Before the

FEDERAL COMMUNICATIONS COMMISSION

Washington, D.C. 20554



In the Matter of )

)

Access Charge Reform ) CC Docket No. 96-262

)

COMMENTS OF THE

COMPETITIVE TELECOMMUNICATIONS ASSOCIATION

Genevieve Morelli Robert J. Aamoth

Executive Vice President Jonathan E. Canis

and General Counsel Reed Smith Shaw & McClay

Competitive Telecommunications 1301 K Street, N.W.

Association Suite 1100 - East Tower

1900 M Street, N.W., Suite 800 Washington, D.C. 20005

Washington, D.C. 20036 (202) 414-9210

(202) 296-6650



January 29, 1997 Its Attorneys



SUMMARY

CompTel strongly supports the Commission's decision to initiate this proceeding to implement access reform. There is consensus in the industry that the incumbent local exchange carriers' ("ILECs'") switched access rates are priced grossly in excess of costs. CompTel endorses the FCC's proposal to adopt Total Service Long Run Incremental Costs ("TSLRIC") as the appropriate methodology for ensuring cost-based rates. The TSLRIC methodology is compelled by the Commission's interpretation of the Telecommunications Act of 1996 to require TELRIC-based rates for unbundled network elements, which carriers may use to provide switched access services to themselves and other carriers.

CompTel cautions the Commission against relying exclusively upon the development of competition through use of network elements under Sections 251(c)(3) and 252(d) of the 1996 Act as the means to bring access rates down. First, we are nearly at the one year anniversary of the 1996 Act, and network elements are nowhere close to being made available in the appropriate manner. In order for local competition to develop, network elements must be made as simple to order, as easy to provision, and as responsive to customer demand as the interLATA presubscription process. The Commission must continue to make it a top priority to ensure that the network element regime works, and works in the near future, as Congress intended.

Second, even when competitive entry through use of network elements becomes a reality, such competition by itself will not be sufficient to reduce all access rates to cost-based levels. Even under a fully-implemented and workable network element regime, there will never be competitive pressures upon terminating access rates because the commercial relationship between the caller and its chosen long distance carrier does not impose any incentive on the terminating access provider to decrease access rates to the long distance carrier. Consequently, the Commission must adopt a prescriptive approach for achieving cost-based terminating access rates.

With respect to originating access, carriers who enter the full-service market through use of network elements will be able to reduce their own originating access costs to TSLRIC-based levels. The development of full-service competition through network elements will help over time to create a retail market where end-user subscribers pay lower retail rates. However, it is unclear whether the competition brought about by network elements will translate into lower originating access charges for stand-alone long distance carriers. As a result, it is also necessary for the Commission to adopt a prescriptive approach for originating switched access rates.

The one area where some competition has already developed, and where competition may develop further under a meaningful network element regime, is Direct-Trunked Transport. However, competition has not yet developed for Tandem-Switched Transport, and there is no basis yet to conclude that the network element regime will facilitate competitive suppliers of Tandem-Switched Transport. As a result, it will be imperative for the Commission to immediately prescribe cost-based rates for Tandem-Switched Transport.

CompTel recognizes that it may be infeasible to implement TSLRIC-based rates for all switched access rates elements on a flash-cut basis. Therefore, while CompTel urges the Commission to commit on a policy basis to achieving TSLRIC-based rates for all switched access elements, CompTel recognizes that the Commission may need to set priorities. As a first step, the FCC should immediately prescribe cost-based rate levels for terminating switched access rate elements, and as well for originating Tandem-Switched Transport, because those access services are unlikely ever to be subject to meaningful competitive pressures. As a second step, the FCC should monitor the market for originating switched access services other than Tandem-Switched Transport and be prepared to step in by prescribing TSLRIC-based rates for originating access if competition proves insufficient to bring these rates to cost-based levels.

In moving terminating switched access rates to TSLRIC-based levels, the Commission should set the terminating Local Switching rate at the same levels established pursuant to Section 251(b)(5) of the 1996 Act. This is appropriate because the local switching function is the same, and has the same TSLRIC, regardless of whether it is provided for local or toll traffic, or whether it is provided as an access service or a network element. In addition, the terminating carrier common line ("CCL") charge should be set at zero (i.e., eliminated) because there are no incremental costs associated with terminating loop usage. The terminating transport interconnection charge ("TIC") also should be set at zero because, by definition, the TIC does not include any costs that will not be recovered through TSLRIC-based rates for other access rate elements. As regards originating and terminating Tandem-Switched Transport, the Commission should direct the ILECs to establish rates that conform with the Commission's TELRIC requirements in CC Docket No. 96-98 for such transport.

As regards rate structure issues, the Commission should retain the unitary rate structure whereby carriers pay a single end-to-end usage-based rate for Tandem-Switched Transport. The unitary rate structure is necessary to ensure non-discriminatory treatment of Tandem-Switched and Direct-Trunked Transport purchasers, all of whom route their traffic over the same shared interoffice facilities and often through the same tandem locations. Particularly since smaller carriers are more likely to use Tandem-Switched Transport while larger carriers are more likely to use Direct-Trunked Transport, the unitary rate structure to essential to promote efficient competition among all carriers.

In addition, CompTel opposes the introduction of peak/off-peak access pricing. Because such a small portion of interoffice traffic is interstate access (between 10-15%), it would not promote economic efficiency to require peak/off-peak pricing for interstate access traffic absent peak/off-peak pricing for other traffic routed over the network. Moreover, it is impossible to define peak and off-peak traffic with any reasonable degree of certainty or consistency.

CompTel supports the Joint Board's recommendation that the originating CCL be converted to a flat-rated charge and recovered on a per-line basis from presubscribed carriers. That rate structure is consistent both with the policy preference for recovering non-traffic sensitive costs through flat rates, and with the Commission's decision to require flat-rated charges for local loops as network elements under Sections 251(c)(3) and 252(d). However, CompTel opposes the application of multiple subscriber line charges to derived channels.

As regards Local Switching, CompTel supports a bifurcated approach. The Commission should require terminating Local Switching rates to be set at TSLRIC immediately, and CompTel believes that a usage-based charge for terminating Local Switching is appropriate. For so long as originating Local Switching rates remain at above-TSLRIC levels, CompTel supports establishing both flat-rated and usage-based charges while market forces, or further FCC prescriptive remedies if necessary, impose competitive pressure upon originating Local Switching rates. CompTel also opposes a separate charge for call setup on the ground that no state regulatory body has established such a charge and there are no grounds on which to establish the rate level. Lastly, CompTel urges the Commission to make no changes in the SS7 Signaling rate structure at this time.



TABLE OF CONTENTS

Page

I. INTRODUCTION 1

II. ACCESS TO UNBUNDLED NETWORK ELEMENTS IS A

MANDATORY, BUT NOT NECESSARILY SUFFICIENT,

PRECONDITION TO THE DEVELOPMENT OF COMPETITION 4

III. MARKET FORCES CANNOT SUFFICE TO PREVENT UNLAWFUL ANTICOMPETITIVE ACTIVITY BY INCUMBENT LECS -- THE

COMMISSION MUST ADOPT A PRESCRIPTIVE APPROACH TO

ACCESS REFORM 11

A. Introduction 11

B. Access rates will not move to TSLRIC absent a prescriptive

approach to access reform 13

IV. PROPOSED RATE LEVEL MODIFICATIONS 16

A. Overview 16

B. Terminating Access Charges: Carrier Common Line, Local

Switching and Transport Interconnection Charge 18

C. Interoffice Transport 21

D. Originating Access Charges: Carrier Common Line, Local

Switching and Transport Interconnection Charge 22

E. Volume and Term Discounts 22

V. PROPOSED RATE STRUCTURE MODIFICATIONS 24

A. Transport 24

B. Common Line 29

C. Local Switching 30

D. SS7 Signaling 31

VI. OTHER ISSUES NOT SPECIFICALLY ADDRESSED IN THE NPRM 32

A. Nonrecurring charges 32

VII. CONCLUSION 33







Before the

FEDERAL COMMUNICATIONS COMMISSION

Washington, D.C. 20554

In the Matter of )

)

Access Charge Reform ) CC Docket No. 96-262 )

COMMENTS OF THE

COMPETITIVE TELECOMMUNICATIONS ASSOCIATION

The Competitive Telecommunications Association ("CompTel"), by its undersigned counsel, and pursuant to the Commission's Notice of Proposed Rulemaking ("NPRM")(1) in the above-captioned proceeding, hereby submits its initial comments regarding access charge reform.

I. INTRODUCTION

CompTel is an industry association representing providers of competitive telecommunications services, with approximately 200 members ranging in size from large nationwide carriers to smaller regional service providers. Because CompTel's member companies are among the largest purchasers of incumbent local exchange carrier ("ILEC") access services, CompTel is critically concerned that access charges be nondiscriminatory and cost-based. In light of this concern, CompTel has been an active participant in the Commission's proceedings involving the restructuring of ILEC switched transport rates,(2) and the reform of universal service rules and charges.(3)

CompTel applauds the Commission's determination to conduct a plenary review of the existing access rates and rate structures. The instant NPRM responds to a consensus among the industry that access is priced grossly in excess of cost, and that in many cases, current cost recovery mechanisms are uneconomic because the rate structure does not reflect the way costs are incurred. Reforming existing access rates and rate structure into a rational and cost-based system is an important step on the path to the development of full-service competition, and in these comments, CompTel makes specific proposals to address both rate level and rate structure problems. The Commission must be aware, however, that while access reform is critically important to the development of competitive service markets, such reform, by itself, is insufficient to create a national environment that will support effective competition.

The NPRM specifically questions whether unbundled network elements are a viable substitute for switched access and, as a result, whether cost-based network elements would provide a vehicle for the market reform of switched access services. This conclusion, however, is not based on facts or realized competition, but rather on the promise that network elements can become an effective means of cost-based local entry. CompTel believes that the realization of this vision is critical to the nation's telecommunications marketplace. The Commission's Competition Order in CC Docket No. 96-98(4) establishes a framework within which entrants should be able to order network elements, including network element combinations, that could promote broad-based local entry, potentially lessening the need for the prescriptive reform of some portions of switched access. This vision is a cornerstone of the market of the future, but it is not yet implemented. As CompTel explains in these comments, the Commission must assure the availability of network elements at cost-based rates -- most specifically, logical combinations of network elements -- and insist that they are as easily obtainable and as promptly provisioned as access service is today. Doing so is the only means by which Congress' and the Commission's vision of broad-based local competition can become a reality.

As CompTel discusses herein, local entry through the use of network elements will unleash market forces that will impose some competitive pressure upon the service rates paid by end users. However, those market pressures are largely absent in the case of carrier access charges. Especially for terminating access, there is no market-driven incentive for providers of access services to reduce the rates they charge interexchange carriers that are their captive customers. This dynamic will be true whether an ILEC, a competitive local service provider, or a carrier purchasing unbundled network elements controls the terminating access. Only by prescribing rates at economically efficient levels can the Commission ensure that access charges are reasonable and nondiscriminatory, and allow competitive carriers to design their networks and develop their services in ways that respond to customer needs and rational market signals.

As discussed herein, the magnitude of the non-cost amounts currently recovered through access charges likely prohibits bringing all access charges to cost-based levels immediately, and necessitates that the Commission prioritize the rate elements that will be brought to cost. Because competition -- whether facilities-based, or based on unbundled network elements -- will never place significant downward pressure on terminating access services, the Commission's first priority should be to reform terminating access rates. It is unclear whether market pressures will suffice to drive originating access rates to cost-based levels. The Commission should therefore adopt as a secondary priority the reform of originating access rates over time. Tangible evidence that competitive local entry through unbundled network elements has been effective in driving these rates to cost should be the precondition to reassessing that priority. CompTel discusses each of these issues at length below.

II. ACCESS TO UNBUNDLED NETWORK

ELEMENTS IS A MANDATORY, BUT NOT

NECESSARILY SUFFICIENT, PRECONDITION

TO THE DEVELOPMENT OF COMPETITION

(Response to § IV: Approaches to Access Reform and Deregulation)

While CompTel supports the Commission's determination to reform switched access, it is concerned that the Commission has not incorporated into the NPRM all of the elements necessary for a competitive environment. Specifically, the NPRM is premised on the assumption that competitive entry via unbundled network elements is now available and is adequate to promote competition for local services; that such competition will drive switched access rates to cost; and that the restructuring of access charges is the final step in moving from a regulatory to a competitive environment. As the recent experience of CompTel members and other carriers demonstrates, this assumption is fundamentally flawed. Network elements that are fully substitutable for access services are not available today, and recent experience makes clear that, without active regulatory intervention, they will not become available. Moreover, as CompTel discusses in Section III below, even the existence of unbundled element-based competition is unlikely to result in access charges being driven to cost-based levels, or to ensure that any access rate reductions that do occur will be competitively neutral.

At the outset, it is important to establish a clear understanding of the differences between network elements and access services. Network elements are not a pure substitute for switched access service because each is used by fundamentally different firms. Switched access is required by carriers that provide long distance services independently from the local service provider. Network elements, in contrast, are used by an integrated or "full service" provider, offering both local, access and long distance services. Consequently, as a threshold proposition, network elements are a substitute only if the market is transformed to one where all carriers are full service providers and carriers are able to effectively and efficiently use network elements to provide service.

Although the development of a full service marketplace may be a likely outcome, it is important for the Commission to remember that this is a projection and not a fact. It is important that the Commission's policies not prejudge nor predetermine the ultimate market structure. But, assuming that the market prefers full service choices, the important issue becomes what actions are most critical to ensure that carriers can use network elements to provide service efficiently.

Fundamentally, for network elements to provide a viable local entry vehicle, network elements must be as simple to order, easy to provision, and as responsive to customer demand (i.e., able to serve customers as quickly as the interLATA presubscription process does today) as switched access has become over the past decade. To meet this standard, at least three broad conditions must be satisfied:

(1) ILECs must introduce and support an unbundled local switching network element that enables multiple local providers to offer services within the same switch;

(2) Customers must be able to be moved among local providers in service intervals equivalent to the interLATA presubscription process; and

(3) Local providers must be able to combine unbundled switching with loops, as well as transport and termination obtained either from the ILEC or third parties, to provide local exchange and exchange access services.

Significantly, each of these broad conditions is required by FCC rules.(5) The critical step is to translate these FCC requirements into practical serving arrangements that are functioning in the market.

The most critical step is correctly establishing the local switching element. The local switch lies at the heart of local exchange service; it is here that services are created and most revenues generated.(6) The only way that network elements can be used as a substitute for switched access services, promoting competition on a geographically-broad scale, is if multiple carriers can use existing ILEC switches (and, as explained below, loop/switch combinations) to provide exchange and exchange access services. The FCC rules recognize this fact and the Commission has ordered the introduction of an unbundled switching element that includes:

* basic switching connecting lines and trunks §51.319(c)(1)(i)(C)(1);

* any capability available to ILEC customers, including telephone numbers, white page listings and dial tone -- §51.319(c)(1)(i)(C)(1);

* every feature the switch is capable of providing, including customer calling, CLASS functionality, and Centrex --§51.319(c)(1)(i)(C)(2);

* software-controlled systems which transfer customers to a new local provider in the same interval as the ILEC transfers customers between interexchange carriers(7) --§51.319(c)(1)(ii);

* establishes the unbundled local switching purchaser as the provider of local exchange and exchange access service --§51.307(c), §51.309(a), and §51.309(b);

* use of the ILEC's signaling and call-related data base systems in the same manner as the ILECs use such systems themselves -- §51.319(e)(1)(ii) and §51.319(c)(2)(iii); and

* access to the entrant's operator services by dialing "0" or "0 plus" the desired telephone number,(8) with a similar obligation for access to directory services using the 411 and 555-1212 dialing patterns.(9)

The collective effect of these provisions is to define a switching element that establishes the purchaser as its customers' local telephone company in every material respect. Unbundled switching, by itself, however, would provide the heart of local competition without a body to sustain it. Network elements are operationally and economically substitutable for switched access services only if entrants are able to obtain logical combinations of network elements, including combinations where each network element used to provide service is purchased from the ILEC.

Again, FCC rules require that the ILECs provision and support network element combinations,(10) but these rules are not yet translated into operationally-useful arrangements that could be considered in any way comparable to switched access services. In fact, several ILECs are actively working to preclude network element combinations from ever becoming a reality. BellSouth in particular has been very aggressive in promoting this agenda and has been successful in getting several state utility commissions to adopt orders that significantly impair competitors' practical ability to use combinations of network elements.

In an order released on December 4, 1996 in a BellSouth/AT&T arbitration proceeding, the Georgia Public Service Commission denied AT&T its entitlement to cost-based rates for combinations of network elements and prohibited AT&T from exercising its role as access provider when it purchases network element combinations.(11) The Georgia Commission did so despite acknowledging that the 1996 Act and the Commission's Competition Order permit carriers to purchase network elements at prices based on economic costs and to combine those network elements in any manner that is technically feasible.(12) Similarly, in an order released on November 25, 1996, the Tennessee Regulatory Authority (TRA) determined that AT&T and MCI should be permitted to purchase network elements at cost-based rates only if they combine the elements to provide a new or different function from that already being provided by BellSouth.(13) In addition, in a November 7, 1996 order, the Ohio Public Utility Commission (PUCO) stated its opinion that purchasing carriers not be permitted to use network elements in combination if they would replace packaged ILEC retail services. The PUCO included this restriction in its order but stayed its effectiveness pending completion of the reconsideration process in CC Docket No. 96-98 at the Commission.(14)

Local switching is not the only network element that is currently being provided in an inadequate manner or not at all. At least one ILEC, Ameritech, has steadfastly refused to make available common transport as a network element. This failure to conform to an explicit unbundling requirement of the Commission's Competition Order is the focus of pending petitions for reconsideration in that docket.(15) In addition, the Commission's express requirements regarding the availability of operations support systems ("OSS") -- including access to pre-ordering, ordering, provisioning, maintenance and repair, and billing functions -- are not being met. Despite the Commission's requirement that ILECs provide access to OSS by January 1, 1997, no ILEC currently is providing properly-functioning automated OSS access for both unbundled network elements and local exchange service resale.

Moreover, while some ILECs are asserting in several states that they have fully complied with the unbundled network element requirements of the 1996 Act,(16) ILECs are actively gaming the regulatory and judicial processes to forestall implementation of these statutory requirements. For example, GTE has appealed every final arbitration award issued by a state regulatory commission to date.(17) It is abundantly clear that competitive entry through network elements is not now available, and may not become available without active regulatory involvement. Until network elements are as easy to obtain and as quickly provisioned as switched access services, and until they are available at cost-based rates with no restrictions on purchasers' ability to combine them, effective local competition cannot develop. Access reform alone will not promote a competitive local environment.



III. MARKET FORCES CANNOT SUFFICE

TO PREVENT UNLAWFUL ANTICOMPETITIVE

ACTIVITY BY INCUMBENT LECS -- THE

COMMISSION MUST ADOPT A PRESCRIPTIVE

APPROACH TO ACCESS REFORM

(Response to §§ V & VI: Market-Based vs. Prescriptive Approach to

Access Reform and § VIII (A) Regulation of Terminating Access)

A. Introduction

In Sections V and VI of the NPRM, the Commission seeks comment on two different approaches to access reform: one premised on market factors, and one taking a prescriptive approach. The market approach considered by the Commission is intended to eliminate uneconomic regulatory constraints on ILECs, and would consist of two phases. Each phase would eliminate regulatory restrictions on ILEC access pricing as a quid pro quo for attaining some procompetitive benchmark.

Under Phase 1, the removal of barriers to competitive entry (defined by the Commission as implementation of the interconnection and network unbundling requirements of the 1996 Act) would allow ILECs to engage in geographic rate deaveraging, eliminate Price Cap restrictions on rate reductions, and deregulate new services. The approach is premised on the assumption that the availability of unbundled network elements will exert downward pressure on access rates. In seeking comment on this proposal, however, the Commission expressly seeks input on whether this assumption is reasonable:

Will the availability of unbundled network elements at forward-looking economic costs drive LECs' access charges to efficient levels and structures? Or will it only tend to constrain the overall level of charges, and give incumbent LECs incentives to choose inefficiently high or inefficiently structured access charges, thus disadvantaging IXCs that are not effectively integrated into local service, and thus driving the market, possibly inefficiently, towards one-stop shopping?(18)

Phase 2 would be triggered by an actual competitive presence in the marketplace, or possibly if an ILEC has made its facilities and services available in a reasonable and nondiscriminatory manner despite the absence of actual competition. The quid pro quo for reaching this benchmark would be the elimination of most Price Cap constraints on access services.(19) In seeking comment on Phase 2 regulatory changes, the Commission states that a demonstration of actual competition may be necessary before ILECs can obtain this additional pricing flexibility because:

incumbent LECs may have an incentive to set per-minute access charges to raise the cost for interexchange resellers, who may have difficulty vertically integrating. This pricing would raise the marginal costs of those IXCs, distorting competition and raising prices and the profits of a LEC or its interexchange affiliate.(20)

In addition, the Commission expressly seeks comment on whether it should retain different, and more stringent, regulations on ILEC terminating access rates.(21) In seeking comment on these issues, the Commission tacitly acknowledges that market forces may not be adequate to ensure reasonable access rates for IXCs that do not provide local services, and for all carriers that purchase terminating access.

The Commission also posits that market forces alone may not be adequate to drive originating or terminating access charges to economic cost, and seeks comment on a prescriptive approach to reforming access charges.(22) In seeking comment on a prescriptive approach, the Commission tentatively concludes that, to support a competitive environment for both local and interexchange services, access charges should reflect total service long-run incremental cost ("TSLRIC") levels. It also concludes that the goal of TSLRIC access rates will require reductions in most, if not all, access rate elements.(23) The Commission therefore seeks comment on the magnitude of such rate reductions and the means by which they should be implemented.

As CompTel discusses in this Section, market forces alone will not drive access rates to cost-based levels; indeed, even the advent of competition for local services will not exert sufficient market discipline on access rates to warrant a market-based approach to access reform. As a result, the Commission must adopt a prescriptive approach, and must prescribe TSLRIC-based rates for access elements.

B. Access Rates Will Not Move To TSLRIC Absent A Prescriptive

Approach To Access Reform

(Response to § VI: Prescriptive Approach to Access Reform)

In considering whether market forces will exert downward pressure on access charges, it is necessary to consider terminating access, originating access and transport separately -- each category of service is subject to different market forces. For example, terminating access is not now subject to competitive pressures, nor will it be in the future, even after local competition has begun to evolve. This is so because, in the vast majority of cases, the carrier providing terminating access is not chosen by the party paying for the call. Currently, in most cases, the calling party chooses its interexchange service provider, and so the interexchange carrier has the incentive to offer attractive prices to the caller -- but this relationship does not provide any incentive for the carrier providing terminating access to lower its charges to the interexchange service provider. Similarly, when competition for local services develops, the local exchange carrier -- whether an incumbent or new entrant -- will have an incentive to lower the total charges for its service to the caller, but this incentive will fail to place any downward pressure on the rates that these local exchange carriers will charge stand-alone IXCs for access. Simply put, the carrier providing terminating access typically has no direct connection to the party paying for the service it provides, and so has no incentive to reduce its charges to that party.(24) Because terminating access is thus insulated from competitive pressures, prescriptive regulatory action is absolutely essential to drive terminating access charges to cost-based levels.

For originating access, the dynamic is different, but it is still unclear whether market forces will be adequate to bring rates to cost-based levels. If the Commission exercises sufficient regulatory oversight to ensure that network elements are offered in the proper manner, at some time in the future originating callers will have a choice of competing local service providers. Their choices will include vertically-integrated carriers that provide local service through the use of unbundled ILEC network elements. When customers have that choice, local carriers will have the incentive to lower total charges for their services to their end users. The market forces that will exert downward pressure on charges to the originating end user, however, may not translate into downward pressure on the access charges that carriers providing stand-alone interexchange service must pay to the local service provider. Indeed, it is likely that, as long as the local loop and switch remain a bottleneck facility, any carrier that controls those facilities -- whether an ILEC, a facilities-based local service provider, or an unbundled network element-based provider of integrated interexchange and local services -- will retain the incentive to keep its access charges as high as possible to maximize the revenues it can collect from non-integrated carriers that must purchase access services from it.

Finally, switched transport evinces yet another dynamic.(25) Interoffice transport is not intrinsically tied to either originating or terminating loops, and therefore is not affected by the same market forces that impact originating or terminating access charges. Indeed, in a number of geographic markets, competitive carriers today provide high-capacity dedicated interoffice transport, and so provide at least some downward pressure on direct-trunked transport rates. At present, however, no carrier provides competitive tandem switching or tandem-switched transport, and effective competition is not likely to develop in this market segment in the foreseeable future. As a result, rates for tandem switching and tandem-switched transport will not be brought down to cost-based levels absent prescriptive regulatory action.

The differing market dynamics discussed above call for different regulatory approaches to reforming rates for terminating access, originating access, and transport. In each case, however, it is clear that market forces alone are inadequate to ensure reasonable rates -- even for the minority of switched access rate elements that may be subject to some competition. It is therefore necessary for the Commission to adopt a prescriptive approach to bringing access charges to cost-based levels. In the following Section, CompTel discusses necessary changes that must be prescribed for various access rate levels. CompTel recommends that the Commission adopt a two-step approach. As the first step, the Commission immediately should prescribe TSLRIC-based rates for terminating access and for the transport elements that are not subject to competitive pressures. As the second step, the Commission should monitor movement in originating access rates, and should take further prescriptive action unless shown that market forces are exerting sufficient downward pressure on those rates.

IV. PROPOSED RATE LEVEL MODIFICATIONS

(Response to § VI: Prescriptive Approach to Access Reform)

A. Overview

The Commission has long recognized that economic theory and public policy considerations require that service prices be set at cost-based levels whenever possible.(26) When the Commission implemented the local competition provisions of the Telecommunications Act of 1996 in its Competition Order, it concluded that, in order to promote efficiency and send the correct signals to the market, ILEC rates for interconnection and unbundled network elements must be set at "forward-looking long-run economic cost."(27) Consistent with if not compelled by that interpretation of the 1996 Act, the Commission in the instant NPRM reached the tentative conclusion that "our goal for prescriptive access reform should focus on interstate access rates based on some form of a TSLRIC pricing method."(28) CompTel agrees that it is critical to adopt a TSLRIC standard in order to foster competition and to promote efficiency in network design and service development, and strongly supports the use of TSLRIC as the appropriate standard for setting prescribed rates for access services.

CompTel recognizes, however, that the magnitude of non-cost amounts embedded in existing switched access revenues is enormous, and that a "flash cut" of access rates to TSLRIC may be considered infeasible. It is therefore necessary to establish priorities and concentrate initially upon prescribing TSLRIC-based rates for those access charges that are least subject to market discipline. This conclusion is consistent with the approach taken by the Commission in its Competition Order: in that Order, the Commission adopted a "reverse-Ramsey pricing" method for allocating ILEC common costs among local services. Specifically, the Commission concluded that a reasonable method of allocating ILEC common costs:

would allocate only a relatively small share of common costs to certain critical network elements, such as the local loop and collocation, that are most difficult for entrants to replicate promptly (i.e., bottleneck facilities). Allocation of common costs on this basis ensures that the prices of network elements that are least likely to be subject to competition are not artificially inflated by a large allocation of common costs."(29)

CompTel's proposal would apply precisely the same logic to the process of bringing access charges to economic cost. By immediately prescribing TSLRIC rates for those access elements that are the least subject to competitive market forces, while maintaining access rate elements that may be subject to competitive pressure at current levels for the present, the Commission would establish a prescriptive pricing methodology that takes a major step toward establishing cost-based access rates while minimizing the ILECs' ability to disadvantage entrants by imposing uneconomic costs on them.

CompTel cautions the Commission that, above all, it must not establish a TIC-like "slush fund" that fails to distinguish between ILEC TSLRIC, embedded costs, and recovery of historic earnings levels. Permitting ILECs to charge rates that include such vague and unquantifiable amounts have caused the pricing distortions and cross-subsidies that have plagued ILEC access charges since their inception. The Commission must seize this opportunity to exorcise such non-cost amounts from access charges. Failure to do so would be catastrophic. It would send the wrong economic signals to the market, would inhibit efficient network design by both ILECs and competitive carriers, and would allow ILECs to shift costs among classes of customers to anticompetitive effect.

B. Terminating Access Charges: Carrier Common Line, Local

Switching and Transport Interconnection Charge

The Carrier Common Line ("CCL"), Local Switching and Transport Interconnection Charge ("TIC") rates on the terminating side of a call should be prioritized as the first switched access rate elements to be brought to TSLRIC levels, and the Commission should prescribe TSLRIC rates for these services immediately. Three considerations compel this approach.

First, as discussed in Section III above, the terminating CCL, local switching and TIC are not subject to competitive pressures, and will not become subject to competitive pressures even after competitive carriers enter the local market using unbundled ILEC network elements. The provider of terminating access -- whether the ILEC or a competitor -- has no direct relationship with the party that pays for the call. Rather, the calling party chooses its long distance carrier, but that relationship does not provide any incentive for the terminating access provider to lower its charges to the originating long distance carriers. Given that there is no incentive for reductions in these access charges, a prescriptive approach is necessary to bring these rates to TSLRIC-based levels.

Second, as a general matter, access charges must reflect the functions that are being provided by the ILEC, and services that provide identical functions must be priced identically. This outcome is not only necessary to prevent unreasonable discrimination among purchasers of ILEC access services, it is entailed by TSLRIC because the same function has the same costs. Specifically, ILEC services that provide identical functions must be priced at identical TSLRIC rates, regardless of the label of the traffic (i.e., local or toll). Absent such pricing, competitive carriers would not be able to design their networks and develop their services efficiently in response to market signals. Rather, they would be compelled to mirror the ILECs' network designs and to define their local calling areas identically to the ILECs, even if such decisions would otherwise be inefficient or inconsistent with customers' preferences.

Third, as incumbent local service providers, the ILECs will continue to be the local service provider for the vast majority of customers, thereby ensuring their domination of the market for terminating access for the foreseeable future. Eliminating non-TSLRIC distortions in terminating access charges will lessen the advantages that ILECs derive by virtue of their incumbency, and will lessen barriers to competitive entry.

In these comments, CompTel recommends specific changes to the terminating CCL, Local Switching, and TIC rates. In the Competition Order, the Commission has found that there are no incremental costs associated with terminating loops.(30) Because the TSLRIC of the terminating CCL is zero, the Commission should eliminate the terminating CCL as a rate element.(31)

Regarding Local Switching, the Commission must ensure that the terminating Local Switching rates are set at the same levels that are established for the termination of local traffic pursuant to Section 251(b)(5) of the 1996 Act. This outcome is compelled by several considerations. The first can be summarized as "a minute is a minute" -- that is, the function performed, and the costs incurred, in switching a minute of traffic in the ILEC end office is the same whether the traffic is local or toll. The Local Switching function in the access regime is therefore identical to the switching component of the unbundled Termination function identified by the Commission for purposes of interconnection under Section 251(b)(5) of the 1996 Act.(32) Indeed, the Commission anticipated this conclusion in its Competition Order, where it stated that: "[u]ltimately, we believe that the rates that local carriers impose for the transport and termination of local traffic and for the transport and termination of long distance traffic should converge."(33) Because the Local Switching and Termination rate elements reflect the same functions, they have the same TSLRIC and must be priced identically. The Commission should therefore require ILECs to set their rates for Local Switching at the same level that state regulatory commissions establish for the termination of local traffic.(34)

The terminating TIC should be set at zero. By definition, the TIC is not associated with a discrete exchange access function. Under a TSLRIC regime, the ILECs will recover all TSLRIC costs through other access rate elements and the terminating TIC must be reduced to zero.(35)

C. Interoffice Transport

As discussed in Section III, above, Tandem Switching and Tandem-Switched Transport are not intrinsically tied to the originating or terminating loop, and so there is no reason to differentiate between originating and terminating access charges for these functions. Because competitive carriers must today purchase these functions from ILECs and have no realistic alternatives for these functions, the Commission must immediately prescribe TSLRIC-based rates for these access rate elements. The Commission has already required TELRIC-based rates for tandem switching and tandem-switched transport in the Competition Order, and it should require ILECs to use those rates when providing tandem switching and tandem-switched transport as switched access services.

Because there is some competition today for dedicated transport, Direct-Trunked Transport should be accorded the same treatment as the originating access services discussed in subsection D below. While it is important that all access elements be brought to TSLRIC-based levels, CompTel recognizes that it is necessary to prioritize among the services for which TSLRIC-based rates will be prescribed immediately. The Commission should therefore monitor movements in Direct-Trunked Transport rates and should reserve the right to take prescriptive action in the future if market forces are not adequate to drive these rates to cost-based levels.

D. Originating Access Charges: Carrier Common Line, Local

Switching and Transport Interconnection Charge

As noted in Section IV(A), the Commission may consider the magnitude of non-incremental cost amounts embedded in current ILEC access rates to make it infeasible from a practical standpoint to reduce all access charges to TSLRIC-based levels in the near term. For that reason, CompTel agrees that the Commission may wish to retain for now the current rate levels for access rate elements that may be subject to downward pressure as local service competition begins to develop. These rate elements include the originating CCL, Local Switching and TIC charges. As CompTel discusses in Section III above, originating access charges may become subject to some competitive pressure in the future. While this is by no means a guaranteed outcome -- it is possible that competitive providers of originating access will have the same incentives to maintain inflated rates as ILECs -- the Commission and the industry can monitor the development of competition for these functions, and any related rate changes, and can decide that prescriptive action is not warranted if competition brings reductions in originating access rates.

E. Volume and Term Discounts

The NPRM seeks comment on the expansion of the ILECs' ability to establish volume and term-discounted rates for access services.(36) CompTel is concerned that without adequate safeguards, ILECs could use volume and term discounts to provide unreasonably discriminatory preferential treatment to themselves or large carriers at the expense of smaller carriers. Indeed, the Commission has acknowledged its concern that ILECs could use volume and term discounts to anticompetitive effect if they were accorded this level of pricing flexibility prematurely.(37) As with other access charges, volume and term discounts should not be established unless the ILEC demonstrates that the discount levels reflect TSLRIC costs. Moreover, the Commission must ensure that ILECs do not discriminate in the application of these discounts.

In addition, ILECs that establish term discounts for long-term access service contracts must clarify that competitive carriers will be able to resell such services without penalty. Under many ILEC tariffs, premature termination of long term contracts can result in significant termination liability penalties -- frequently payment of 90% or 100% of the entire contract price regardless of when service is terminated. Recently, questions have arisen as to whether these termination liability charges apply when a competitive carrier providing local service via service resale under Section 251(c)(4) of the Act wishes to convert an existing ILEC customer with a long-term contract to its customer. Some ILECs have taken the position that a customer that wishes to switch from an ILEC long term contract to ILEC service resold by a competitive carrier is terminating its long term contract, which triggers the termination liability penalty. If an ILEC is able to apply termination liability charges in such instances, it will, of course, effectively preclude customers from switching to resellers, and will construct an absolute barrier to that form of competition. The Commission should therefore clarify that, to the extent that ILECs are accorded expanded ability to establish term discounts, their term discounted arrangements are fully subject to the resale requirements of the 1996 Act.

V. PROPOSED RATE STRUCTURE MODIFICATIONS

(Response to § III: Rate Structure Modifications)

A. Transport (Response to § III(D))

The Commission does not reach any tentative conclusions regarding changes to the existing rate structure for switched transport, but seeks comments on several proposals: (1) retain the current interim structure, which offers carriers a choice of a single usage-based rate for transport and switching between a serving wire center ("SWC") and end office ("EO") (the "unitary" rate option), or a combination of a flat-rated charge for the tandem-SWC transport and a usage charge for the tandem-EO link (the "partitioned" rate option); (2) eliminate the current unitary rate option, and require all carriers to purchase the SWC-tandem circuit on a flat-rated basis; (3) establish a peak/off-peak rating system for interoffice transport.(38) As CompTel discusses below, retention of the existing transport rate structure -- which allows carriers the choice between a unitary or partitioned rate structure -- is compelled by the 1996 Act, the Commission's TSLRIC pricing rules, and by economic and policy considerations. CompTel also shows that peak/off-peak pricing is impracticable, and should not be adopted.

In addressing the issue of access charge rate structure in general, the Commission correctly voices its preference for rate structures that recover costs in the way costs are incurred.(39) In deciding on the permanent structure for interoffice transport, however, the Commission must not be driven by obsolete concepts of "common" and "dedicated" facilities. In a copper network environment, such terms may have been relevant at one time -- discrete coaxial or twisted pair cables often were dedicated to the exclusive use of a single customer. The interoffice network now, however, is virtually entirely fiber and all digital, and the way such facilities are used greatly increases the shared nature of the physical interoffice network.

In the digital fiber network, the description of a circuit as "dedicated" or "common" has nothing to do with the routing of a particular transmission; rather, all interoffice transport facilities are shared. Instead, dedicated and common circuits are distinguished by the way the information is loaded onto the transmission facilities. Data or voice transmissions are broken down into bits of information that are loaded onto different channels on the transmission facility on a cyclical basis. When a dedicated circuit is multiplexed onto an interoffice transmission facility -- whether at a SWC, EO or tandem -- the information transmitted is given a consistent time assignment on a given channel; in contrast, a non-dedicated or common transmission may be multiplexed and transmitted over precisely the same facilities, but it shares time assignments with other transmissions carried over the same facility.(40) Indeed, the Commission has already recognized that routing of dedicated and common circuits may be interchangeable, stating in CC Docket No. 91-213 that "the physical routing of direct-trunked [dedicated] transport may parallel the routing of tandem-switched [common] transport, passing through the tandem office, or may pass through some other intermediate LEC office."(41)

Because dedicated and common circuits may in fact use identical routing paths, it would be patently unreasonable to eliminate the unitary rate option. If this option were eliminated, carriers that purchased tandem-switched traffic would be forced to pay separate transport rate elements based on the mileage from the SWC to the tandem and from the tandem to the EO, and would be denied the ability to pay a single rate based on the mileage from the SWC to EO. In contrast, carriers that purchased direct-trunked circuits would be able to pay a rate based on the mileage between the SWC and the EO, even if their circuit was not in fact routed directly between those two points. Such a rate structure would be inherently discriminatory, in contravention of Section 202(a) of the Communications Act. To cure this unreasonably discriminatory outcome, the Commission would have to restructure direct-trunked transport rates so that they reflect the physical routing of the dedicated circuits. Such a rate structure would, of course, be difficult if not impossible to administer, and so is not a preferred outcome. The need for such action can be obviated, however, simply by retaining the unitary rate structure for tandem switched transport that currently is in place.

The avoidance of discrimination between the rate structures for direct-trunked and tandem-switched transport is critical because such discrimination is tantamount to discrimination between classes of customers. As the U.S. Court of Appeals for the D. C. Circuit has recognized,(42) large carriers are the predominant users of direct-trunked transport, while smaller carriers typically purchase tandem-switched transport. Establishment of discriminatory transport rate structures would effectively permit ILECs to favor one class of transport users over another. The routing of both direct-trunked and tandem-switched circuits is determined by the ILEC's network design, including the number and location of its tandem offices, the placement of its wire centers and the capacity of the transport facilities deployed among these locations. Thus, the routing of any dedicated or common transmission over an ILEC's interoffice network -- and the costs associated with such routing -- are determined by the ILEC's network engineering decisions and are wholly outside the control of the carrier purchasing transport. Indeed, CompTel has shown in other Commission proceedings that the network design decisions made by LECs are inefficient from the perspective of entrants and small users, and impose unnecessary costs on the purchasers of tandem-switched transport.(43)

Elimination of the unitary rate structure would result in a rate structure that imposes excessive costs upon smaller carriers. In an environment in which ILECs have increasing incentives to discriminate against new entrants, the discrimination that would result from the elimination of the unitary transport rate structure would be profoundly anticompetitive. Further, the existing structure permits both large and small carriers the option to purchase transport based on mileage measured from the SWC to the EO. As such, it eliminates any discrimination in favor of large carriers and precludes ILECs from favoring themselves. It also avoids inaccurate assumptions regarding the routing patterns of interoffice traffic. The existing structure is therefore consistent with the Communications Act and economic theory, and promotes the Commission's procompetitive policy goals. The unitary rate structure has worked well for over four years, and must be retained.

Finally, the Commission should not consider peak/off-peak pricing alternatives for switched transport. First, application of this pricing structure to access services would not produce the efficient pricing signals that proponents of peak/off-peak pricing anticipate. Currently, less than 15 percent of RBOC interstate traffic is access -- the vast majority of traffic is local. If only access charges are reformed to reflect peak/off-peak pricing structures, such change will leave approximately 90% of ILEC traffic unaffected. Even if the adoption of peak/off-peak rate structures would eliminate uneconomic distortions in ILEC network design and pricing practices, any such changes that are limited to access services would have a de minimis impact on usage patterns and ILEC network design decisions.

Second, it is impossible to define peak and off-peak traffic with any degree of certainty or consistency. Peak traffic hours may change with time zone (business customers in New York may experience a surge at 12:00 Eastern time, when offices in California open for business, while California offices may experience a surge at 2:00 Pacific Time, just before New York offices close); rate zone (rural service tends to peak earlier than urban service); service type (residential and Internet traffic begin to peak at 5:00-6:00 p.m., when business traffic starts to decline); and by class of customer (hotels, hospitals, and payphones all have peak calling times that differ from typical business or residential users). It would be impossible to establish verifiably reasonable rates in the face of these variables. Moreover, even if appropriate rates and rate structures could be devised, the billing systems that would be required for such rate structures would be prohibitively expensive and complex. In its Competition Order, the Commission recognized that these variables complicated any peak/off-peak billing structure considerably, and concluded that "there may be administrative difficulties in establishing peak-load pricing schemes that may outweigh the benefits of such schemes."(44)

For the reasons discussed above, the Commission must retain as a permanent rate structure for switched transport the unitary rate structure that is currently in place.

B. Common Line

(Response to §§ III(B) & V)

CompTel supports the Joint Board's recommendation(45) that the CCL be converted to a flat-rated charge, and recovered on a per-line basis from presubscribed carriers. This structural change is consistent with the Commission's finding in the Competition Order that loop costs should be recovered on a flat-rated basis, and that it would be inefficient to do otherwise.(46) Finally, by restating the CCL as a flat rated, per-line element, the Commission would establish a CCL that is similar in structure to the flat-rated charges for unbundled loops established under Section 251(c)(3) of the 1996 Act. Such action would further the Commission's stated goal of bringing rates for similar functions into alignment.(47)

CompTel opposes the application of multiple Subscriber Line Charges ("SLCs") to derived channels for several reasons. First, the application of multiple SLCs would not reflect the way costs of derived channels are incurred. When multiple channels are derived from a single loop, the incremental cost reflects the installation of a multiplexer or other piece of aggregating equipment at some point along the loop. Yet the application of multiple SLCs would, in effect, assume that multiple loops are being provided. This application of the SLC would grossly overstate the actual incremental costs of providing derived channels, and would overcompensate the ILECs.

Second, the installation of equipment to provide derived channels may actually reduce the ILECs' loop costs. By placing points of aggregation along the loop (whether multiplexers or digital loop carriers) the ILEC is able to aggregate traffic from multiple loops and transport it to the end office via a high capacity feeder cable. Because this form of aggregating replaces multiple individual cables running from the customers' premises to the end office, it provides the ILEC with considerable cost savings. In such a case, the SLC charge likely should be reduced, not multiplied.

Finally, multiple SLCs for derived channels could easily be avoided by installing the multiplexer on the customer's premises as customer premises equipment, instead of on the loop as part of the ILEC's outside plant. Such a result could establish an artificial incentive for ILECs to emphasize CPE over network solutions, and so could unintentionally promote inefficient network design.

For all these reasons, the Commission should restructure the SLC as a flat-rated element and should refrain from applying the SLC to derived channels.

C. Local Switching

(Response to §§ III(C) & V)

CompTel supports a bifurcated approach to restructuring Local Switching charges. As CompTel notes in Section IV(B) above, rates for terminating Local Switching must be prescribed at TSLRIC levels immediately. In setting these terminating rates at TSLRIC, it is appropriate to maintain the charge solely as a usage-based element. CompTel agrees with commentors who argue that non-traffic sensitive costs are involved in the Local Switching function, however, those costs are not included in a TSLRIC analysis of usage.

CompTel supports the establishment of both flat-rated and usage-based charges for originating Local Switching. As discussed in Section IV(D) above, CompTel would accept the continued pricing of originating Local Switching at existing rate levels for some time. Because these existing rate levels are by definition set at above-TSLRIC levels, departing from a TSLRIC standard for these rates is acceptable. In establishing a flat-rated element for originating Local Switching, CompTel supports the recovery of line card costs through a flat rate applied per presubscribed line. Even though such a pricing model is not cost-based, it approximates the way costs are incurred in that the ILEC adds line cards as the carrier adds presubscribed lines.

The Commission has requested comment on the desirability of establishing a separate charge for call setup.(48) CompTel urges the Commission not to adopt such charges at this time. To the best of CompTel's knowledge, no state regulatory body has established separate call setup charges when establishing local switching network element rates. Because, at present, there are simply no grounds on which to base a call setup charge, CompTel opposes such action.

CompTel does not support the establishment of a peak/off-peak pricing structure for Local Switching. As CompTel discusses in Section V(A), above, applying such a rate structure change to access charges, but not on local service rates, would have a de minimis impact on service usage patterns or ILEC network design decisions, and so would not convey the benefits suggested by proponents. In addition, the definition of peak and off-peak periods varies markedly with time zone, rate zone, time of day and class of service, and this number of variables make a peak/off-peak rate structure impracticable.

D. SS7 Signaling

(Response to §§ III(7) & V)

CompTel urges the Commission to make no change in the SS7 Signaling rate structure at this time. The disaggregated rate structure proposed by Ameritech may be appropriate to adopt in the future, but should not be mandated at this time. Under Ameritech's proposed structure, any carrier that does not use the Carrier Access Billing System -- and smaller carriers typically do not -- would have to perform direct metering of transaction capabilities application part ("TCAP"), which is used to communicate between service switching points and signal control points. This requirement would place a significant financial and operational burden on smaller carriers at a time when they must adjust to myriad other changes in the way access charges are assessed and collected. The time is therefore not ripe for this additional change.

VI. OTHER ISSUES NOT SPECIFICALLY ADDRESSED IN THE NPRM

A. Nonrecurring charges

CompTel urges the Commission to make clear that nonrecurring charges ("NRCs") for the design, installation or change in point of termination for an access service must be set at TSLRIC. The same policy and economic considerations that compel recurring TSLRIC-based rates for recurring charges are applicable to NRCs. Moreover, as the market for local services becomes competitive, ILEC NRCs for circuit "rollovers" (i.e., the charge that a customer pays for shifting a circuit from an ILEC to a competitive carrier) can constitute a significant barrier to entry if ILECs are permitted to set such rates at non-cost levels.

To date, some CompTel members have been subject to unreasonable NRCs when attempting to rollover circuits to their facilities. Some ILECs have attempted to impose upon rollover customers the same NRCs that they charge for the installation of a new circuit. Such charges are inappropriate because rollovers do not require an ILEC technician to travel to the customer premises, as a new installation does, and because significantly less labor is involved in completing rollovers. Similarly, most ILECs do not differentiate between installations or rollovers that are accomplished electronically, as opposed to manually. With the increasing deployment of digital cross-connect systems and SONET networks, the rerouting of circuits has become much less labor intensive. While rollovers and new installations formerly required a technician to manually disconnect and reconnect circuits, the new technologies often allow ILECs to reroute circuits by making a few entries on a computer terminal at a centralized point in the network. When such routing is performed, it clearly is inappropriate to impose a charge based on technician travel time and labor hours. The Commission should therefore instruct ILECs to establish for all access rate elements separate, cost-justified rates for installation of new circuits, rollovers of existing circuits, and circuit rerouting that is performed electronically as opposed to manually.

VII. CONCLUSION

CompTel respectfully requests that the Commission adopt revisions to ILEC access rate structures and rate levels consistent with the discussion contained herein.



Respectfully submitted,

THE COMPETITIVE TELECOMMUNICATIONS ASSOCIATION



By: _______________________

Genevieve Morelli Robert J. Aamoth

Executive Vice President Jonathan E. Canis

and General Counsel Reed Smith Shaw & McClay

Competitive Telecommunications 1301 K Street, N.W.

Association Suite 1100 - East Tower

1900 M Street, N.W., Suite 800 Washington, D.C. 20005

Washington, D.C. 20036 (202) 414-9210

(202) 296-6650

January 29, 1997 Its Attorneys

1. 1 Access Charge Reform, CC Docket No. 96-262, FCC 96-488 (released Dec. 24, 1996) ("NPRM").

2. 1 Transport Rate Structure and Pricing, CC Docket No. 91-213.

3. 2 Federal-State Board on Universal Service, CC Docket No. 96-45.

4. 3 Implementation of the Local Competition Provisions in the Telecommunications Act of 1996, Interconnection Between Local Exchange Carriers and Commercial Mobile Radio Providers, CC Docket No. 96-98, CC Docket No. 96-98, CC Docket No. 95-185, FCC 96-325, First Report and Order, (rel. Aug. 8, 1996) ("Competition Order").

5. 2 See generally 47 C.F.R. 51.1 et seq.

6. 4 There are over 23,000 local switches in the ILECs' networks today. No competitor can replicate, anytime soon, this vast switching matrix to which the ILEC loop networks now terminate. Even where competitive local switches are installed, the fact remains that the loops currently terminate at the existing switch and the cost to reconfigure these loops, particularly to connect to a geographically-distant switch, will limit this form of entry to larger customers.

7. 5 A software-controlled transfer would occur where the entrant purchases the preexisting loop-switch combination serving a customer. In such an instance, it would not be necessary to physically reconfigure the customer's loop to change the loop's service provider.

8. 6 The Commission's Second Report and Order in Docket 96-98 reaches this finding by concluding: (1) that the "non-discriminatory access to operator services" required by Section 251(b)(3) of the Act means that a customer must be able to reach operator services by dialing "0" or "0 plus" (¶ 112 and ¶ 114); (2) that the customer should reach the operator services of the customer's chosen local service provider (¶ 116); and (3) that the ILEC is obligated to conform the factors within its control to ensure that a competing provider's customers can, in fact, access these services (¶ 114). Consequently, when a competing provider offers services using a local switching element obtained from an ILEC, the ILEC must ensure that customers may reach the competing provider's operator services using the "0" and "0 plus" dialing patterns.

9. 7 See Second Report and Order, CC Docket 96-98 (¶ 151), which concludes that "... permitting non-discriminatory access to 411 and 555-1212 dialing arrangements is technically feasible, and there is no evidence in the record that these dialing arrangements will cease."

10. 8 47 C.F.R. § 51.315(b) states that "[e]xcept upon request, an incumbent LEC shall not separate requested network elements that the incumbent LEC currently combines."

11. 9 The Georgia PSC concluded that AT&T should pay rates based on avoided costs when it combines network elements to offer services identical to BellSouth's retail services. It defined "identical" to apply in situations where AT&T is not using its own switching or any other functionality or capability along with the network elements purchased from BellSouth to provide local service.

12. 10 See Petition by AT&T for Arbitration of Interconnection Rates, Terms and Conditions With BellSouth Telecommunications Inc. Under the Telecommunications Act of 1996, Docket No. 6801-U, Order, rel. Dec. 4, 1996, at 47-52.

13. 11 See Interconnection Agreement Negotiation Between AT&T Communications of the South Central States, Inc. and BellSouth Telecommunications, Inc. Pursuant to 47 U.S.C. § 252, Docket No. 96-01152, Petition of MCI Telecommunications Corp. for Arbitration of Certain Terms and Conditions of a Proposed Agreement With BellSouth Concerning Interconnection and Resale Under the Telecommunications Act of 1996, Docket No. 96-01271, First Order of Arbitration Awards, rel. Nov. 25, 1996, at 26-29. The TRA will remove this restriction on the use of network elements only when universal service and access charges mechanisms are reformed, or BellSouth enters the in-region interLATA market, whichever occurs first.

14. 12 Commission Investigation Relative to the Establishment of Local Exchange Competition and other Competitive Issues, Case No. 95-845-TP-COI, Local Exchange Competitive Entry on Rehearing, rel. Nov. 7, 1996 at 42.

15. 13 See Comments of WorldCom, Inc. on Petitions for Reconsideration and/or Clarification in Competition Order, filed Oct. 31, 1996, at 1-6; Comments of CompTel in Competition Order, filed Oct. 31, 1996, at 3-4; and Reply Comments of Ameritech in Competition Order, filed Nov. 12, 1996, at 18-19.

16. 14 E.g., Application of Ameritech Michigan Pursuant to Section 271 of the Telecommunications Act of 1996 to Provide In-Region InterLATA Services in Michigan (filed Jan. 2, 1997). See generally Georgia Public Service Commission, Consideration of BellSouth Telecommunications, Inc.'s Entry Into InterLATA Services Pursuant to Section 271 of the Telecommunications Act of 1996, Docket No. 6863-U, testimony filed by BellSouth dated January 3, 1997.

17. 15 See Communications Daily, January 27, 1997, at 5. GTE has appealed arbitration decisions in 15 states including California, Hawaii, Indiana, Illinois, Michigan, Missouri, Oregon, Pennsylvania, Texas, Virginia, Washington and Wisconsin.

18. 3 NPRM at ¶ 170.

19. 16 NPRM at ¶¶ 161-217.

20. 17 NPRM at ¶ 214.

21. 18 NPRM, at ¶¶ 271-76.

22. 19 NPRM at ¶¶ 218-40.

23. 20 NPRM at ¶ 213.

24. 4 In its Competition Order, the Commission reached the same conclusion: "While, on the originating end, carriers have different options to reach their revenue-paying customers . . . they have no realistic alternatives for terminating traffic destined for competing carriers' subscribers other than to use those carriers' networks." Competition Order, 11 FCC Rcd. 15499 at ¶ 1058.

25. 21 It is worth pointing out that transport accounts for only roughly 10% of total interstate switched access revenues.

26. 5 Competition Order, 11 FCC Rcd. 15499 at ¶ 630.

27. 22 Id., at ¶ 672 and generally at ¶¶ 672-722.

28. 23 Id., at ¶ 222.

29. 24 Id., at ¶ 696.

30. 6 Competition Order, 11 FCC Rcd. 15499.

31. 25 CompTel wishes to make clear that it would strongly oppose any effort by the ILECs to recover the revenues they receive today from terminating CCL charges from originating CCL rates in the future.

32. 26 Competiton Order, at ¶ 1040.

33. 27 Id. at ¶ 1033.

34. 28 CompTel notes that, since the U.S. Court of Appeals for the Eighth Circuit stayed the Commission's pricing rules for interconnection under Section 251 and 252 of the 1996 Act, state regulators are no longer bound to adopt the TELRIC costing methodology established by the Commission. It is therefore possible that a state regulatory body could adopt a methodology for establishing local termination rates that results in non-cost based rates. If such rates are developed in any state, CompTel would urge the Commission to take whatever additional action may be necessary to establish cost-based Local Switching rates.

35. 29 In its brief filed in the 8th Circuit appeal of the Competition Order, the Commission acknowledged that the TIC is not a cost-based charge. The Commission stated that the TIC (and the CCL) "do not correspond with the costs of particular facilities that will be reflected in charges for Section 251(c)(3) elements." Brief for Respondent FCC, filed in Iowa Utilities Board v. F.C.C., No. 96-3321 and consolidated cases (8th Cir., Dec. 16, 1996) at 9.

36. 7 NPRM at ¶¶ 187-91.

37. 30 NPRM at ¶ 191.

38. 8 NPRM at ¶¶ 87-91.

39. 31 NPRM at ¶ 73.

40. 32 Time-division multiplexing is defined as: "A method of multiplexing in which a common transmission path is shared by a number of channels on a cyclical basis by enabling each channel to use the path exclusively for a short time slot." G. Langley, Telephony's Dictionary 318 (1986).

41. 33 Transport Rate Structure and Pricing, 7 FCC Rcd 7006, 7020 (1992).

42. 34 E.g., Competitive Telecommunications Ass'n v. F.C.C., 87 F.3d 522, 524 (D.C. Cir. 1996).

43. 35 E.g., Comments of the Competitive Telecommunications Association, filed in CC Docket No. 91-213 on Feb. 1, 1993, at 11 and passim. A copy of the CompTel Comments are appended as Attachment B.

44. 36 Competition Order, 11 FCC Rcd. 15499 at ¶ 1064.

45. 9 Federal-State Joint Board on Universal Service, CC Docket No. 96-45, Recommended Decision (Nov. 7, 1996) at ¶ 11.

46. 37 Competition Order, 11 FCC Rcd. 15499 at ¶¶ 789-90.

47. 38 Id. at ¶ 1033.

48. 10 Competition Order, 11 FCC Rcd. 15499 at ¶¶ 75-76.