. 60. Equipment manufacturers are split on the issue of the deployment schedule for ALI requirements. KSI supports the Consensus Agreement, proposes to add to the ALI requirement a latency period (the period it takes to provide location information to the PSAP) of no more than 5 seconds and an updating of location information every 10 seconds, and suggests that accuracy be required to 125 meters in urban areas and to 1,000 meters in rural areas, both at a 90 percent confidence level. On the other hand, Motorola and Nortel contend that the Phase I schedule cannot be met. They maintain that switching and signalling capabilities to pass actual ANI and pseudo-ANI to the LEC network have not been standardized or deployed nationwide, and Motorola contends that it takes 18 to 24 months after a standard is developed for a LEC to test new equipment in a limited number of markets. b. Discussion (1) Wireless E911 Service Requirements 61. Although some parties contend that the Commission should allow E911 to develop based upon the demands of the marketplace, we believe that we should play a more active role to ensure that technologies that will enhance public safety communications will be deployed expeditiously. While, in general, we believe that marketplace demands should determine the services provided by wireless carriers, we also believe that our mandate to promote safety of life using wireless technologies requires more direct Commission action in this case. This view is consistent with the argument of public safety organizations that Commission action is necessary to ensure that E911 services are deployed in a timely fashion. While they recognize the need for an evolutionary path for the E911 rules because the timing of implementation is affected by ``economic, operational and technological feasibility,'' for example, the public safety organizations have contended that the pace of evolution is likely to be slower than the public interest demands unless the Commission imposes a schedule that is rigorous without being impossible or commercially self- defeating. Once installed, ALI will bring important safety benefits to all wireless customers and to the community. 62. Estimates of what full implementation of wireless E911 might cost vary widely in the record, from $510 million to $7.5 billion depending on the ALI technology, but we believe that it is reasonable to conclude that these costs are likely to decline in the future. We believe that advances in computer technology, economies of scale with mass production, and competition in providing systems should reduce costs associated with providing E911 service. In addition, once deployed, ALI and other E911 features may offer additional benefits, such as helping to reduce and detect fraudulent calls and providing the infrastructure for other services and features. It also may be feasible to use a single ALI system for several wireless carriers in the same city or region, thus spreading the costs. Moreover, costs are primarily incurred during the initial stages of deployment, for installation of equipment. As wireless subscribership grows, these relatively fixed costs will be spread over a widening base of subscribers, lowering unit costs per subscriber. (2) Deployment Schedule: Phase I E911 Requirements 63. With regard to Phase I of deployment, we will require covered carriers to relay the caller's ANI and the location of the base station or cell site receiving a 911 call to the PSAP through the use of ``pseudo-ANI.'' We believe that the schedule for this phase of E911 deployment proposed by the signatories of the Consensus Agreement is a reasonable middle ground between the positions of carriers and public safety organizations. Therefore, we will require implementation of Phase I to begin not later than 12 months after the effective date of the rules adopted in this proceeding and to be completed not later than 18 months after such effective date. In establishing this deployment schedule, we also conclude, however, that the requirements imposed upon covered carriers by our actions in establishing the schedule shall apply only if a carrier receives a request for E911 service from the administrator of a PSAP that has made the investment which is necessary to allow it to receive and utilize the data elements associated with the service, LEC infrastructure will support the service, and a cost recovery mechanism is in place. 64. In reaching this conclusion, we agree with the concerns expressed by US West, and with the arguments advanced by the signatories to the Consensus Agreement in their joint reply comments. Should a PSAP first inform a wireless service provider less than 6 months before the required implementation date that it is capable of accepting the ANI and ``pseudo-ANI'' information, the carrier will be required to implement Phase I within 6 months after it receives the notice from the PSAP. We also note that our decision does not preclude carriers from implementing Phase I features sooner than 12 months after our rules become effective. Rather, we encourage PSAPs and wireless carriers to begin immediately to work together to implement E911 features as soon as possible. We find that the provision of ANI as part of Phase I will provide PSAPs the ability to call the 911 caller back if the call is disconnected, unless the caller's handset has been turned off or programmed to be redirected to voice mail. In light of the ability of PSAPs to call back disconnected callers, we agree with the claims of several commenters that automatic re-ring (i.e., the automatic ringing of the 911 caller's number if the call is disconnected) is unnecessary. 65. We base our decision with respect to the Phase I schedule on the following analysis. First, ANI and ``pseudo-ANI'' have already been deployed effectively in some systems, such as in New Jersey. Deploying them as part of Phase I will provide valuable information and will assist emergency response both by identifying the base station or cell site that received the call and by permitting call back. We recognize that some wireless providers and equipment manufacturers question whether ANI and ``pseudo-ANI'' can be deployed nationwide within the 12-18 month period set forth by the Consensus Agreement. Equipment manufacturers, in particular, argue that the lack of SS7 standards for transmitting ANI and ``pseudo-ANI'' will require delay in deployment of Phase I. Other wireless commenters disagree, however. For example, in their Joint Reply Comments, parties to the Consensus Agreement explain that SS7 features are not necessary for carriers to transmit ANI and ``pseudo-ANI.'' The Joint Reply Comments state that any network with the capability of providing Feature Group D equal access will also have the capability of transmitting ANI and ``pseudo-ANI.'' In addition, they note that standards which are scheduled for balloting in September in TIA's Committee TR 45.2 will make this problem transitional. We believe that adopting our 12 to 18 month Phase I implementation schedule, rather than allowing the parties more time, will better promote the public interest and result in faster implementation of E911. 66. We recognize, however, that technology-related issues may prevent some wireless carriers from implementing Phase I within the timetable adopted in this Order. Therefore, a covered carrier may request a waiver of our rules, based on sufficient factual support that either (1) its network equipment is not capable of transmitting ANI and ``pseudo-ANI'' and its equipment cannot be upgraded within the Phase I timetable; or (2) the LEC used by the covered carrier to transmit 911 calls to the PSAP does not have the capability of transmitting ANI and ``pseudo-ANI.'' If a covered carrier requests waiver of Phase I because its own equipment requires upgrading, the carrier shall submit with its waiver request a deployment schedule for meeting the requirements of Phase I. We note that no waiver request is required if the PSAP has not made the necessary investment to provide the capability of receiving the information transmitted under Phase I since the carriers' obligation does not arise until this point. (3) Deployment Schedule: Phase II E911 Requirements 67. We agree with the Consensus Agreement that cancellation of the second phase of ALI implementation proposed in the Notice appears warranted. The commenters to the Notice concur that implementing this stage of E911 deployment would not be a bridge but instead could be a costly detour that could delay full implementation of ALI capability. There is also convincing evidence that the benefits of the proposed second phase to PSAPs and the public would likely prove to be relatively small. Therefore, the proposal that a covered carrier must provide an estimate of the approximate location of a 911 caller or the distance of the mobile unit from the receiving base station or cell site in three years will not be adopted. 68. We continue to believe that the third phase of ALI implementation proposed in the Notice is achievable with some modification. Because we are not adopting the second phase of our original proposal, we will now refer to our original Phase III, requiring ALI, as Phase II. The Consensus Agreement confirms that ALI is technically and economically feasible within the five-year deadline proposed in the Notice. While some wireless carriers see obstacles to implementing Phase II in five years, the equipment manufacturers believe a five- year deadline is achievable. Thus, we will require implementation of Phase II to be completed not later than five years after the effective date of the rules adopted in this proceeding. 69. We have also concluded that certain provisions we have adopted in this Order in connection with Phase I of the deployment of E911 service shall also apply in connection with Phase II of the deployment schedule. These provisions are as follows: (1) The provision for waivers. (2) The condition that the PSAP must have the capability of receiving and using information transmitted to the PSAP by a covered carrier. (3) The provision that a covered carrier has an obilgation to deploy location technology within 6 months after notification by the PSAPs, if such notification occurs less than 6 months before the required implementation date. 70. Our initial proposal did not discuss a reliability factor for ALI. Based on the comments and evidence in the record from actual trials of ALI technologies, we believe that the Agreement's proposed RMS probability standard for location accuracy is reasonable. The 125 meter RMS standard will assist emergency response teams by providing relatively precise location for 911 callers and is currently technically feasible. It thus appears to represent a satisfactory initial minimum standard. Conversely, the record indicates that identifying a wireless phone's height above ground within 125 meters, for example in a building, would be more difficult to achieve within five years and is not likely to aid emergency response significantly, except in the downtown areas of major cities. 71. In light of these considerations, we adopt a requirement pursuant to which covered carriers must achieve the capability to identify the latitude and longitude of a mobile unit making a 911 call, within a radius of no more than 125 meters in 67 percent of all cases. The degree of accuracy will be calculated through use of Root Mean Square methodology. For purposes of complying with this requirement, covered carriers shall attempt to invoke the equipment and facilities they have deployed to determine mobile unit location in each case in which a 911 call transits their system. For purposes of applying the RMS methodology, the level of accuracy achieved by the carrier shall be calculated based upon all 911 calls originated in a service area in which the carrier is required to supply Automatic Location Identification to PSAPs. A covered carrier shall be required to demonstrate, upon request made by the PSAP, that its ALI system performs in compliance with the requirements established in this Order. 72. While the 125 meter RMS in two dimensions is a good starting place, however, we expect that technological advances will enable improvements after the end of the five-year period. For example, KSI's proposal of a latency time and a requirement of updating location information may be useful additions to the E911 requirements we are establishing in this Order. KSI asserts that its technology supports a confidence measure of 90 percent, that is based on a radius of less than 125 meters for urban centers and a radius of less than 1,000 meters in rural environments. We have concluded that the current record does not sufficiently demonstrate the practicality of KSI's differential standard for rural and urban areas, because KSI has not provided a definition or described how suburban or other areas should be measured. Therefore, we will not adopt KSI's proposal. In addition, we are not adopting a latency time and an updating requirement at this time because the current record does not show whether these features are generally available or are otherwise appropriate. The Commission will, however, review these matters in the further rulemaking proceeding we are initiating as part of our action today. (4) Development of Technical and Operational Standards 73. While we are taking action in this Order to ensure the provision of 911 and E911 services over certain commercial wireless communications systems, and intend to closely monitor implementation of our decision, we do not believe it would be appropriate for the Commission to micromanage this process. We confirm our tentative conclusion in the Notice that we should determine what capabilities must be achieved, rather than attempting to promulgate extensive technical standards. Among the issues that still must be resolved are the development of detailed technical and operational standards necessary to implement and enable widespread wireless access to emergency communications and services, the specification of a required grade of service, the mapping required to develop the coordinates of latitude and longitude necessary for location identification, and the exact interface between the several components of the total network. The nature of these issues relating to technical standards requires a level of expertise and consultation among the parties that can best be achieved through processes involving covered carriers and public safety organizations. 74. We do not find it necessary to establish an Advisory Committee or initiate a negotiated rulemaking proceeding, as requested by some commenters. The parties to the Consensus Agreement have stated that they will continue to work cooperatively to make progress in resolving implementation issues. Moreover, the parties have already undertaken to resolve these issues and we are informed by them that standard-setting bodies are already meeting to consider them. For example, the T-1 Committee and the Telecommunications Industry Association are already considering some E911 standards. In addition, our review of the record does not reveal any significant differences between the parties on implementation issues, although there are differences regarding the time it will take to comply with the E911 requirements. Given the degree of consensus that has been achieved regarding substantive issues involved in the implementation of E911, we do not believe there is a need to invoke the Advisory Committee mechanism at the same time, especially since doing so could risk delaying the implementation process. 75. Based on the analysis above, we conclude that we can rely on the parties to proceed with this task in good faith. Therefore, we leave the resolution of a number of technical decisions and issues necessary for implementing our decision for the parties, including service providers, public safety organizations, equipment manufacturers, standard- setting groups, and state and local governments. We intend to remain actively involved, however, and will provide whatever assistance our resources permit. In that connection, we shall require the signatories to the Consensus Agreement, PCIA, and Alliance to furnish the Commission with joint reports detailing the status of the discussions, what decisions have been made, and what can be done to expedite the resolution of the issues. Such reports must be filed not later than 30 days following the end of each annual period after the effective date of the rules adopted in this proceeding. 76. We want to emphasize the importance of some of the particulars involved in providing wireless E911 services. Our decisions here, however, are consistent with our intentions as expressed in the Notice that we would adopt general performance criteria, rather than extensive technical standards, to guide the development of wireless 911 services. By setting forth a schedule for implementation of wireless E911 services, we are providing a time frame by which these unspecified parameters and standards must be established or resolved by the various parties involved. In view of the representations of CTIA in its reply comments on the Consensus Agreement, we believe that some of the tasks to be performed by the standard-setting group should be completed before the end of this calendar year. Should we find that the parties are not maintaining their efforts to resolve these issues in good faith, we may take such actions as we believe to be necessary to implement E911 service without undue delay. 2. Carriers and Services Required To Offer E911 a. Background and Pleadings 77. In the Notice, we tentatively decided to require E911 service to be applicable to systems providing CMRS real time voice services using the public switched network. This would include cellular and broadband PCS, but not private mobile radio services. We asked for comment on this issue, including whether one-way paging or non-voice, non-geostationary mobile satellite service should be subject to this requirement, and whether private services not available to the public or not interconnected with the public switched network should be included. 78. Most of the wireless industry supported exemption for certain CMRS licensees, particularly site-specific SMR services due to their limited interconnection with the public switched network. Some PCS and cellular providers contended that E911 access should be extended to all CMRS providers of voice service. MSS carriers generally opposed the application of E911 requirements to them on the grounds that their service is international rather than local, that it would be difficult to route a call to the nearest PSAP, and that it would require the costly and inconvenient adaptation of handsets. On the other hand, ICSAR argued that E911 provision by mobile satellite carriers could be valuable in saving lives, although ISCAR conceded that major technical challenges still exist before mobile satellite services could provide E911 access. Rural cellular providers argued that they should be exempted from E911 requirements because of the high expense in low density markets, as well as the lack of PSAP capabilities in such markets. 79. In their comments on the Consensus Agreement, many commenters repeat their arguments in favor of exemption from E911 requirements. RCA argues that there are many problems in implementing location technologies in rural areas, e.g., cell site service areas do not necessarily correspond with PSAP service areas, and triangulation techniques cannot be performed in many rural systems. Therefore, RCA urges that cellular carriers serving rural jurisdictions must be afforded a reasonable implementation time after the PSAP has deployed the technology to receive E911 information. On the other hand, ICSAR argues that MSS carriers should be required to implement E911 because of the potential to save persons not reachable by terrestrial cellular phones. KSI urges that all CMRS providers, including providers of data messaging services for two-way pagers and personal digital assistants, should be subject to E911 requirements because the Commission would have difficulty in imposing E911 obligations on these companies in the future. Both KSI and TX-ACSEC support requiring E911 obligations for rural carriers. b. Discussion 80. No party has objected to the applicability of E911 to cellular and broadband PCS carriers. We believe that customers of these public telephone services clearly expect access to 911 and E911, especially because many of them purchase cellular telephones and are likely to purchase broadband PCS telephones primarily for security. As stated above, 62 percent of cellular users cited safety and security as their main reason for purchasing a mobile phone. Therefore, we affirm our tentative conclusion that such commercial voice telephone services should be subject to the requirements set forth in this Order. 81. In addition, we conclude that certain specialized mobile radio (SMR) providers should be subject to the E911 requirements and schedule imposed on cellular and broadband PCS because these carriers may have significant potential to offer near-term direct competition to cellular and broadband PCS carriers. These SMR providers include two classes of SMR licensees. First, E911 requirements will extend to 800 MHz and 900 MHz SMR licensees that hold geographic area licenses. Second, the rule will cover incumbent wide area SMR licensees defined as licensees who have obtained extended implementation authorizations in the 800 MHz or 900 MHz SMR service, either by waiver or under Section 90.629 of the Commission's Rules. Within each of these classes, ``covered SMR providers'' includes only licensees that offer real-time, two-way switched voice service that is interconnected with the public switched network, either on a stand-alone basis or packaged with other telecommunications services. Because they do not compete substantially with cellular and broadband PCS providers, local SMR licensees, offering mainly dispatch services to specialized customers in a more localized, non-cellular system configuration, as well as licensees offering only data, one-way, or stored voice services on an interconnected basis, would not be governed by these E911 requirements. While some traditional SMRs are treated as CMRS because they are interconnected to the public switched network, we do not intend to require them to implement E911. We find that costs of implementing E911 for local SMRs would outweigh the benefits and, as AMTA argues, imposing this obligation on them may give them the incentive to eliminate their interconnection, which would not be in the public interest. Of course, any SMR provider that is not interconnected to the public switched network or does not offer two way voice service would not be subject to E911 requirements. 82. At this time, we believe that 220 MHz licensees operating on 5 kHz channels are likely to provide more traditional dispatch services, although they may be interconnected to the public switched network. Therefore, we will not require 220 MHz licensees to provide E911. We note, however, that the 220 MHz service is in its infancy and still evolving. In the future if this service develops into a mobile telephone service like cellular or broadband PCS, we may revisit this decision. Similarly, it is not certain how multilateration Location and Monitoring Service (LMS) will develop, and therefore it is premature to require such licensees to provide E911 at this time. In addition, we do not believe that it is appropriate to require other two way voice services, such as Air-to-Ground (Part 22, Subpart M) or Public Coast Stations (Part 80, Subpart J). These services are provided for passengers and crews of airplanes and ocean vessels. We find that passengers and crews do not rely on ground-based rescue operations. Instead, passengers and crews of airplanes rely on other radio communications channels, and passengers and crews of ships rely on internationally approved GMDSS. Further, we do not find that there is a public safety need for E911 on two way, non-voice services. There has been insufficient comment in the record to support a deviation from our original intention to limit the E911 requirements to real time voice services. 83. In general, we believe that the public interest will ordinarily require that all CMRS real time two-way voice communications services provide reasonable and effective access to emergency services. For the present, however, we recognize that adding specific regulatory requirements to MSS may impede the development of the service in ways that might reduce its ability to meet public safety needs. For example, coordination with international standards bodies will be necessary for international calls, and the current state of technology requires more obstacles to be overcome in the case of MSS carriers than for terrestrial carriers. Thus, while we expect that CMRS voice MSS will eventually be required to provide appropriate access to emergency services, we do not adopt schedules or other requirements for them here. The carriers and other interested parties are urged to develop emergency access systems as soon as is feasible to speed eventual implementation of effective emergency access and to minimize the costs of re-engineering facilities. 84. RCA and individual rural cellular providers contend that providing ALI in some rural areas may not be technologically and economically feasible. The Consensus Agreement suggests that some rural or thinly-populated areas may have system configurations which, without augmentation at special expense, would not be able to deliver ALI accuracy comparable to that which we are requiring. The parties to the Agreement state that they agree to work on this in good faith as an implementation issue which need not delay adoption of the general rule. As stated above, we have found E911 service to be in the public interest. We agree that there may be exceptional circumstances where deployment of E911 may not be technically or economically feasible within the five-year general deadline. We believe that these cases can be dealt with through individual waivers. In cases where the cost recovery mechanisms for E911 service uniquely disadvantage a particular carrier, we will also consider waiver requests. We agree with the parties to the Consensus Agreement that this need not delay adoption of the general rule and encourage their efforts to develop recommended approaches to resolving these implementation issues as they are more precisely identified. Moreover, to the extent that, in any rural area, no PSAP Administrator has informed the carrier that the PSAP is capable of receiving and utilizing the data elements associated with the service, the rural carrier will not be obligated to provide E911. 3. Cost Recovery a. Pleadings and Consensus Agreement 85. Although the issue of cost recovery was not directly addressed in the Notice, many commenters in their initial and reply comments urged the Commission to address it in relation to the implementation of E911 compatibility. Several commenters representing the wireless carriers argued that wireless service providers will incur substantial costs in implementing E911 services and expressed concern about their ability to recover their costs. Many commenters emphasized the need to develop a funding mechanism to recover the costs of implementing wireless E911 technology, arguing that such technology should be funded the same way that wireline deployment of 911 service has been funded -- through tax revenues, supplemented with subscriber surcharges. Noting that E911 compatibility requirements will be a government mandate, some parties suggested that the Commission should take the lead in addressing cost recovery. RCA, for example, was concerned about imposition of a federal mandate for the provision of E911 services in rural areas, and suggested that the Commission should consider an appropriate cost recovery mechanism for mobile service providers. Some commenters further requested the deferral of wireless E911 compatibility until an equitable cost recovery mechanism is developed. 86. While wireless carriers requested the Commission to provide a means for recovering their costs, public safety groups and other commenters did not address the funding issues in particular in their initial comments. On October 11, 1995, APCO filed ex parte comments to address the funding issues specifically. APCO's ex parte comments illustrate the variety of existing state funding methods associated with wireline 911 and E911. It noted that although some states took advantage of Federal matching funds to help pay for implementation of the service, there is no national funding of wireline 911. APCO indicated that local and state governments have found ways to finance wireline 911 and argued these governments can be relied upon to do the same for upgrades required to achieve wireless E911 compatibility. Several state and local government commenters noted that they have implemented legislation mandating statewide E911 services and authorizing a telephone tax to fund E911 systems. 87. The Consensus Agreement proposes essentially to rely on state and local funding mechanisms, which could be in the form of public appropriations or bond issues, with or without a separate 911 subscriber line fee. The Consensus Agreement parties, however, ask the Commission to declare that state or local 911 fees or taxes reasonably related to recovery of prudently-incurred wireless system or service costs are not barred as a matter of law. They also ask the Commission to state that such fees or taxes should not discriminate between wireline and wireless carriers involved in delivery of 911 services. The parties agree to work in good faith toward the adoption of state and local legislation fairly designed for cost recovery under these principles. 88. The comments on the Consensus Agreement take a variety of positions on this issue. The RCC supports the Consensus Agreement. US West contends that the issue of funding is best left to the local public safety organizations and interested carriers, but that a uniform surcharge should be imposed on subscribers for both wireless and wireline E911. GTE favors letting the states, but not local governments, define the funding requirements. Other commenters argue that ``no federally mandated funding mechanism should be considered at this time, much less adopted,'' because they believe that state and local government will address the 911 wireless funding issue appropriately and any federal rules could potentially disrupt current state and local 911 funding systems. Noting that ``the major ``road block'' to state and local government funding has been some cellular carriers,'' TX-ACSEC contends that ``adoption of the Consensus Agreement may provide those cellular carriers the incentive they need to stop undermining attempts to obtain funding for 911 wireless service at the state and local level.'' On the other hand, a number of parties contend that the Commission should be more involved in funding, either by mandating the method of cost recovery or by working with the states to develop an equitable funding mechanism. Vanguard urges that existing funding sources should be used, and that implementation should be conditioned on funding by the state or locality. AMSC contends that its subscribers should not be required to contribute to any state or local revenue pool if it is exempted from E911 requirements. AT&T contends that wireless customers should pay only for operating costs of E911, and that the Commission should require state and local governments to pay for equipment upgrades. Ameritech urges that the funding mechanism be carrier and technology neutral. ART argues that the financial burdens of implementing ALI systems should be shared by location services of all kinds. In their reply comments, the signatories to the Consensus Agreement, Comcast, Vanguard, and Nextel argue that a public funding mechanism is required as a prerequisite to imposing obligations on CMRS carriers to provide E911. b. Discussion 89. Although we have made implementation of E911 services contingent upon the adoption of a cost recovery mechanism, we will not prescribe a particular E911 cost recovery methodology at this time, for two reasons. First, the record does not demonstrate a need for such action. No party disputes the fundamental notion that carriers must be able to recover their costs of providing E911 services. Nor is there any evidence of state or local officials attempting to prevent a carrier from doing so. To the contrary, carriers and government officials uniformly recognize (1) that resolving cost recovery issues is a prerequisite to E911 deployment, and (2) that carriers should not be required to provide E911 capability unless a PSAP is capable of receiving the associated data elements. Moreover, we agree with APCO that local and state governments have pursued innovative and diverse means for the funding of wireline E911 services, and that it is reasonable to anticipate that these governments will follow a similar course with regard to wireless E911. 90. Second, an inflexible Federal prescription would deny carriers and government officials the freedom to develop innovative cost recovery solutions tailored to local conditions and needs. Such a prescription also might unintentionally discourage carriers from developing creative technological approaches to E911 deployment. Thus, Federal action at this time actually might undercut and delay efforts to deploy wireless E911 capabilities. For these reasons, we will not prescribe a cost recovery methodology at this time. Furthermore, nothing in the record persuades us that, as a general matter, all state and local E911 cost recovery mechanisms are barred under the Communications Act. Furthermore, nothing in the record persuades us that, as a general matter, all state and local E911 cost recovery mechanisms are necessarily permissible, or necessarily barred, under the Communications Act. Whether a particular state or local tax or fee would constitute rate regulation under Section 332(c), and therefore be preempted, would depend on the specifics of the tax or fee at issue. 4. Liability and Privacy Issues a. Background and Pleadings 91. In the Notice, we sought comment on the necessity for, and implications of, imposing privacy requirements on information, such as name, address and telephone number, transmitted to LECs and PSAPs in the delivery of 911 emergency services. The Notice indicated that the Commission, in another proceeding regarding calling number identification services, declined to apply privacy protection requirements in circumstances which did not appear to raise serious privacy implications, including calls to emergency service providers. Recognizing that the states have adopted varying approaches to the privacy interests in information used in the delivery of emergency services, the Notice suggested that commenters address the issue of whether there are privacy interests in information transmitted by wireless service providers pursuant to the delivery of emergency services and, if so, what specific measures are appropriate to protect those interests. 92. Most commenters addressing this issue agreed with the Commission's general assessment that privacy protection requirements are not necessary in the delivery of 911 emergency calls. Many commenters argued that a person calling 911 is generally assumed to give up a portion of their privacy rights at the time the call is initiated. APCO, for example, contended that the act of dialing 911 is considered in most state and local jurisdictions to be implied consent to forward ALI information to the PSAP. Other commenters, particularly the search and rescue (SAR) organizations, argued that privacy requirements must be waived for 911 calls in order to facilitate emergency services. ICSAR asserted that to do otherwise would deny emergency services personnel the very information necessary to respond in an efficient manner and would seem contradictory to the concept of 911 service. APCO argued that ``the Commission should require that service providers transmit all relevant information to the E911 interface,'' noting that ``the actual display of the information will then be determined by state and local laws.'' 93. While some commenters argued that emergency conditions fall within an exemption to the Privacy Act, other parties expressed their concern over the statutory, privacy-based limitations on the dissemination of caller location information, which might be viewed as inconsistent with the location identification requirements proposed in the Notice. Some commenters suggested that information transmitted to PSAPs by wireless providers should be safeguarded and used only for purposes of providing required emergency services. Some commenters contended that the privacy issue should be addressed by each individual state. Other commenters argued that potential liability for transmitting information relating to a caller dialing 911 should be addressed in a separate proceeding. 94. Although the issue of liability was not directly raised in the Notice, several commenters asked the Commission to generally insulate wireless service providers from liability for delivering 911 calls to the LEC, including any liability for complying with any priority requirements, violating the calling party's privacy interests, or providing incomplete or inaccurate information. Several parties suggested that wireless service providers should enjoy the same broad immunity from liability that is afforded to landline local exchange carriers. To this end, PCIA suggested that the Commission adopt as part of its rules the liability limitation language discussed at the JEM. 95. In the Consensus Agreement, the wireless industry and public safety organizations express their belief that the wireline experience, in which callers generally have been held to consent implicitly to the disclosure of their calling number, location, and associated information, is applicable to wireless 911 communications. Similarly, they note that PSAP and wireline experience with state ``Good Samaritan'' statutes is applicable to wireless 911 communications. The parties to the Consensus Agreement, however, urge the Commission to address issues relating to the impact of the Communications Assistance for Law Enforcement Act of 1994 (Wiretap Act) on 911 operations and the legal liability of wireless service providers. The parties argue that, despite the express language in the 1994 legislation barring caller location disclosure (except where ``determined from the telephone number''), Congress did not intend to preclude location determination and disclosure via other means (such as ALI), in the ordinary course of good faith 911 operations. 96. In their comments regarding the Consensus Agreement, most commenters agree with the arguments in the Consensus Agreement that Congress did not intend to preclude location determination and disclosure in the ordinary course of 911 operations. Vanguard also argues that the Wiretap Act is not applicable to the operations of E911 because the language refers to ``information acquired solely pursuant to the authority for pen registers and trap and trace devices.'' Alliance contends that it is not appropriate to limit the liability of wireless carriers. In addition, several commenters request specific protection from liability for (1) passing Calling Party Number (CPN) on non-911 calls in violation of per line blocking requirements where the carrier is incapable of passing CPN on 911 calls and blocking it on other calls, (2) providing inaccurate location information, and (3) negligence. Ameritech contends that the issue of liability for uncompleted or ineffective E911 connections is unresolved, but is arguably beyond the scope of the proceeding. b. Discussion 97. The Consensus Agreement suggests that the Commission resolve whether language in the Wiretap Act affects 911 operations or the legal liability of carriers. The relevant language of the statute provides that: [W]ith regard to information acquired solely pursuant to the authority for pen registers and trap and trace devices (as defined in section 3127 of title 18, United States Code), such call-identifying information [which the Section requires telecommunications carriers to enable Federal Government officials to access pursuant to a court order or other lawful authorization] shall not include any information that may disclose the physical location of the subscriber (except to the extent that the location may be determined from the telephone number). 98. The Commission has requested that the Department of Justice provide us with a legal opinion regarding the interpretation of this provision as it relates to the requirements contained in the rules we are adopting. We anticipate that we will receive that legal opinion within the 60 day period before those rules are scheduled to become effective. When we receive the Department of Justice's legal opinion, we will address the effect of the Wiretap Act on our rules. 99. We conclude that it is unnecessary to exempt providers of E911 service from liability for certain negligent acts, as PCIA and US West request. If the E911 wireless carriers wish to protect themselves from liability for negligence, they may attempt to bind customers to contractual language, require public safety organizations to hold them harmless for liability, as suggested by US West, or, if the liability is caused by the rulings of the Commission, argue that the actions complained of were caused by acts of public authority. We are not persuaded by the argument advanced by some parties that the Commission should provide wireless carriers the same broad immunity from liability that is available to landline local exchange carriers. This local exchange carrier immunity generally is a product of provisions contained in local exchange carrier tariffs. We conclude that covered carriers can afford themselves similar protection by including similar provisions in contracts with their customers. 100. While the Interstate Commerce Commission (ICC) has issued rulings affecting the liability of carriers subject to their rules and requirements, those actions were taken pursuant to specific language that gives the ICC authority to modify the imposition of liability. No such statutory provision is applicable here. In addition, before we would consider taking any action to preempt state tort law, we would need to demonstrate that our rule with respect to limitations on carrier liability is essential to achieving the goals of the Communications Act. We note that the Court of Appeals for the D.C. Circuit has struck down, as infringing upon the jurisdiction of state courts, a Federal Energy Regulatory Commission ruling that conditioned the granting of licenses for dams on a rule of strict liability for property damage caused by seismically induced dam failure. The court noted that FERC failed to show that the action was essential to achieving the goals of the Federal Power Act. In our view, displacing the jurisdiction of state courts over tort suits for negligence in installation, performance, provision, or maintenance of E911 systems is not necessary to the inauguration of E911 service. We therefore are unable to find that general exemption from liability is essential to achieving the goals of the Communications Act. 101. Aside from the requests for general exemption from liability, several carriers request specific exemptions. BellSouth expresses concern regarding liability for violating per line blocking requirements. GTE contends that it cannot provide 100 percent accurate location information. We find that BellSouth has not provided sufficient evidence to show that it is unable to permit 911 location information to be transmitted without transmitting location information for other calls. Therefore, there is an inadequate record to determine whether exemption from liability for violating per line blocking requirements is essential to the inauguration of E911. Consequently, we shall not grant BellSouth's request for exemption, but shall decide such requests on a case-by-case basis. With respect to GTE's contention that we do not require 100 percent accuracy, a state court finding of liability would not thwart any Commission goal. We do not require 100 percent accuracy, but we expect that as technology allows for greater accuracy, wireless providers will upgrade their capabilities accordingly. 5. Preemption a. Background and Pleadings 102. In the Notice, we stated that we could preempt state regulation that affects interstate service when it is not possible to separate the interstate and intrastate components of the service or when it thwarts or impedes a federal policy. We asked for comment with respect to whether any conflicts exist between our proposed rules and state regulations. Commenters opposing preemption were asked to provide alternatives to ensure that Federal, state, and local requirements do not thwart the nationwide goal of achieving compatibility with enhanced 911 systems. 103. Most commenters supported the need for preemption of state standards to ensure nationwide deployment of consistent technology. Springwich Cellular, for example, claimed that it can provide the location of the cell site in Connecticut but not in Massachusetts, due to state restrictions in its interconnection arrangements with the LECs. Two state agencies oppose Federal preemption on the grounds that state and local funds remain the sole support of these systems. b. Discussion 104. We begin this discussion by emphasizing our understanding of states' interests in telecommunications and public safety matters, including E911 operations. As we stated in the Notice, however, it is well established that this Commission may preempt state regulation when (1) the matter to be regulated has inseverable interstate and intrastate aspects; and (2) preemption is necessary to protect a valid Federal regulatory objective. A primary objective in this proceeding is to fulfill our statutory mandate of ``promoting safety of life and property'' through wireless communications by facilitating the deployment of E911 capabilities to the maximum reasonable extent throughout the Nation. In that regard, we agree with those commenters, including state and local public safety organizations, who argue that Federal preemption of intrastate E911 regulation may be necessary to ensure the achievement of various inseverable, nationwide aspects of E911 operations, including: (1) ubiquitous E911 operational compatibility; (2) the avoidance of state-by-state technical and operational requirements that would burden equipment manufacturers and carriers; and (3) the averting of confusion by end users, especially roamers, who are attempting to contact emergency service providers. 105. Moreover, those few state agencies who oppose preemption do not provide any reasonable alternative means to achieve these objectives other than by preemption. Against this background, we conclude that state actions that are incompatible with the policies and rules adopted in this Order are subject to preemption. Since we have not been presented with evidence that specific state regulations are, in fact, incompatible with national E911 goals, we shall not preempt any state regulations at this time. Instead, we shall examine the need for specific preemption in the future on a case-by-case basis, relying on the guidelines expressed in this Order. 6. Equipment Manufacture, Importation, and Labelling a. Background, Pleadings, and Consensus Agreement 106. In the Notice, we sought comment regarding whether it may be necessary to establish specific requirements for base and mobile transmitters to ensure compliance with the objectives of this proceeding, particularly with regard to ANI and ALI. The Notice also suggested that if specific requirements for transmitters are necessary, we might require the submission of information demonstrating compliance as part of the equipment authorization process. We further requested comment on the appropriateness of cut-off dates for manufacture, importation, and marketing of equipment that may not meet the standards and how much time should be allowed for transitions to equipment that meets the new requirement. Assuming that such manufacturing standards are necessary, we then asked for comment as to whether to require non-compliant equipment to be labelled with a warning statement on the device and on the outside of the packaging in which it is marketed. 107. While commenters representing public safety groups supported our proposals in their initial comments, commenters representing wireless service providers and wireless equipment manufacturers unanimously opposed the proposals because of the uncertainty of the implementation standards. Most of the parties opposing the proposals argued that the Commission should not consider altering the equipment requirement until technical solutions are reasonably identified and available. For example, Motorola asserted that overlay systems may be able to provide location information without requiring changes to the subscriber unit or the base station, or to either system element. Thus, these parties strongly urged that any cut-off dates be tied, not to the effective date of rules adopted within this proceeding, but instead to the standards development process which the industry must complete before 911 access can be defined and implemented. 108. Although some commenters supported the labelling requirements proposal, most commenters strongly opposed the proposal, arguing that mandatory package and handset labelling is less than helpful in achieving the intended objectives for a number of reasons. Some commenters noted that location technology might not be built into the handset, thereby making warning labels obsolete as soon as network-based location technology becomes operational. Commenters also contended that packaging labels could be misleading and that it is better to accomplish customer education through other means, such as billing manuals and billing information. In reply comments, TX-ACSEC changed its view, concluding that labels on wireless handsets are not the best method of educating end users regarding the limitations of the devices related to 911 calls. 109. The parties to the Consensus Agreement note that the Commission was less firm with its proposal in this area, partly owing to uncertainty about the extent to which wireless compatibility would be a function of subscriber equipment versus network infrastructure and features. Acknowledging that wireless compatibility, at least with respect to cellular telephony, is likely to proceed on a network implementation basis in the near term, the parties to the Consensus Agreement agree to work on methods and language for consumer education that would not depend on equipment labelling. 110. In their comments regarding the Consensus Agreement, BellSouth and Nextel support the Consensus Agreement, while CTO contends that consumer education should be in addition to equipment labelling. b. Discussion 111. It appears from the Consensus Agreement comments that E911 will generally be implemented by network-based technology, rather than by modification of handsets. Therefore, we find that the proposals in the Notice for equipment requirements, approval, and labelling, which were based on the possibility that handsets might have to be modified, are not presently necessary for the implementation of E911 and that any labelling carried out pursuant to our requirements might in fact be confusing to customers. Consequently, we will not implement such requirements, but instead will require the parties to work on alternative methods of customer education so that they will be available prior to the implementation of E911 service. 112. Education will be an extremely important element in consumers' understanding both the capabilities and limitations of wireless E911 services as well as the differences between the wireless and wireline systems. Consumers should be informed how to place a 911 call, and under what circumstances a 911 call will not be completed. Among other things, consumers should also be informed of their ability to reprogram their handsets to enable them to use either carrier in a cellular area, as well as the charges that could result from such reprogramming. In the Further Notice, we seek comment regarding the role of consumer education in improving the effectiveness of wireless 911 services. In particular, we seek comment regarding possible requirements for covered carriers to engage in consumer education or labelling with respect to specific areas of potential consumer confusion. C. Specific E911 Technical and Other Issues 1. Call Priority a. Background and Pleadings 113. In the Notice, we sought comment on our proposal to require that, one year after the Order, originating 911 calls must be assigned priority over non-emergency service calls. We explained that this priority would be assigned at the handset and would place the 911 call at the beginning of any queue for calls waiting to be placed in the mobile radio network. We asked commenters to address whether this capability would require any major equipment modifications or whether existing systems currently have this capability. Commenters were also requested to discuss the technical feasibility and cost of establishing priority for 911 calls in new and existing mobile radio networks. 114. Commenters generally agreed that 911 call priority is an important element of wireless access to E911 service. However, commenters expressed diverse views on the issue of whether the proposed one year implementation date is achievable and whether the assignment of priority at the handset is appropriate. While some commenters supported our proposal without objection, most commenters differed on the implementation of this feature. Several cellular handset manufacturers and service providers opposed the proposal that priority should be assigned from the handset. 115. Commenters also contended that implementation of a priority system will require longer than a year because of the need for network equipment upgrades. Some commenters proposed alternative timetables for development of the call priority feature. Other commenters suggested that the Commission should defer this issue to an industry committee. Similarly, some commenters contended that the Commission should urge industry bodies to continue their work on developing a reasonable and effective call prioritization scheme for wireless services, because coordination among industry experts and the LECs and PSAPs is required to investigate various priority problems, such as call queuing and call flow control (throttling). PCIA, for example, noted that mobile networks currently are incapable of either prioritization or queuing calls. It further argued that, even assuming that call queuing and call priority were both fully implemented, there remains the problem of throttling. For example, numerous mobile customers would simultaneously report an emergency situation via 911. All of these calls would jump to the head of the calling queue, thereby overwhelming both the LEC and the PSAP. In the meantime, another 911 call from a totally different area might be squeezed out. Therefore, the parties contended that the network should recognize this case and insert the new call into the queue in a higher priority position than the existing calls. 116. Some commenters expressed concern that absolute call priority for 911 calls may not be appropriate and even counter-productive, considering certain policy issues. For example, APC contended that call prioritization and the effect on carrier liability is an important issue that requires Commission awareness. Other commenters urged that the Commission should consider the impact of 911 call priority upon national security and emergency preparedness (NS/EP) calls during disasters, suggesting a relative priority scheme needs to be devised rather than an absolute priority for 911 calls. The parties also noted that the Cellular Priority Access Advisory Committee, composed of government representatives, manufacturers and service providers, is currently undertaking an effort to address implementation of prioritization. Therefore, the parties urged the Commission to withhold any final decision on the 911 call priority issues, specifically the relative priority assignment issue, until the Advisory Committee resolves the issues involving NS/EP calls. The Consensus Agreement does not address the issue of call priority. b. Discussion 117. As recognized in the Notice, we believe that call priority for wireless 911 calls is an important aspect of promoting public safety. The comments on the issue of call priority generally agree that call priority should be established for wireless 911 calls. We recognize, however, that the technology for call priority is complex. For example, commenters claim that mobile networks are currently incapable of prioritizing or queuing calls. Commenters also describe the difficulty of determining whether 911 calls should have priority over other non-emergency calls such as calls to a suicide hotline. Further, some commenters argue that priority should not be given to 911 calls which are duplicate reports of the same accident. 118. As pointed out by the Secretary of Defense, there are ongoing discussions by the Cellular Priority Access Advisory Committee, composed of industry and Federal and state government representatives under the NCS, to establish a uniform nationwide method of providing access for mobile subscribers. On October 12, 1995, the NCS filed a Petition for Rulemaking, requesting the Commission to adopt rules to provide priority access to cellular spectrum for National Security/Emergency Preparedness (NS/EP) responsiveness. Specifically, the NCS requested that the Commission establish the Cellular Priority Access Service (CPAS). The Petition proposes that authorized NS/EP users would be permitted to obtain access to cellular radio channels ahead of non-NS/EP users when cellular network congestion is blocking NS/EP call attempts. In order to obtain priority access, the authorized user would dial a feature code. CPAS calls would not preempt calls in progress. 119. In view of the complexity of the issues as pointed out by the commenters and in view of the possibility of interference with the Secretary of Defense's efforts to develop priority standards for national security and emergency preparedness, we shall not develop E911 call priority standards at this time. We encourage the wireless industry and public safety organizations to continue working to resolve the technical and other issues associated with 911 call priority, and its relationship to national security and emergency preparedness needs. We will revisit the issue of call priority for wireless E911 in conjunction with the call priority issues raised by the NCS Petition for Rulemaking with respect to priority access. 2. Grade of Service a. Background and Pleadings 120. The term ``grade of service'' refers to the percentage of calls between the mobile transmitter and the PSAP that are blocked either within the radio or the wireline network. The interconnection of a mobile radio transmitter call with a PSAP attendant may involve several interconnecting networks, including mobile radio links and the wireline public switched telephone network (PSTN). In the Notice, we proposed that standards bodies should investigate technical solutions or other strategies to ensure minimal blocking of 911 calls from mobile radio transmitters. Recognizing that any overall grade of service objective will require a cooperative effort between the initiating, interconnecting, and terminating systems, we tentatively concluded that Federal standards are not warranted at this time. We sought comment on this assessment and requested that commenters advocating Federal standards should describe how grade of service would be defined, and discuss any jurisdictional implications of imposing such standards. 121. Commenters representing the wireless industry generally supported our initial view that Federal grade of service standards need not be promulgated at this time for various reasons. Some commenters asserted that grades of service of wireline 911 networks differ from jurisdiction to jurisdiction. Several commenters contended that any grade of service objective requires a cooperative effort between responsible service providers and users. Other parties argued that the competitive market will provide a grade of service standard which any wireless service provider must meet. 122. APCO and other public safety groups, on the other hand, argued that the Commission should adopt Federal grade of service standards. These commenters contended that a wireless 911 caller reasonably expects the same grade of service that is expected from a wireline phone. Thus, the parties suggested that a grade of service of one busy signal per one hundred 911 call attempts in the average busy hour should be adopted as a Federal standard, noting that this requirement is compatible with most state and local grade-of-service requirements for E911 access. Some commenters requested that if grade of service is addressed in the Report and Order, the Commission should simply require that wireless 911 grade of service be equivalent to the wireline grade of service being provided within the same locale. Other commenters urged the Commission to adopt system requirements for functions like total transmission time and database availability. None of the parties advocating Federal standards discussed the jurisdictional implication of imposing such standards. 123. In its comments regarding the Consensus Agreement, US West supports a procedure to resolve implementation issues at the local level in the first instance, while Motorola urges that any standards for wireless location technologies be compatible with all radio frequency technologies. b. Discussion 124. As discussed in a previous Section, we agree with the parties that contend that Federal standards regarding grade of service for 911 service are not warranted at this time. The nature of the issue requires a level of expertise and consultation among the parties that can best be achieved through discussions and proceedings of standard-setting bodies, which the parties indicate are already in progress. In addition, requiring a grade of service for 911 calls which is superior to the current grade of service may require the implementation of special technologies, especially call priority. Therefore, we conclude that the interested parties should develop standards by mutual agreement or by submission to standard-setting bodies. 125. We intend, however, to track the industry's progress in achieving a grade of service standard for 911 service, and will provide whatever assistance our resources permit. In that connection, we shall require the signatories to the Consensus Agreement, PCIA, and Alliance to furnish the Commission with reports detailing the status of the discussions involving the grade of service, what decisions have been made by standard bodies or through mutual agreement among the interested parties, and what can be done to expedite the resolution of the issues. Such reports must be filed not later than 30 days following the end of each annual period after the effective date of the rules adopted in this proceeding, and if sufficient progress has not been made, we shall take appropriate action. With the wireless systems operating in different technical, operational, and jurisdictional environments, we believe details on grade of service need further review. This careful review can best be accomplished through these consultative processes, with significant Commission input, rather than by a Commission decision based on a paper record. 3. Common Channel Signalling a. Background and Pleadings 126. In the Notice, we noted the conclusion of the Joint Paper that radio transmissions of 911 calls eventually should be capable of providing the same or similar information and features currently available from wireline calls over E911 systems. In addition to the ALI and call back information discussed above, we proposed that some or all of the following information should be furnished to the PSAP: (1) call back number and the mobile transmitter subscriber's name; (2) class of service, e.g., residence, business, etc.; (3) base station provider's name and telephone number; (4) priority of the caller, e.g., hospital, school, etc.; (5) routing information to direct the call to the proper PSAP (primary and secondary PSAP identifiers); and (6) transfer numbers, i.e., separate numbers to allow transfer of calls to police, fire and ambulance services. In the Notice, we requested comment on the feasibility of these features, which would permit radio transmission systems to interface fully with wireline E911 systems. To facilitate full interface between the wireless and wireline networks, we proposed and solicited comment on the requirement to implement common channel signalling (CCS) capabilities within three years after the Order. Commenters were asked to discuss whether the reliability of 911 technology will be hampered if 911 services are transferred to CCS, and how the issue of CCS for 911 services would affect the survivability of 911 SS7-based calls during a CCS outage. 127. Commenters expressed diverse views on the proposal to require CCS capabilities within three years. Some commenters supported the proposed rule and timetable, arguing that current features and standards that exist today for SS7 networks are applicable to E911 service. APCO, for example, argued that the use of an expanded SS7 would provide a more reliable method for processing E911 calls than waiting for CCS. At the same time, the parties recognized that additional new standards will need to be developed to define data elements and processes for handling and transporting E911 calls through the network. Other commenters contended that requiring CCS capabilities within three years is inappropriate because of the cost involved and the fact the standards have not been set. SBC, for example, contended that the cost of implementing CCS capabilities to perform the wireline type functions for wireless will be substantial and urged the Commission to refer this issue to industry standards committees and industry forums. 128. Many commenters noted that the wireless industry currently lags behind the wireline industry in implementation of CCS and does not necessarily employ consistent protocols. PCIA and Motorola, for example, noted that while SS7 is prevalent on wireline networks, wireless networks often use different protocols, with some using SS7 but most using IS-41. Motorola notes further that PCS networks are expected to deploy SS7. Because of the need for coordination among industry members in the implementation of the common channel signalling capabilities, some commenters recommended that the Commission not tie the implementation to the effective date of these rules, but rather to the joint development of a universal CCS or interworking platform. 129. Commenters also expressed concern over the proposal that wireless carriers would be required to provide the same or similar information and features that are currently provided by wireline carriers to E911 systems. Many commenters contended that certain information about the subscriber would be unnecessary and may be counterproductive in wireless 911 situations. SBC, for example, pointed out that the overwhelming majority (as high as 97 percent) of wireless 911 calls are placed by Good Samaritans where the caller is a stranger to the incident and is not necessarily waiting at the site of the incident. In such cases, commenters contended that information about the subscriber is not critical and may discourage such Good Samaritan calls from people who want to assist in an emergency but do not want to ``get involved'' personally. 130. Other commenters contended that this issue requires substantial study and cannot be rationally addressed without extensive coordination and consideration by the relevant parties. For example, CTIA contended that enormous costs would be incurred by both PSAPs and carriers to achieve the necessary modifications and upgrade, because routing information as well as transfer number data available on the wireline-side are based upon the street address of the originating telephone, which is of very limited utility in a mobile context. Thus, the parties contended that the Commission should rely on the JEM process to determine what information should be provided to the PSAP and how that information should be transmitted, given differing implementation of signalling protocols in landline and wireless networks. PCIA, for example, urged that the Commission allow the wireless industry and the 911 community to agree on the scope of information that ultimately will be provided, rather than specifying the required information in its rules at this stage. Some commenters also contend that CMRS providers should not be required to implement the new features until PSAP operators are equipped to handle the information that would be transmitted by the CMRS provider. b. Discussion 131. In their comments, the wireless service providers and associations contend that common channel signalling should be addressed by the parties rather than determined by the Commission. For example, they point out that common channel signalling will require cooperation by wireless carriers, LECs and PSAPs. As discussed in a previous Section, we agree that issues involving the interfaces and signalling systems to be deployed should, for the present, be resolved by the interested parties through mutual agreement or by submission to standards bodies. We note that under our Phase I E911 implementation plan, covered carriers must transmit a caller's ANI, which provides the PSAP with call back capability. As we explained above, transmission of ANI does not require implementation of SS7, but standards setting bodies are scheduled to consider SS7 protocols for ANI in the very near future. We also note that under our rules requiring that location information be provided to the PSAP within five years, it will be necessary for the parties to develop whatever signalling standards are necessary to transmit that data. Once the parties have determined what signalling standards will be adopted, we shall consider whether further information should be furnished to the PSAP. 132. We intend, however, to track the industry's progress of common channel signalling, and will provide whatever assistance our resources permit. In that connection, we shall require each of the signatories to the Consensus Agreement, PCIA, and Alliance to furnish the Commission with reports detailing the status of the issues involving the interfaces and signalling systems to be deployed for E911 services, what decisions have been made by standard bodies or through mutual agreement among the interested parties, and what can be done to expedite the resolution of the issues. Such reports must be filed not later than 30 days following the end of each annual period after the effective date of this Order of the rules adopted in this proceeding, and if sufficient progress has not been made, we shall take appropriate action. V. FURTHER NOTICE OF PROPOSED RULEMAKING A. Background 133. As stated in the previous Sections, the 911 and E911 rules we have adopted in the Report and Order are a first step toward the goal of meeting the Nation's public safety communications needs by ensuring that 911 and E911 services are as widely available as possible and that these services take advantage of advances in communications technology. We have concluded, however, that we also should immediately begin the task of exploring the need for further action to spur improvements in the features and delivery of these services. 134. Some of the rules we have adopted in the Report and Order have a somewhat limited scope, in part because of insufficient information in the present record regarding the ability of wireless carriers to implement more stringent requirements within the short term. We believe that the next phase of this proceeding should seek to improve on this record, and should focus on the issue of whether the standards and requirements we are adopting today can be expanded. Specifically, we intend to examine whether requirements can be developed under which carriers will deliver more precise location information to PSAPs, and whether it will be possible to establish standards governing the speed at which such information must be delivered and the extent to which the information must be monitored and updated by the carrier to ensure its accuracy. 135. As we have often observed throughout this proceeding, one of the principal issues we have set out to resolve is the problem of locating the mobile caller in emergency situations. The next phase of our inquiry will continue our effort to establish standards for the efficient use of communications technology to improve the accuracy and reliability of this location information. We also intend to examine how consumers can be educated to know the capabilities as well as the limitations of wireless services when they are used to call 911. We expect that this rulemaking will result in 911 service which will enhance the health and safety of the Nation's citizens. B. Discussion 1. Location Information Technology 136. One of our objectives is to ensure that wireless E911 continues to benefit from improvements in location information technology, while also striving to make sure that covered carriers' development and application of new technologies for E911 services also contribute to the overall quality of service and range of services that carriers provide to all their customers. Such an objective is consistent with our responsibility under the Communications Act to provide for the management of the spectrum in a manner that serves national public safety needs. Based on the present record, we have adopted requirements under which carriers must supply to PSAPs, not later than five years after the effective date of the rules adopted in the Report and Order, information that locates a wireless 911 caller within a radius of 125 meters, using longitude and latitude data, and that provides this degree of accuracy for 67 percent of the 911 calls processed. 137. We believe it is advisable to begin considering at this time whether requirements establishing a higher degree of ALI accuracy should be adopted before the end of the five- year Phase II period, to take effect immediately after the close of that five-year period. Establishing such requirements now, rather than at a later time closer to the end of the five- year period, will act as an incentive to spur continuing efforts to develop improved location information technologies. In addition, triggering debate and discussion in the industry and the public safety community at this juncture through initiation of this further rulemaking proceeding will serve to ensure a full and detailed consideration of the range of location information technologies that are likely to be feasible. 138. Based upon these considerations, we propose that covered carriers should be required to achieve the capabilities necessary to provide to PSAPs, after the initial five-year period, information that locates a wireless 911 caller within a radius of 40 feet, as recommended as a long term goal in the JEM Report, using longitude, latitude, and vertical location data, and that provides this degree of accuracy (for longitudinal and latitudinal data and for vertical location data) for 90 percent of the 911 calls processed. We also propose that the described requirements should apply only if (1) a covered carrier receives a request for E911 services from the administrator of a PSAP that is capable of receiving and utilizing the data elements associated with the services; and (2) a mechanism for the recovery of costs relating to the provision of such services is in place. 139. We propose to adopt a standard of 90 percent accuracy, within a radius of 40 feet, at the end of the initial five-year period, based on our estimate that such a standard will be feasible at that time. We seek comment on the reasonableness of this estimate. Specifically, we ask commenters to assess the current state of relevant technology, and to evaluate assumptions that can be made with respect to the evolution of this technology during the next five years. In that regard, we note that one manufacturer, KSI, claims that it is already possible to implement location technology that can identify a 911 caller's location with a reliability of 90 percent. 140. Commenters arguing that 90 percent accuracy is not realistic should suggest alternative accuracy standards that would improve the 67 percent standard that we have adopted in the Report and Order. We also seek further comment regarding our proposal to establish standards for location information that require location within a radius of 40 feet. Commenters have suggested that altitude information may prove most beneficial in urban areas. Therefore, we seek comment regarding whether it would be appropriate to limit a requirement for providing this type of location information to certain geographic areas. Alternatively, we seek comment whether it would be appropriate to give local PSAPs the option of obtaining location information in three dimensions. We also seek comment on whether other requirements are preferable to those we are proposing, or whether there are other methods of achieving improved accuracy without the setting of any specific requirements. Given the concerns we have noted regarding the relationship between the development and application of ALI technology for E911 services and the overall quality of service and range of services that covered carriers provide to all their customers, we also ask commenters to address the relative costs and benefits associated with imposition of the specific requirements we are proposing. 141. To the extent that a new technology would substantially advance the quality of E911 service to the public, we believe that the public interest is served by expediting the introduction of this technoloby in E911 networks. Specifically, we seek comment on the following issues: (1) What estimates can be made regarding the additional costs that would be incurred by carriers to upgrade ALI technology in order to achieve a higher percentage rate of reliability in determining the location of wireless 911 callers? (2) Similarly, what level of additional costs would be associated with upgrading location technology to include vertical location data? (3) Will these increased levels of cost be adequately accommodated by the state and local cost recovery mechanisms that will be established? (4) Will other benefits -- in addition to improvements in the delivery of 911 assistance -- be derived from these technological upgrades? 142. We also seek comment regarding the development of a minimum latency period to ensure that public safety personnel are informed of callers' locations in time to act in the emergencies that they confront. In addition, commenters should address whether updating of location information throughout the duration of a 911 call may be technically feasible and useful. KSI's proposal of a latency period of 5 seconds, and an updating of the location information every 10 seconds, may serve as a useful starting point. We therefore request comment on these proposals, including their use and feasibility, and any other alternative proposals on these issues. We note that the Commission has not chosen a specific technology for providing ALI, and we therefore seek comment regarding the impact of latency or updating requirements on various technologies under development. We request that commenters addressing these issues provide supporting engineering analyses. 143. Further, in addition to proposing specific requirements to be implemented within a reasonable time after the five-year period, we wish to ensure that sufficient mechanisms are in place to give covered carriers proper incentives to implement state-of-the-art communications technology, as that technology becomes available, in connection with the provision of E911 services. We therefore request comment regarding what types of monitoring mechanism the Commission should adopt to ensure that carriers are developing and deploying state-of-the-art technology. One method under which the Commission could monitor the development, application, and deployment of state-of-the-art technology, as well as the effects of this technology on the quality of wireless E911 service, would be to establish reporting requirements under which covered carriers would periodically inform the Commission of developments relevant to the provision of E911 services. When new technology is reported to be available, we could require that it be deployed if the benefit exceeds the cost, unless the limited availability of the technology makes the deployment impractical. We seek comment regarding whether such reporting requirements and the requirement for deployment of new technology should be adopted. We also recognize that there may be other ways to achieve the same goals while also minimizing administrative burdens faced by covered carriers or the Commission. Commenters are invited to discuss any other possible ways to monitor the quality of wireless 911 service. 2. Access to 911 Service via Multiple Mobile Systems a. Technical Issues 144. In its Petition, Alliance raises a number of technical issues concerning interoperability between cellular systems and the problems that could be created for users of these systems trying to make 911 calls. Specifically, Alliance indicates that the service area of all wireless systems contains ``blank spots,'' that is, areas where a system's radio signal is very weak or non-existent. Alliance's solution to this problem is to require 911 calls to be sent to the cellular system with the strongest control channel signal. While we believe there is a broader issue beyond that raised by Alliance, as discussed below, we seek comment on Alliance's specific proposal, including the tests contained in its Reply Comments to the Consensus Agreement, especially from a technical feasibility standpoint. If a commenter believes that Alliance's proposal is technically infeasible, it should provide its reasons in detail, with supporting engineering analyses. 145. The issue raised by Alliance, however, is not limited to cellular systems, and could be extended to other mobile services, such as broadband PCS, that will be required to provide 911 access. The generic issue underlying Alliance's concerns is not only one of accessing the best system, but one of accessing any system, to service a wireless 911 call. Such a call should not be limited to a specific service provider, system, or technology. Rather, ideally, a 911 call should be handled by whatever wireless system is available in the area of need and, if there are multiple systems available, by the one that will provide the quickest and most reliable and accurate response. 146. Common air interface standards currently make cellular systems relatively compatible for 911 calls on all cellular telephones. As cellular systems evolve to digital technology, however, this may no longer hold true. Furthermore, common standards do not exist for broadband PCS systems or between other mobile service systems. Sending a 911 call to the system with the strongest signal assumes that all systems are capable of handling every call. As many commenters point out, a carrier with the best signal in the area may use a different air interface than that used by the handset. Commenters also indicate that it may not be currently possible to transfer a call to another mobile carrier because the systems use different protocols. 147. In order to ensure the broad availability of basic 911 service for wireless customers, we have decided to seek further comment on ways to enable such mobile users to complete a 911 call without regard to the availability (in the geographic area in which they seek to place a 911 call) of the system or technology utilized by their wireless service. To the extent that any mobile service is available in an area, we seek comment regarding whether it would be desirable to establish arrangements and procedures under which all wireless 911 calls could be handled by the available service. This issue goes well beyond Alliance's concern and proposed solution regarding coverage gaps in cellular service. We recognize, however, that many wireless service providers claim that Alliance's proposal is technically infeasible and without merit. These same parties may likewise have concerns with the broader direction that we are pursuing here. We emphasize that the Commission has chosen not to establish a common technical air interface for broadband PCS, nor has it chosen technical standards for digital cellular service. We have decided that the marketplace should determine which digital protocols will survive, and we do not intend to reach different conclusions in this proceeding. 148. Nevertheless, we seek comment regarding how to achieve the goal of enabling wireless 911 service to be available and accessible wherever a qualifying mobile system is present. Commenters should address issues framed by the mobile services environment as a whole, but should also offer partial solutions, as appropriate, e.g., if the goal can be achieved for cellular but not between and among other mobile systems. Options to explore should consider both equipment and system capabilities. For example, to what extent can dual-mode mobile units enable operation with multiple systems, such as switching between cellular and PCS systems? Or, can a common protocol be developed and incorporated into every mobile system to overcome compatibility or interoperability problems? Currently, cellular handsets are preset to seek the strongest signal from the cellular carrier to which the user subscribes. While the user can manually change this default setting to access the strongest signal from either of two cellular carriers regardless of subscription, it would be useful to apply such feature in all cases for 911 calls without disrupting handling and roaming considerations with respect to other calls. To accomplish this, manufacturers of cellular handsets would have to modify the default settings of these units. The handsets could then automatically route 911 calls to the strongest signal provided by a cellular carrier while all other calls would be handled as determined by the users. We request commenters to address whether such a requirement should be imposed on handset manufacturers and, if so, whether it should be implemented by the Commission in the equipment authorization process. b. 911 Availability and Consumer Education 149. In this Order, one of our goals is to ensure that as many 911 calls are processed as feasible. Thus, we have determined that, within one-year from the effective date of the rules which are adopted in this Order, covered carriers would be required to transmit to PSAPs 911 calls from wireless handsets that do not transmit a code identification where requested by the PSAP Administrator. The basis for the restriction is that public safety organizations are in the best position to determine whether acceptance of calls from handsets without a code identification helps or hinders their efforts to preserve and promote health and safety in their communities. However, we are concerned that a system under which customers in the same geographic area may or may not be able to complete non-code identification 911 calls depending on the practices of the PSAPs serving that area may generate unnecessary customer confusion. We therefore seek comment on whether, within a reasonable time after the one year period, covered carriers should be obligated to transmit all such calls even without a request from the PSAP. 150. We acknowledge the possibility that solutions may not be readily developed for improving access to 911 services, such that 911 access may still be limited. In light of these circumstances, we request comment regarding how users can be informed or made aware that not all wireless 911 calls may be processed by carriers and delivered to PSAPs for monitoring and response. One purpose of such a customer education program would be to address a concern that consumers currently may not have a sufficient understanding of technological limitations that can impede transmission of wireless 911 calls and the delivery of emergency assistance. We believe that covered carriers have an obligation to inform their customers regarding the scope of their services, including any such technical limitations of current wireless services in providing access to basic and E911 services, so that customers will be able to determine rationally and accurately the scope of their options in accessing 911 services from mobile handsets, and available alternatives. 151. For example, current cellular handsets are capable of accessing both cellular carriers within a service area. In some cases, however, cellular subscribers have their mobile phones set to restrict access to the alternative carrier, in order to avoid potentially costly roaming charges. It may be useful, however, to educate consumers regarding the potential disadvantage of setting their handsets in such a manner. In other words, a cellular subscriber might want to have his or her handset set to receive signals of both cellular carriers in order to limit the possibility of being in a ``dead spot'' when trying to call 911. To the extent 911 access to multiple systems might be accomplished by users programming their mobile units, we seek comment regarding whether handset labelling or instructions should be provided to users about this possibility as well as the need for the customer to be aware of the air time charges that might be incurred. 152. Further, we believe that public education regarding limitations relating to the scope of 911 service, not only in this context but also for the location capability discussed in previous Sections, could be valuable so that customers can be informed of the capabilities and limitations of wireless 911 systems. To this end, we seek comment regarding the extent equipment labelling or detailed service descriptions may be necessary or appropriate to provide this education. We also seek comment regarding whether mobile unit equipment manufacturers should be required to prepare, for inclusion in the packaging of their consumer products, consumer education materials addressing the capabilities and limitations of the mobile units in connection with the ability of the user to make 911 calls. We also seek comment regarding the role that local public safety agencies can play in disseminating information regarding the capabilities and limitations of wireless 911 service. 153. While we are seeking comment regarding actions that could be taken to enable all wireless 911 calls be completed, we recognize that there are difficulties in attaining this objective. The emerging environment of multiple mobile service providers and systems, and the Commission's inclination to provide reasonable flexibility for licensees to develop their services, may contribute to the situation. As noted above, the implementation of our baseline schedule depends in large part on the actions of state and local government authorities, and is therefore likely to result in significant variation in different jurisdictions. We must find ways, however, to make wireless 911 service as ubiquitous and transparent as possible to the using public. Taking such actions should not only improve 911 service but also promote a more universal, dynamic, and competitive mobile radio industry. We therefore seek comment on solutions that would address this concern. C. Initial Paperwork Reduction Act of 1995 Analysis 154. This Further Notice of Proposed Rulemaking contains a proposed information collection. As part of its continuing effort to reduce paperwork burdens, we invite the general public and the Office of Management and Budget (OMB) to take this opportunity to comment on the information collections contained in this Further Notice, as required by the Paperwork Reduction Act of 1995, Pub. L. No. 104-13. Public and agency comments are due at the same time as other comments on this Further Notice; OMB comments are due 60 days from date of publication of this Further Notice in the Federal Register. Comments should address: (1) whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (2) the accuracy of the Commission's burden estimates; (3) ways to enhance the quality, utility, and clarity of the information collected; and (4) ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology. D. Ex Parte 155. The Further Notice is a non-restricted notice and comment rulemaking proceeding. Ex Parte presentations are permitted, except during the Sunshine Agenda period, provided they are disclosed as provided in the Commission's Rules. See 47 C.F.R. Sections 1.1201, 1.1203 and 1.1206(a). E. Comment Period 156. Pursuant to applicable procedures set forth in Sections 1.415 and 1.419 of the Commission's Rules, 47 C.F.R.  1.415 and 1.419, interested parties may file comments on or before August 26, 1996. Reply comments are due on or before September 10, 1996. To file formally in this proceeding, commenters must file an original and four copies of all comments, reply comments with the reference ``CC Docket 94-102.'' If they wish each Commissioner to receive a personal copy of their comments, they must file an original plus nine copies. Filings should be sent to the Office of the Secretary, Federal Communications Commission, Washington, D.C. 20554. In addition to filing comments with the Secretary, a copy of any comments on the information collections contained herein should be submitted to Dorothy Conway, Federal Communications Commission, Room 234, 1919 M Street, N.W. Washington, D.C. 20554, or via the Internet to dconway@fcc.gov and to Timothy Fain, OMB Desk Officer, 10236 NEOB, 725 - 17th Street, N.W. Washington, D.C. 20503 or via the Internet to fain t@al.eop.gov. Comments and reply comments will be available for public inspection during regular business hours in the FCC Reference Center (Room 239) of the Federal Communications Commission, 1919 M Street, N.W., Washington, D.C. 20554. Copies of comments and reply comments are available through the Commission's duplicating contractor: International Transcription Service, Inc. (ITS, Inc.), 2100 M Street, N.W., Suite 140, Washington, D.C. 20037, (202) 857-3800. VI. CONCLUSION 157. In the implementation of wireless E911 service, state and local governments and public safety agencies will play a central role in developing effective E911 solutions. The schedule we are adopting sets a minimum standard which should not impede more rapid deployment or the development of new and improved capabilities and features. The fact that state and local authorities will continue to be responsible for E911 deployment in PSAPs and funding should encourage their ongoing efforts to find better ways to meet emergency needs. 158. The goal in this proceeding has been to make wireless services as comparable as possible to wireline service in E911 access. As technology makes it possible, we will continue to monitor how both wireline and wireless carriers can enhance their crucial roles in ``promoting safety of life and property through the use of wire and radio communication.'' VII. ADMINISTRATIVE PROVISION 159. As required by Section 603 of the Regulatory Flexibility Act, the Commission has prepared a Final Regulatory Flexibility Analysis of the Expected impact on small entities of the changes in our rules adopted herein and an Initial Regulatory Flexibility Analysis of the Expected impact on small entities of the proposals contained in the Further Notice of Proposed Rulemaking. The Final Regulatory Flexibility Analysis and the Initial Regulatory Flexibility Analysis are set forth in Appendix B. VIII. ORDERING CLAUSES 160. Accordingly, IT IS ORDERED that the Rule Amendments specified in Appendix C SHALL BECOME EFFECTIVE 60 days after the date of publication in the Federal Register. 161. IT IS FURTHER ORDERED that the Petition of the Ad Hoc Alliance for Public Access to 911 is GRANTED in part, as set forth in the text of the Order. 162. IT IS FURTHER ORDERED that the signatories to the Consensus Agreement, the Personal Communications Industry Association, and the Ad Hoc Alliance for Public Access to 911 file joint annual reports within 30 days after the end of each calendar year, as set forth in the text of this Order. 163. IT IS FURTHER ORDERED that the signatories to the Consensus Agreement, the Personal Communications Industry Association, and Telecommunications for the Deaf, Inc. file a joint report within one year of the effective date of the rules adopted herein, as set forth in the text of the Order. 164. This action is taken pursuant to Sections 1, 4(i), 201, 208, 215, 303, and 309 of the Communications Act of 1934, as amended, 47 U.S.C.  151, 154(i), 201, 208, 215, 303, 309. 165. For further information, contact Peter Wolfe of the Policy Division, Wireless Telecommunications Bureau, at (202) 418-1310. FEDERAL COMMUNICATIONS COMMISSION William F. Caton Acting Secretary APPENDIX A LIST OF COMMENTERS AND ABBREVIATIONS (1) Initial Comments and Reply Comments on the Notice AACOG (Alamo Area Council of Governments) Adcomm (Adcomm Engineering Company) Ad Hoc Telecomm. (Ad Hoc Telecommunications Users Committee, the California Bankers Clearing House and the New York Clearing House Association) AirTouch (AirTouch Communications) Alamo (Alamo Area Council of Governments) Alliance (Consumers First and the Ad Hoc Alliance for Public Access to 911) ALLTEL (ALLTELL Mobile Communications, Inc.) Ameritech AMSC (AMSC Subsidiary Corporation) AMTA (American Mobile Telecommunications Association, Inc.) APC (American Personal Communications) APCO (Association of Public-Safety Communications Officials-International, Inc.) ART (Associated RT, Inc.) AT&T (American Telephone & Telegraph) Bell Atlantic BellSouth (BellSouth Corporation, BellSouth Telecommunications, Inc., BellSouth Enterprises, Inc. and BellSouth Cellular Corp.) Caddo (Caddo Parrish Communications District No. One) Carter (Carter County) CDC (The Department of Corrections of the State of California) CNP (Cellular Networking Perspectives, Ltd.) Century (Century Cellunet Inc.) C. J. Driscoll (C.J. Driscoll & Associates) CMT (CMT Partners) COMSAT (COMSAT Corporation's COMSAT Mobile Communications division) Constellation (Constellation Communications, Inc.) Coast Guard (The United States Coast Guard) Cowlitz (Cowlitz County) CPUC (The People of the State of California and the Public Utilities Commission of the State of California) CTIA (Cellular Telecommunications Industry Association) E.F. Johnson (E.F. Johnson Company) Elert (Elert & Associates) Ericsson (Ericsson Corporation and affiliated companies) GE (GE Capital - RESCOM) Geotek (Geotek Communications, Inc. and its subsidiaries and affiliates) Green (Green County Emergency Communications District) GTE (GTE Service Corporation ) Harris (Harris Corporation) Harris County (Greater Harris County 911 Emergency Network) Hillsborough (Hillsborough County, FL) IAFC (International Association of Fire Chiefs, Inc.) ICSAR (Interagency Committee on Search and Rescue) IDB Mobile (IDB Mobile Communications, Inc.) IMSA (International Municipal Signal Association) ITS (Intelligent Transportation Society of America) Jackson County Kentucky (Kentucky Emergency Number Association) King County (King County E911 Program Office) KML (KML Technology, Inc.) KSI (KSI, Inc.) Lake County LEO One USA (LEO One USA Corporation) LHC (Lake Huron Cellular) Liberty (Liberty Cellular) Lockheed (Lockheed Martin, Sanders) LQP (Loral/QUALCOMM Partnership, L.P.) Maryland ENSB (Maryland Department of Public Safety and Correctional Services, Emergency Number Systems Board) MCI (MCI, Inc.) Motorola (Motorola, Inc.) NASNA (National Association of State Nine One One Administrators) NATA (North American Telecommunications Association) NCS (The Secretary of Defense, on behalf of the Department of Defense and as Executive Agent of the National Communications System) NENA (National Emergency Number Association) - Florida Chapter of NENA - Georgia Chapter of NENA - North Carolina Chapter of NENA Nextel (Nextel Communications, Inc.) NJETS (New Jersey Office of Emergency Telecommunications Services) Nortel (Northern Telecom, Inc.) North Dakota (State of North Dakota) NYNEX (The NYNEX Companies) OPASTCO (Organization for the Protection and Advancement of Small Telephone Companies) ORBCOMM (Orbital Communications Corporation) Oregon (Oregon State Police Emergency Management Division) Pacific Bell (Pacific Bell, Nevada Bell and Pacific Bell Mobile Services ) Palmer (Palmer Communications Incorporated) PCIA (The Personal Communications Industry Association) Pertech (Pertech America, Inc.) Pro-West (Pro-West Associates) PSCC (Public Safety Communications Center, IN) RCA (Rural Cellular Association) Redcomm (Redcomm Laboratories, Inc.) San Juan (San Juan County, WA) SafeTalk (National Cellular SafeTalk Center, Inc.) SAT (Smith Advanced Technology, Inc.) SBC (SBC Communications, Inc.) SBMS (Southwestern Bell Mobile Systems, Inc.) Shelby County (Shelby County 911 District) Southern (The Southern Company) Springwich (Springwich Cellular Limited Partnership) Sprint (Sprint Cellular Company) Stanford Telecom (Stanford Telecommunications, Inc.) STARSYS (STARSYS Global Positioning, Inc.) TDI (Telecommunications for the Deaf, Inc.) Teleos Telident (Telident, Inc.) Tendler (Tendler Cellular) Terrapin (Terrapin Corporation) Thurston County (Thurston County, WA) TIA (Telecommunications Industry Association) TRW (TRW, Inc.) TX-ACSEC (Texas Advisory Committee on State Emergency Communications) US Cellular (US Cellular Corporation) US West (US West, Inc.) Vanguard (Vanguard Cellular Systems, Inc.) Walla Walla (Walla Walla, WA Police Department) Washington (State of Washington Emergency Management) Washington County (Washington County, TN) Watercom (Waterway Communications Systems, Inc.) Westinghouse (Westinghouse Electric Corporation) WT (Washington Telecommunications) (2) Comments and Reply Comments on the Alliance's Petition for Rulemaking AT&T (AT&T Wireless Services, Inc.) BANM (Bell Atlantic NYNEX Mobile, Inc.) BellSouth (BellSouth Corporation and BellSouth Cellular Corporation) CTIA (Cellular Telecommunications Industry Association) Carolina West (North Carolina RSA3 Cellular Telephone Company) PBMS (Pacific Bell Mobile Services) PCIA (Personal Communications Industry Association) RCA (Rural Cellular Association) SBMS (Southwestern Bell Mobile Systems, Inc.) (3) Comments and Reply Comments on the Consensus Agreement Alliance (The Ad Hoc Alliance for Public Access to 911) AMSC (AMSC Subsidiary Corporation) AMTA (American Mobile Telecommunications Association, Inc.) BellSouth (BellSouth Corporation) BMJ&D (Blooston, Mordkofsky, Jackson & Dickens) CTO (Concepts to Operations, Inc.) GTE (GTE Service Corporation) ICSAR (The Interagency Committee on Search and Rescue) ITS (Intelligent Transportation Society of America) Motorola (Motorola, Inc.) Nextel (Nextel Communications, Inc.) Nortel (Northern Telecom Inc. ) PCIA (The Personal Communications Industry Association) RCA (The Rural Cellular Association) RCC (The Ad Hoc Rural Cellular Coalition) US West (US West, Inc.) Vanguard (Vanguard Cellular Systems, Inc.) APPENDIX B I. FINAL REGULATORY FLEXIBILITY ANALYSIS As required by Section 603 of the Regulatory Flexibility Act, 5 U.S.C.  603 (RFA), an Initial Regulatory Flexibility Analysis (IRFA) was incorporated in the Notice. The Commission sought written public comments on the proposals in the Notice, including on the IRFA. The Commission's Final Regulatory Flexibility Analysis (FRFA) in this Order conforms to the RFA, as amended by the Contract With America Advancement Act of 1996, Pub. L. No. 104-121, 110 Stat. 847 (1996) (CWAAA). I. Need For and Objective of the Rules: This Report and Order adopts policies concerning the operation of 911 and enhanced 911 (E911) emergency calling service and the services provided by cellular, broadband personal communications services (PCS), and geographic area specialized mobile radio (SMR) licensees. Commenters responding to the Notice in this proceeding have identified a number of ways in which 911 and E911 might be available through the use of wireless telephones, and have indicated that more widely available 911 and E911 services will save lives and property. Commenters also have indicated that various enhancements to wireless 911 service, such as the ability of the carrier to provide precise caller location information to the public safety answering point administrators, would make significant contributions to the effectiveness of wireless 911 services. We find that the benefit of providing for more widely available and more effective 911 and E911 services for users of wireless telephones exceed any negative effects that may result from the promulgation of rules for this purpose. Thus, we conclude that the public interest is served by requiring that wireless telephones operate effectively with E911 systems. II. Summary of Issues Raised by the Public Comments In Response to the Initial Regulatory Flexibility Analysis: No comments were submitted in direct response to the Initial Regulatory Flexibility Analysis. In general comments on the Notice, however, a number of commenters raised issues that might affect small entities. Most of the wireless industry supported exemption for site-specific Specialized Mobile Radio (SMR) licensees due to their limited interconnection with the public switched network. Rural cellular providers argued that they should be exempted from E911 requirements because of the high expense in low density markets, as well as the lack of emergency service provider capabilities in such markets. III. Projected Reporting, Recordkeeping and Other Compliance Requirements of the Rule: There are no general reporting or recordkeeping requirements. There are, however, requirements for a group of trade and consumer organizations to report to the Commission on the status of industry discussions of technical standards and other implementation issues. We assume that these reports will be prepared by the professional staff of these associations, and we do not intend to impose any unnecessary burdens or costs on the entities involved in the preparation and submission of the reports. The rule will require cellular, broadband PCS, and geographic area SMR licensees to upgrade their equipment so that: (l) 911 calls from wireless mobile handsets which transmit a code identification will be transmitted without delay or credit verification. (2) 911 calls from any mobile handset will be transmitted without delay or credit verification to any emergency service provider who requests that they be transmitted. (3) 911 calls may be transmitted by speech or hearing impaired individuals through Text Telephone Devices. (4) Emergency service providers will be enabled to call back 911 calls which are disconnected. (5) Emergency service providers will be sent the location of the 911 caller within a radius of 125 meters by longitude and latitude in 67 percent of all cases. These upgrades will require engineering and construction work on switches, protocols, and network architectures. We recognize that full implementation of wireless E911 will incur additional expenses. However, we have found that E911 service to be in the public interest and that these relatively fixed costs will be spread over a widening base of subscribers as wireless subscribership grows, lowering unit costs per subscriber. IV. Description and Estimate of Small Entities Subject to the Rules The rule adopted in this Report and Order will apply to providers of cellular, broadband PCS, and geographic area 800 MHz and 900 MHz Specialized Mobile Radio (SMR) services, including licensees who have obtained extended implementation authorizations in the 800 MHz or 900 MHz SMR services, either by waiver or under Section 90.629 of the Commission's Rules. However, the rule will apply to SMR licensees only if they offer real-time, two-way voice service that is interconnected with the public switched network. a. Estimates for Cellular Licensees The Commission has not developed a definition of small entities applicable to cellular licensees. Therefore, the applicable definition of small entity is the definition under the Small Business Administration (SBA) rules applicable to radiotelephone companies. This definition provides that a small entity is a radiotelephone company employing fewer than 1,500 persons. Since the Regulatory Flexibility Act amendments were not in effect until the record in this proceeding was closed, the Commission was unable to request information regarding the number of small cellular businesses and is unable at this time to make a precise estimate of the number of cellular firms which are small businesses. The size data provided by the SBA does not enable us to make a meaningful estimate of the number of cellular providers which are small entities because it combines all radiotelephone companies with 500 or more employees. We therefore used the 1992 Census of Transportation, Communications, and Utilities, conducted by the Bureau of the Census, which is the most recent information available. That census shows that only 12 radiotelephone firms out of a total of 1,178 such firms which operated during 1992 had 1,000 or more employees. Therefore, even if all 12 of these large firms were cellular telephone companies, all of the remainder were small businesses under the SBA's definition. We assume that, for purposes of our evaluations and conclusions in the Final Regulatory Flexibility Analysis, all of the current cellular licensees are small entities, as that term is defined by the SBA. Although there are 1,758 cellular licenses, we do not know the number of cellular licensees, since a cellular licensee may own several licenses. We assume that all of the current rural cellular licensees are small businesses. Comments filed by small business associations, the Organization for the Protection and Advancement of Small Telephone Companies (OPASTCO), state that 2/3 of its 440 members provide cellular service, and comments filed by the Rural Cellular Association (RCA) state that its members serve 80 cellular service areas. We recognize that these numbers represent only part of the current rural cellular licensees because there might be other rural companies not represented by either association. b. Estimates for Broadband PCS Licensees The broadband PCS spectrum is divided into six frequency blocks designated A through F. Pursuant to 47 C.F.R.  24.720(b), the Commission has defined ``small entity'' for Blocks C and F licensees as firms that had average gross revenues of less than $40 million in the three previous calendar years. This regulation defining ``small entity'' in the context of broadband PCS auctions has been approved by the SBA. The Commission has auctioned broadband PCS licenses in Blocks A, B, and C. We do not have sufficient data to determine how many small businesses under the Commission's definition bid successfully for licenses in Blocks A and B. As of now, there are 90 non- defaulting winning bidders that qualify as small entities in the Block C auction. Based on this information, we conclude that the number of broadband PCS licensees affected by the rule adopted in this Report and Order includes the 90 non-defaulting winning bidders that qualify as small entities in the Block C broadband PCS auction. At present, no licenses have been awarded for Blocks D, E, and F for spectrum. Therefore, there are no small businesses currently providing these services. However, a total of 1,479 licenses will be awarded in the D, E, and F Block broadband PCS auctions, which are scheduled to begin on August 26, 1996. Eligibility for the 493 F Block licensees is limited to ``entrepreneur'' with the average gross revenues of less than $125 million. However, we cannot estimate how many small businesses under the Commission's definition will win F Block licensees, or D and E Block licensees. Given the facts that nearly all radiotelephone companies have fewer than 1,000 employees and that no reliable estimate of the number of prospective D, E, and F Block licensees can be made, we assume, for purposes of our evaluations and conclusions in this FRFA, that all of the licenses will be awarded to small entities, as that term is defined by the SBA. c. Estimates for SMR Licensees Pursuant to 47 C.F.R.  90.814(b)(1), the Commission has defined ``small entity'' for geographic area 800 MHz and 900 MHz SMR licenses as firms that had average gross revenues of less than $15 million in the three previous calendar years. This regulation defining ``small entity'' in the context of 800 MHz and 900 MHz SMR has been approved by the SBA. The rule adopted in this Report and Order applies to SMR providers in the 800 MHz and 900 MHz bands that either hold geographic area licenses or have obtained extended implementation authorizations. We do not know how many firms provide 800 MHz or 900 MHz geographic area SMR service pursuant to extended implementation authorizations, nor how many of these providers have annual revenues of less than $15 million. Since the Regulatory Flexibility Act amendments were not in effect until the record in this proceeding was closed, the Commission was unable to request information regarding the number of small businesses in this category. We do know that one of these firms has over $15 million in revenues. We assume, for purposes of our evaluations and conclusions in this FRFA, that all of the remaining existing extended implementation authorizations are held by small entities, as that term is defined by the SBA. The Commission recently held auctions for geographic area licenses in the 900 MHz SMR band. There were 60 winning bidders who qualified as small entities under the Commission's definition in the 900 MHz auction. Based on this information, we conclude that the number of geographic area SMR licensees affected by the rule adopted in this Report and Order includes these 60 small entities. No auctions have been held for 800 MHz geographic area SMR licenses. Therefore, no small entities currently hold these licenses. A total of 525 licenses will be awarded for the upper 200 channels in the 800 MHz geographic area SMR auction. However, the Commission has not yet determined how many licenses will be awarded for the lower 230 channels in the 800 MHz geographic area SMR auction. There is no basis to estimate, moreover, how many small entities within the SBA's definition will win these licenses. Given the facts that nearly all radiotelephone companies have fewer than 1,000 employees and that no reliable estimate of the number of prospective 800 MHz licensees can be made, we assume, for purposes of our evaluations and conclusions in this FRFA, that all of the licenses will be awarded to small entities, as that term is defined by the SBA. V. Steps Taken To Minimize the Burdens on Small Entities The Commission in this proceeding has considered comments on ways of achieving wider 911 availability and E911 compatibility with wireless telephone services. In doing so, the Commission has adopted alternatives which minimize burdens placed on small entities. First, it has limited the regulations to mass market two-way voice services. In doing so, it excluded small local specialized mobile services which provide mainly dispatch services and do not provide the mass market services which most users rely on to send 911 calls. It has also excluded mobile satellite systems. Second, it provided for waivers for small rural cellular carriers, and also provided that most services would not be required unless specifically requested by the local emergency service providers. Third, it has taken industry concerns into account by basing the schedule for implementing E911 on that recommended by the Consensus Agreement between the Cellular Telephone Industry Association and public safety organizations, which does not require caller location information until five years after the rules adopted in the Order become effective. Finally, it has made the E911 requirements conditional on (1) a request by a local emergency service provider that is capable of receiving and using the information; and (2) a mechanism for the recovery of costs relating to the provision of the service. Therefore, the burden on small entities will be offset by the requirement that a cost recovery mechanism will be in place before their E911 obligations need to be implemented. VI. Significant Alternatives Considered and Rejected The Commission rejected the alternative proposal that the rules should be applicable to all providers of Commercial Mobile voice services because not all CMRS services are mass market voice services whose users expect to be able to use them to call 911. Specifically, the Commission found that the costs of requiring local SMR services to comply with the rules would outweigh the benefits and application of the rules to them, and would give them an incentive to eliminate their interconnection to the public network, which would not be in the public interest. The Commission did not exempt rural cellular carriers from these requirements, as requested by some of commenters, but instead provided for waivers. The Consensus Agreement between the Cellular Telephone Industry Association and public safety organizations indicated that the signatories would work with rural cellular carriers to resolve their problems in good faith, and that the issue of how such carriers would be treated need not delay the final rule, which would be required in the public interest. Instead, reviewing the need for applying the rules to rural cellular carriers could be reviewed on an individualized basis. Moreover, the Commission relied on the representations that many emergency service providers do not use 911 in rural areas, so that the requirement that the emergency service providers would have to request and be capable of receiving and using the E911 services would protect carriers from the obligation to provide unneeded services. Further, the requirement that there be a cost recovery mechanism would protect small carriers from having to absorb excessive costs. The Commission rejected proposals to delay the provision of the upgrades necessary to expand the availability of 911 and the accuracy of location technology because these upgrades will result in saving lives and property and because the requirements of the rules were included in the Consensus Agreement. We rejected the argument that imposing 911 availability requirements on wireless carriers would competitively disadvantage wireless carriers, since several wireless carriers have been voluntarily transmitting 911 calls without a validation requirement. Moreover, the Commission rejected proposals that Federal grade of service and other standards should be developed by the Commission, and instead determined that parties should be allowed to develop standards with monitoring by the Commission, since these issues require a level of expertise which can best be achieved by intra-industry discussions. VII. Report to Congress The Commission shall send a copy of this Final Regulatory Flexibility Analysis along with this Order in a report to Congress pursuant of the Small Business Regulatory Enforcement Fairness Act of 1996, codified at 5 U.S.C. Section 801(a)(1)(A). A copy of this RFA will also be published in the Federal Register. II. INITIAL REGULATORY FLEXIBILITY ANALYSIS FOR FURTHER NOTICE OF PROPOSED RULEMAKING I. Reason for Action This Further Notice of Proposed Rulemaking responds to the petition submitted by the Ad Hoc Alliance for Public Access to 911 to amend the Commission's Rules to require that all newly constructed mobile and portable units be equipped to select the strongest signal whenever a 911 call is placed. Telephone stations for wireless services are not adequately identifying caller location to permit a timely response by emergency services personnel and are not providing 911 service for all caller locations. II. Objectives and Legal Basis for Proposed Rules One objective of this Further Notice is to collect additional information on the technical issues related to the improvement of wireless E911 services, including higher accuracy standards for the Automatic Location Identification (ALI), a latency period requirement, and the provision of 911 services without interruption where one wireless provider does not provide complete area coverage. Another objective is to collect information with respect to informing consumers what their wireless phones can and cannot do. A third objective is to determine whether all 911 calls should be transmitted without any preconditions. The proposed action is authorized under Sections 1, 4(i), 201, 208, 215, 303, 309 of the Communications Act of 1934, as amended, 47 U.S.C. 151, 154(i), 201, 208, 215, 303, 309. III. Description and Estimate of Small Entities Subject to the Rules The proposed changes in the regulations will apply to providers of cellular, broadband PCS, and geographic area 800 MHz and 900 MHz specialized mobile radio services, including licensees who have extended implementation authorizations in the 800 MHz or 900 MHz SMR services, either by waiver or under Section 90.629 of the Commission's Rules. However, the rule will apply to SMR licensees only if they offer real-time, two-way voice service that is interconnected with the public switched network. In the Final Regulatory Flexibility Analysis for the Report and Order, we have estimated the number of small entities for each category, or else stipulated that all providers are small entities where we were unable to make an estimate. We request comment on whether these estimates should be improved or refined. We especially request comment on the number of small entities in the categories that we were unable to estimate, i.e., cellular service providers; PCS service providers in the D, E, and F Blocks; 800 MHz geographic area SMR licensees; and providers of 800 MHz or 900 MHz geographic area SMR service pursuant to waiver or pursuant to Section 90.629 of our rules. IV. Reporting, Recordkeeping, and Other Compliance Requirements Commercial mobile radio services will be required to improve the accuracy and time of the identification of the location of mobile transmitters and to permit interoperability of their 911 service with those of their competitors and to provide consumer education materials. Equipment used for commercial mobile radio services will have to be capable of providing this information to the local telephone exchanges to which they are connected. Local telephone exchanges will incur costs storing and relaying this information to E911 public safety answering points. We request comment with respect to ways in which these proposed requirements can be modified to reduce the burden on small entities and at the same time meet the objectives of this proceeding. V. Significant Alternatives Considered and Rejected The Commission concluded that the 911 and E911 rules adopted in the Report and Order are a first step toward the goal of meeting the Nation's public safety communications needs, and that it is also necessary to begin the task of exploring the need for further action to spur improvements in the features and delivery of the 911 and E911 services. We believe that continuing involvement of the Commission in developing rules that take the resources of small businesses into account as well as the public safety needs are in the public interest. Therefore, the Commission rejected alternative proposals that the future development of the E911 technologies should be left to the market forces and the industry without the Commission's involvement. The Commission considered and rejected proposals that the rules should be expanded to apply to all providers of Commercial Mobile Radio Services (CMRS) because not all CMRS services are mass market voice services whose users expect to be able to use them to call 911. Specifically, the Commission believes that the costs of requiring local SMR services and 220 MHz licensees operating on 5 kHz channels to comply with the proposed rules would outweigh the benefits and application of the proposed rules to them, and would give them an incentive to eliminate their interconnection to the public network, which would not be in the public interest. Similarly, because it is not certain how multilateration Location and Monitoring Service (LMS) will develop, we concluded that it is premature to propose to require such licensees to provide E911 at this time. In the future if these wireless service providers not covered by the current rules develop into a mobile telephone service like cellular or broadband PCS, we may revisit this decision. The Commission considered and rejected proposals to adopt a specific technology for providing ALI, because we believe that various technologies are currently under development which can provide more advanced public safety technology than those that are currently available. The Commission also considered and rejected proposals to adopt rules to require a minimum latency period to locate 911 callers at this time, because the record is insufficient to determine the technical feasibility and the costs of implementing such requirements, especially the financial impact on small business entities. The Commission instead decided to seek comment on these proposals, including the benefits and feasibility of such requirements. VI. Federal Rules That Overlap, Duplicate, or Conflict with These Proposed Rules There are no Federal rules which overlap, duplicate, or conflict with the rules we are proposing. APPENDIX C FINAL RULES Part 20 of Title 47 of the Code of Federal Regulations is amended as follows: Part 20 - COMMERCIAL MOBILE RADIO SERVICES 1. The authority citation for Part 20 continues to read as follows: AUTHORITY: Sections 4, 303 and 332, 48 Stat. 1066, 1082, as amended; 47 U.S.C. 154, 303, and 332. * * * * * 2. Section 20.03 is amended by adding the following definitions in alphabetical order to read as follows: Section 20.3 Definitions. Automatic Number Identification. A system which permits the identification of the caller's telephone number. * * * * * Code Identification. A mobile Identification Number for calls carried over the facilities of a cellular or Broadband PCS licensees, or the functional equivalent of a Mobile Identification Number in the case of calls carried over the facilities of a Specialized Mobile Radio Services. * * * * * Mobile Identification Number. A 34-bit number that is a digital representation of the 10-digit directory telephone number assigned to a mobile station. * * * * * Pseudo Automatic Number Identification. A system which identifies the location of the base station or cell site through which a mobile call originates. Public Safety Answering Point. A point that has been designated to receive 911 calls and route them to emergency service personnel. * * * * * 3. New Section 20.18 is added to read as follows: Section 20.18 911 Service. (a) The following requirements are only applicable to Broadband Personal Communications Services (Part 24, Subpart E of this chapter) and Cellular Radio Telephone Service (Part 22, Subpart H of this chapter), Geographic Area Specialized Mobile Radio Services in the 800 MHz and 900 MHz bands (included in Part 90, Subpart S of this chapter)and offer real-time, two-way voice service that is interconnected with the public switched network, and Incumbent Wide Area SMR Licensees. (b) As of [one year after the effective date of the rule], licensees subject to this section must process all 911 calls which transmit a Code Identification and must process all 911 wireless calls which do not transmit a Code Identification where requested by the administrator of the designated Public Safety Answering Point which is capable of receiving and utilizing the data elements associated with 911 service. (c) As of [one year after the effective date of the rule], licensees subject to this section must be capable of transmitting 911 calls from individuals with speech or hearing disabilities through means other than mobile radio handsets, e.g., through the use of Text Telephone Devices. (d) As of [18 months after the effective date of the rule], licensees subject to this section must relay the telephone number of the originator of a 911 call and the location of the cell site or base station receiving a 911 call from any mobile handset or text telephone device accessing their systems to the designated Public Service Answering Point through the use of Pseudo Automatic Number Identification and Automatic Number Identification. (e) As of [five years after the effective date of this rule], licensees subject to this section must provide to the designated Public Service Answering Point the location of a 911 call by longitude and latitude within a radius of 125 meters using root mean square techniques. (f) The requirements set forth in paragraphs (d) and (e) of this section shall be applicable only if the administrator of the designated Public Service Answering Point has requested the services required under those paragraphs and is capable of receiving and utilizing the data elements associated with the service, and a mechanism for recovering the costs of the service is in place. APPENDIX D TABLE A: MAJOR PROVISIONS OF E911 SERVICE NPRM Implementation Schedule PHASE IMPLEMENTATION One Within one year after the effective date of a final Order, wireless service providers would be required to relay the location of the base station or cell site receiving a 911 call to the PSAP. Two Within three years, the carrier must include an estimate of the approximate location and distance of the mobile unit from the receiving base station or cell site. Three Within five years, the mobile unit must be located in three dimensions (i.e., two surface coordinates and height) within a radius of no more than 125 meters, or 410 feet. Proposed Service Features 911 Availability Any transmitter that is service-initialized would be allowed to make a 911 call without validation, e.g., when roaming (Phase 1). 911 Call Priority 911 calls would be assigned priority over non-emergency service calls (Phase 1). Access to TTY Access by individuals with speech or hearing disabilities through a TTY device (Phase 1). Re-Ring; Call Back Capability to permit PSAP attendants to return calls if the call is disconnected (Phase 2). Common Channel Signalling Technology to provide additional information similar to wireline E911, e.g., class of service, priority of caller (Phase 2). Other Issues on Which Comment Was Sought Equipment Standards Whether to establish specific requirements for base and mobile transmitters (e.g., ANI and ALI), and the elements of such standards. Labelling Whether to require labelling of equipment that does not meet E911 requirements. Privacy Whether there are privacy interests in 911 calls and, if so, what measures are appropriate to protect those interests. Preemption Whether intrastate regulations conflict with the proposed E911 rules, and whether such regulations should be preempted. TABLE B: CONSENSUS AGREEMENT BETWEEN CTIA AND PUBLIC SAFETY GROUPS REGARDING WIRELESS E911 Implementation Schedule PHASE IMPLEMENTATION One þ Within 12 to 18 months after the effective date of a final Order, wireless service providers would be required to relay the location of the base station or cell site receiving a 911 call to the PSAP. þ ANI and ``pseudo-ANI'' would be passed from carriers to PSAPs. þ Use of ANI and ``pseudo-ANI'' will provide ability to call the 911 caller back if the call is disconnected; ``automatic re-ring'' would not be required. þ CTIA favors 18-month deadline; APCO, NENA, and NASNA favor 12 month deadline þ 911 service would be available to any handset that is service-initialized and available without a requirement for user validation, e.g., to roamers. Two Drop Phase Two of Notice. Three [Phase Two under the Consensus Agreement] þ Within five years, the mobile station must be located in two dimensions (i.e., longitude and latitude) within a radius of no more than 125 meters. þ Accuracy to 125 meters would be measured using root mean square (RMS) techniques, which means that location devices would be required to be accurate to within 125 meters in about 67 percent of all cases. þ Parties agree to work in good faith to address concerns that in exceptional cases, such as rural areas, carriers will have difficulty in meeting requirements. Other Proposals Cost Recovery þ State and local cost recovery mechanisms are needed to fund both carrier and PSAP investment in E911 technology and 911 cost of service. þ State or local 911 fees or taxes should not discriminate between wireline and wireless carriers. þ FCC should declare that state or local 911 fees or taxes reasonably related to costs are not barred as a matter of law. Legal Liability þ The parties believe that the wireline experience, in which callers generally have been held to consent implicitly to the disclosure of calling number, location, and associated information, is applicable to wireless 911. þ The FCC should address and resolve legal liability issues under the Communications Assistance for Law Enforcement Act of 1994, which the parties believe does not preclude location determination and disclosure in the ordinary course of good-faith 911 operations. TTY þ The parties agree with Commission proposal that 911 access should be available in Phase I to speech and hearing impaired individuals through means other than mobile radio handsets, such as TTY devices. Equipment Labelling þ The parties agree to work on methods and language for consumer education that would not require equipment labelling.