THE PUBLIC AND BROADCASTING:
How to Get the Most Service from Your Local
Station
Revised July 2008

Prepared
by: The Media Bureau
Federal
Communications Commission
You can obtain a hard copy of “The
Public and Broadcasting” from your local broadcast station, or by calling
the FCC toll-free at 1-(888)-225-5322 (1-(888)-CALL
FCC). This document can also be
found on the Commission’s website at: http://transition.fcc.gov/mb/audio/newsite/docs/public_and_broadcasting.html. That
version will be updated periodically and will contain the most recent
revisions.
TABLE OF CONTENTS
Page (PDF Version)
THE FCC AND ITS REGULATORY AUTHORITY
FCC Regulation of Broadcast Radio and Television
THE LICENSING OF TV AND RADIO STATIONS
Commercial and Noncommercial Educational Stations
Applications to Build New Stations; Length of the
License Period
Applications for License Renewal
Public
Participation in the Licensing Process.
BROADCAST PROGRAMMING: BASIC LAW AND POLICY
Criticism, Ridicule, and Humor Concerning
Individuals, Groups, and Institutions
BROADCAST PROGRAMMING: LAW AND POLICY ON SPECIFIC KINDS OF PROGRAMMING
Political
Broadcasting: Candidates for Public
Office
Programming Inciting
“Imminent Lawless Action.”
Obscene, Indecent, or
Profane Programming
How to File an
Obscenity, Indecency, or Profanity Complaint
The V-Chip and TV
Program Ratings
Other Broadcast Content Regulation
Children’s
Television Programming
Broadcast of
Telephone Conversations
ACCESS TO BROADCAST MATERIAL BY PEOPLE WITH
DISABILITIES
Access to Emergency Information
BUSINESS PRACTICES AND ADVERTISING
Business Practices, Advertising Rates, and
Profits
Employment Discrimination and Equal Employment
Opportunity (“EEO”).
Underwriting Announcements on Noncommercial
Educational Stations
False or Misleading Advertising
Tobacco and Alcohol Advertising
How to Resolve Blanketing Interference Problems
THE LOCAL PUBLIC INSPECTION FILE
Requirement to Maintain a Public Inspection File
Viewing the Public Inspection File
Applications and
Related Materials
Material Relating to
an FCC Investigation or Complaint
Ownership Reports and
Related Material
List of Contracts
Required to be Filed with the FCC
“The Public and
Broadcasting.”
Letters and E-Mails
from the Public
Children's Television
Programming Reports
Records Regarding
Children's Programming Commercial Limits
Local Public Notice
Announcements
Must-Carry or
Retransmission Consent Election.
DTV Transition
Consumer Education Activity Reports
COMMENTS OR COMPLAINTS ABOUT A STATION
Comments to Stations and Networks
Comments/Complaints to the FCC.
BROADCAST
INFORMATION SPECIALISTS
This Manual is published by the Federal Communications
Commission (the “FCC” or the “Commission”), the federal
agency directed by Congress to regulate broadcasting. It provides a brief overview of the
FCC’s regulation of broadcast radio and television licensees, describing
how the FCC authorizes broadcast stations, the various rules relating to
broadcast programming and operations with which stations must comply, and the
essential obligation of licensees that their stations serve their local
communities. The Manual also
outlines how you can become involved in assessing whether your local stations
are complying with the FCC’s rules and meeting these service obligations,
and what you can do if you believe that they are not.
In exchange for obtaining a valuable license to
operate a broadcast station using the public airwaves, each radio and
television licensee is required by law to operate its station in the
“public interest, convenience and necessity.” This means that it must air programming
that is responsive to the needs and problems of its local community of
license.
To do so, each station licensee must affirmatively
identify those needs and problems and then specifically treat those local
matters that it deems to be significant in the news, public affairs, political
and other programming that it airs.
As discussed at page 29 of this Manual, each station must provide the
public with information about how it has met this obligation by means of
quarterly reports, which contain a listing of the programming that it has aired
that the licensee believes provided significant treatment of issues facing the
community. As discussed in detail
at pages 25-31 of this Manual, each station also must maintain and make
available to any member of the public for inspection, generally at its studio,
a local public inspection file which contains these reports, as well as other
materials that pertain to the station’s operations and dealings with the
FCC and with the community that it is licensed to serve. The public file is an excellent resource
to gauge a station’s performance of its obligations as a Commission
licensee. In the future, television
stations with websites will be required to post most of the content of their
public files on their websites, or on the website of their state local broadcasters
association, if permitted.
The purpose of this Manual is to provide you with the
basic tools necessary to ensure that the stations that are licensed to serve
you meet their obligations and provide high quality broadcast service. Station licensees, as the trustees of
the public’s airwaves, must use the broadcast medium to serve the public
interest. We at the FCC want
you to become involved, if you have any concerns about a local station –
including its general operation, programming or other matters – by making
your opinion known to the licensee and, if necessary, by advising us of those
concerns so that we can take appropriate action. An informed and actively engaged public
plays a vital role in helping each station to operate appropriately and serve
the needs of its local community.
This Manual provides only a general overview of our
broadcast regulation. It is not
intended to be a comprehensive or controlling statement of the broadcast rules
and policies. Our Internet home
page (http://www.fcc.gov/) contains
additional information about the Commission, our rules, current FCC
proceedings, and other issues. At
the close of each section of this Manual, we provide links to those places on
the FCC website that provide additional information about the subject matter
discussed in the section. Although
we will periodically update this Manual and maintain the current version on the
FCC website at www.fcc.gov/mb/audio/newsite/docs/public_and_broadcasting.html,
we urge you to also make use of the resources contained in these links, which
may outline any more recent developments in the law not discussed in the
current version of the Manual. If
you have any specific questions, you may also contact our Broadcast Information
Specialist for radio or television, depending on the nature of your inquiry, by
calling toll-free, by facsimile, or by sending an e-mail in the manner noted at
pages 32-33 of this Manual.
The Communications Act. The FCC was created by Congress in the
Communications Act for the purpose of “regulating interstate and foreign
commerce in communication by wire and radio so as to make available, so far as
possible, to all the people of the United States, without discrimination on the
basis of race, color, religion, national origin, or sex, a rapid, efficient,
Nation‑wide, and world‑wide wire and radio communications service .
. . .” (In this context, the
word "radio" covers both broadcast radio and television.) The Communications Act authorizes the
FCC to "make such regulations not inconsistent with law as it may deem
necessary to prevent interference between stations and to carry out the
provisions of [the] Act." It
directs us to base our broadcast licensing decisions on the determination of
whether those actions will serve the public interest, convenience, and
necessity.
How
the FCC Adopts Rules. As is the
case with most other federal agencies, the FCC generally cannot adopt or change
rules without first describing or publishing the proposed rules and seeking
comment on them from the public. We
release a document called a Notice of Proposed Rule Making, in which we explain
the new rules or rule changes that we are proposing and establish a filing
deadline for public comment on them. (All such FCC Notices are included in the
Commission’s Daily Digest and are posted on our website at http://transition.fcc.gov/Daily_Releases/Daily_Digest). After we have had a chance to hear from
the public and have considered all comments received, we generally have several
options. We can: (1) adopt some or
all of the proposed rules, (2) adopt a modified version of some or all of the
proposed rules, (3) ask for public comment on additional issues relating to the
proposals, or (4) end the rulemaking proceeding without adopting any rules at
all. You can find information about
how to file comments in our rulemaking proceedings on our Internet website at http://www.fcc.gov/guides/how-comment. The site also provides instructions on
how you can file comments electronically.
In addition to adopting rules, we also establish broadcast regulatory
policies through the individual cases that we decide, such as those involving
license renewals, station sales, and complaints about violations of FCC rules.
The FCC and the Media Bureau. The FCC has five Commissioners, each of
whom is appointed by the President and confirmed by the Senate. Serving under the Commissioners are a
number of Offices and operating Bureaus.
One of those is the Media Bureau, which has day-to-day responsibility
for developing, recommending, and administering the rules governing the media,
including radio and television stations.
The FCC’s broadcast rules are contained in Title 47 of the Code of
Federal Regulations (“CFR”), Parts 73 (broadcast) and 74 (auxiliary
broadcast, including low power TV, and translator stations). Our rules of practice and procedure can
be found in Title 47 CFR, Part 1. A
link to those rules can be found on our website at http://wireless.fcc.gov/index.htm?job=rules_and_regulations. Additional information about the
Commission’s Offices and Bureaus, including their respective functions,
can be found at http://transition.fcc.gov/aboutus.html.
FCC Regulation of Broadcast
Radio and Television. The FCC allocates (that is, designates a portion of
the broadcast spectrum to) new broadcast stations based upon both the relative
needs of various communities for additional broadcast outlets and specified
engineering standards designed to prevent interference among stations and to
other communications users. As
noted above, whenever we review an application – whether to build a new station, modify or renew a license or sell a station –
we must determine if its grant would serve the public interest. As discussed earlier, we expect station
licensees to be aware of the important problems and issues facing their local
communities and to foster public understanding by presenting programming that
relates to those local issues. As
discussed in this Manual, however, broadcasters – not the FCC or any
other government agency – are responsible for selecting the material that
they air. By operation of the First
Amendment to the U.S. Constitution, and because the Communications Act expressly
prohibits the Commission from censoring broadcast matter, our role in
overseeing program content is very limited.
We license only individual broadcast stations. We do not license TV or radio networks
(such as CBS, NBC, ABC or Fox) or other organizations with which stations have
relationships (such as PBS or NPR), except to the extent that those entities
may also be station licensees. We also do not regulate information provided
over the Internet, nor do we intervene in private disputes involving broadcast
stations or their licensees.
Instead, we usually defer to the parties, courts, or other agencies to
resolve such disputes.
Commercial and Noncommercial
Educational Stations. The FCC
licenses FM radio and TV stations as either commercial or noncommercial
educational (“NCE”).
(All AM radio stations are licensed as commercial facilities.) Commercial stations generally support
themselves through the sale of advertising. In contrast, NCE stations generally meet
their operating expenses with contributions received from listeners and
viewers, and also may receive government funding. In addition, NCE stations may receive
contributions from for‑profit entities, and are permitted to acknowledge
such contributions or underwriting donations with announcements naming and
generally describing the contributing party or donor. However, NCE stations may not broadcast
commercials or other promotional announcements on behalf of for-profit
entities. These limitations on NCE stations are discussed further at page 21 of
this Manual.
Applications to Build New
Stations; Length of the License Period. Before a party can build a new TV or
radio station, it first must apply to the FCC for a construction permit. The applicant must demonstrate in its
application that it is qualified to construct and operate the station as
specified in its application and that its proposed facility will not cause
objectionable interference to any other station. Once its application has been granted,
the applicant is issued a construction permit, which authorizes it to build the
station within a specified period of time, usually three years. After the
applicant (now considered a “permittee”)
builds the station, it must file a license application, in which it certifies
that it has constructed the station consistent with the technical and other
terms specified in its construction permit. Upon grant of that license application,
the FCC issues the new license to operate to the permittee
(now considered a “licensee”), which authorizes the new licensee to
operate for a stated period of time, up to eight years. At the close of this
period, the licensee must seek renewal of its station license.
Applications for License Renewal. Licenses expire and renewal applications
are due on a staggered basis, based upon the state in which the station is
licensed. Before we can renew a
station’s license, we must first determine whether, during the preceding
license term, the licensee has served the public interest; has not committed
any serious violations of the Communications Act or the FCC’s rules; and
has not committed other violations which, taken together, would constitute a
pattern of abuse. To assist us in
this evaluative process, a station licensee must file a renewal application
(FCC Form 303-S), in which it must respond concerning
whether:
·
it has sent us certain required reports;
·
neither it nor its owners have or have
had any interest in a broadcast application involved in an FCC proceeding in which character issues
were resolved adversely to the applicant or were left unresolved, or were
raised in connection with a pending application;
·
its ownership is consistent with the Communications
Act’s restrictions on licensee interests held by foreign governments,
foreign corporations, and non-U.S. citizens;
·
there has not been an adverse finding or
adverse final action against it or its owners by a court or administrative body
in a civil or criminal proceeding involving a felony, mass media-related
antitrust or unfair competition law, the making of fraudulent statements to a
governmental unit, or discrimination;
·
it has, in a timely manner, placed and
maintained certain specified materials in its public inspection file (as
discussed at pages 25-31 of this Manual);
·
it has not discontinued station
operations for more than 12 consecutive months during the preceding license
term and is currently broadcasting programming;
·
it has filed FCC Form 396, the Broadcast Equal Employment
Opportunity Program Report; and
·
if the application is for renewal of a
television license, it has complied with the limitations on commercial matter
aired during children’s programming and filed the necessary
Children’s Television Programming Reports (FCC Form 398) (as discussed at
page 17 of this Manual).
Digital Television. After February 17, 2009, all full-power TV
stations are required to stop broadcasting in analog and continue broadcasting
only in digital. This is known as
the “DTV transition.”
Because digital is much more efficient than analog, part of the scarce
and valuable spectrum that is currently used for analog broadcasting will be
used for important new services such as enhanced public safety communications
for police, fire departments, and emergency rescue workers. Part of the spectrum will also be made
available for advanced wireless services such as wireless broadband.
Digital broadcasting also enables television stations to
offer viewers several benefits. For
example, stations broadcasting in digital can offer viewers improved picture
and sound quality as well as more programming options (referred to as
“multicasting”) because digital technology gives each television
station the ability to broadcast multiple channels at the same time.
Consumers who receive television signals via over-the-air
antennas (as opposed to subscribers to pay services like cable and satellite
TV) will be able to receive digital signals on their analog sets if they
purchase a digital-to-analog converter box that converts the digital signals to
analog. Alternatively,
if consumers purchase a digital television (a TV with built in digital tuner),
they will be able to receive digital broadcast programming. If your TV set receives local broadcast
stations through a paid provider such as cable or satellite TV, it is already
prepared for the DTV transition.
Regarding consumers who are shopping for new televisions,
the Commission's digital tuner rule prohibits the importation or interstate
shipment of any device containing an analog tuner unless it also contains a
digital tuner. Retailers may
continue to sell analog-only devices from existing inventory. However, at the point of sale, retailers
must post notices advising consumers that TV sets and equipment such as VCRs
that contain only an analog tuner will not be able to receive
over-the-air-television signals from full-power broadcast stations after
February 17, 2009, without the use of a digital-to-analog converter box.
Television broadcasters must promote public awareness of
the DTV transition with an on-air education campaign, providing consumers with
information about the transition. They must report their efforts on a quarterly
basis by filing FCC Form 388 with the Commission, posting each such Form on
their website and placing them in their station public inspection files.
While the February 17, 2009, deadline for ending analog
broadcasts does not apply to low-power, Class A, and TV translator stations,
these stations will eventually transition to all-digital service. In the
meantime, some consumers may continue to receive programming from these
stations in analog format after the transition date.
Additional information concerning the DTV transition can be
found on the FCC’s website, at http://www.dtv.gov/, or by calling toll free 1-888-CALL-FCC.
Digital Radio.
The FCC has also approved
digital operation for AM and FM radio broadcast stations (often referred to as
“HD Radio”). As with
DTV, digital radio substantially improves the quality of the radio signal and
allows a station to offer multicasting over several programming streams, as
well as certain enhanced services.
Unlike the mandatory digital transition deadline for television stations
however, radio stations will be able to continue to operate in analog and will
have discretion whether also to transmit in digital and, if so, when to begin
such operation. In order to receive
the digital signals of those stations that choose to so operate, consumers will
have to purchase new receivers.
Because digital radio
technology allows a radio station to transmit simultaneously in both analog and
digital, however, listeners will be able to continue to use their current
radios to receive the analog signals of radio stations that transmit both
analog and digital signals.
Receivers are being marketed that incorporate both modes of reception,
with the ability to automatically switch to the analog signal if the digital
signal cannot be detected or is lost by the receiver. For additional information about digital
radio, see http://www.fcc.gov/encyclopedia/iboc-digital-radio-broadcasting-am-and-fm-radio-broadcast-stations.
Renewal
Applications. You
can submit a protest against a station’s license renewal application by
filing a formal petition to deny its application, or by sending us an informal
objection to the application.
Before its license expires, each station licensee must broadcast a
series of announcements providing the date its license will expire, the filing
date for the renewal application, the date by which formal petitions against it
must be filed, and the location of the station’s public inspection file
that contains the application.
Petitions to deny the application must be filed by the end of the first
day of the last full calendar month of the expiring license term. (For example,
if the license expires on December 31, we must receive any petition at our
Broadcast licenses generally expire on a staggered
basis, by state, with most radio licenses next expiring between October 1, 2011
and August 1, 2014, and most television licenses expiring
between October 1, 2012 and August 1, 2015, one year after the radio licenses
in the same state. A listing of the next expiration dates for radio and
television licenses, by state, can be found on the Commission’s website
at http://transition.fcc.gov/localism/renewals.html.
Before you file a petition to deny an
application, you should check our rules and policies to make sure that your
petition complies with our procedural requirements. A more complete description of these
procedures and requirements can be found on the Commission’s website at http://transition.fcc.gov/localism/renew_process_handout.pdf. You can also file an informal objection
at any time before we either grant or deny the application. Instructions for filing informal
objections can be found on the Commission’s website at http://transition.fcc.gov/localism/renew_process_handout.pdf. If you have any specific questions, you
may also contact our Broadcast Information Specialist for radio or television,
depending on the nature of your inquiry, by calling toll-free, by facsimile, or
by sending an e-mail in the manner noted at pages 32-33 of this Manual.
Other
Types of Applications. You can
also participate in the application process by filing a petition to deny when
someone applies for a new station, and when a station is to be sold
(technically called an “assignment” of the license), its licensee
is to undergo a major transfer of stock or other ownership, or control
(technically called a “transfer of control”), or the station
proposes major facility changes.
The applicant is required to publish a series of notices in the closest
local newspaper, containing information similar to that noted above regarding
renewal applications, when it files these types of applications. Upon receipt of the application, the FCC
will issue a Public Notice and begin a 30-day period during which petitions to
deny these applications may be filed.
(All FCC Public Notices are included in the Commission’s Daily
Digest and are posted on our website at http://transition.fcc.gov/Daily_Releases/Daily_Digest). As with renewal applications, you can
also file an informal objection to these types of applications, or any other
applications, at any time before we either grant or deny the application. Again, if you have any specific
questions about our processes or the status of a particular application
involving a station, you may contact our Broadcast Information Specialist for
radio or television, depending on the nature of your inquiry, by calling
toll-free, by facsimile, or by sending an e-mail in the manner noted at pages
32-33 of this Manual.
The FCC and Freedom of Speech. The First Amendment, as well as Section
326 of the Communications Act, prohibits the Commission from censoring
broadcast material and from interfering with freedom of expression in
broadcasting. The
Constitution’s protection of free speech includes that of programming
that may be objectionable to many viewer or listeners. Thus, the FCC cannot prevent the
broadcast of any particular point of view. In this regard, the Commission has
observed that “the public interest is best served by permitting free
expression of views.”
However, the right to broadcast material is not absolute. There are some restrictions on the
material that a licensee can broadcast.
We discuss these restrictions below.
Licensee Discretion. Because the Commission cannot dictate
to licensees what programming they may air, each individual radio and TV
station licensee generally has discretion to select what its station broadcasts
and to otherwise determine how it can best serve its community of license. Licensees are responsible for selecting
their entertainment programming, as well as programs concerning local issues,
news, public affairs, religion, sports events, and other subjects. As discussed
at page 29 of this Manual, broadcast licensees must periodically make available
detailed information about the programming that they air to meet the needs and
problems of their communities, which can be found in each station public
file. They also decide how their
programs will be structured and whether to edit or reschedule material for
broadcasting. In light of the First
Amendment and Section 326 of the Communications Act, we do not substitute our
judgment for that of the licensee, nor do we advise stations on artistic
standards, format, grammar, or the quality of their programming. Licensees also have broad discretion
regarding commercials, with the exception of those for
political candidates during an election and the limitations on advertisements
aired during children’s programming (we discuss these respective
requirements at pages 13-14, and 17 of this Manual).
Criticism, Ridicule, and Humor
Concerning Individuals, Groups, and Institutions. The First Amendment's guarantee of
freedom of speech similarly protects programming that
stereotypes or may otherwise offend people with regard to their
religion, race, national background, gender, or other characteristics. It also
protects broadcasts that criticize or ridicule established customs and
institutions, including the government and its officials. The Commission recognizes that, under
our Constitution, people must be free to say things that the majority may
abhor, not only what most people may find tolerable or congenial. However, if you are offended by a
station’s programming, we urge you to make your concerns known to the station
licensee, in writing.
Programming Access. In light of their discretion to
formulate their programming, station licensees are not required to broadcast
everything that is offered or otherwise suggested to them. Except as required
by the Communications Act, including the use of stations by candidates for
public office (discussed at pages 13-14 of this Manual), licensees have no
obligation to allow any particular person or group to participate in a
broadcast or to present that person or group’s remarks.
Introduction. As noted above, in light of the
fundamental importance of the free flow of information to our democracy, the
First Amendment and the Communications Act bar the FCC from telling station
licensees how to select material for news programs, or prohibiting the
broadcast of an opinion on any subject.
We also do not review anyone’s qualifications to gather, edit,
announce, or comment on the news; these decisions are the station
licensee’s responsibility. Nevertheless, there are two issues related to
broadcast journalism that are subject to Commission regulation: hoaxes and news distortion.
Hoaxes. The broadcast by a station of false
information concerning a crime or catastrophe violates the FCC's rules if:
·
the station licensee knew that the information was false,
·
broadcasting the false information
directly causes substantial public harm, and
·
it was foreseeable that broadcasting the false
information would cause such harm.
In this context, a “crime” is an act or
omission that makes the offender subject to criminal punishment by law, and a
“catastrophe” is a disaster or an imminent disaster involving
violent or sudden events affecting the public. The broadcast must cause direct and
actual damage to property or to the health or safety of the general public, or
diversion of law enforcement or other public health and safety authorities from
their duties, and the public harm must begin immediately. If a station airs a disclaimer before
the broadcast that clearly characterizes the program as fiction and the
disclaimer is presented in a reasonable manner under the circumstances, the
program is presumed not to pose foreseeable public harm. Additional information about the hoax
rule can be found on the FCC’s website at http://www.fcc.gov/cgb/consumerfacts/falsebroadcast.html.
News Distortion.
The Commission often receives
complaints concerning broadcast journalism, such as allegations that stations
have aired inaccurate or one-sided news reports or comments, covered stories
inadequately, or overly dramatized the events that they cover. For the reasons noted above, the
Commission generally will not intervene in such cases because it would be
inconsistent with the First Amendment to replace the journalistic judgment of
licensees with our own. However, as
public trustees, broadcast licensees may not intentionally distort the
news: the FCC has stated that
“rigging or slanting the news is a most heinous act against the public
interest.” The Commission
will investigate a station for news distortion if it receives documented
evidence of such rigging or slanting, such as testimony or other documentation,
from individuals with direct personal knowledge that a licensee or its
management engaged in the intentional falsification of the news. Of particular concern would be evidence
of the direction to employees from station management to falsify the news. However, absent such a compelling
showing, the Commission will not intervene. For additional information about news
distortion, see http://www.fcc.gov/guides/broadcasting-false-information.
Political
Broadcasting: Candidates for Public
Office. In recognition of the
particular importance of the free flow of information to the public during the
electoral process, the Communications Act and the Commission’s rules
impose specific obligations on broadcasters regarding political speech.
· Reasonable Access. The
Communications Act requires that broadcast stations provide “reasonable
access” to candidates for federal elective office. Such access must be
made available during all of a station’s normal
broadcast schedule, including television prime time and radio drive time. In
addition, federal candidates are entitled to purchase all classes of time
offered by stations to commercial advertisers, such as preemptible
and non-preemptible time. The only exception to the access
requirement is for bona fide news
programming (as defined below), during which broadcasters may choose not to
sell airtime to federal candidates.
Broadcast stations have discretion as to whether to sell time to
candidates in state and local elections.
· Equal Opportunities. The
Communications Act requires that, when a station provides airtime to a legally
qualified candidate for any public office (federal, state, or local), the
station must “afford equal opportunities to all other such candidates for
that office.” The equal
opportunities provision of the Communications Act also provides that the
station “shall have no power of censorship over the material
broadcast” by the candidate.
The law exempts from the equal opportunities requirement appearances by
candidates during bona fide news
programming, defined as an appearance by a legally qualified candidate on a bona fide newscast, interview, or
documentary (if the appearance of the candidate is incidental to the
presentation of the subject covered by the documentary) or on–the–spot
coverage of a bona fide news event
(including debates, political conventions and related incidental activities).
In addition, a station must sell political advertising time to certain
candidates during specified periods before a primary or general election at the
lowest rate charged for the station’s most favored commercial
advertiser. Stations must maintain
and make available for public inspection, in their public inspection files, a
political file containing certain documents and information, discussed at page
28 of this Manual. For additional
information about the political rules, see http://transition.fcc.gov/mb/policy/political/.
Programming Inciting
“Imminent Lawless Action.” The Supreme Court has held that the
government may curtail speech if it is both: (1) intended to incite or produce
“imminent lawless action;” and (2) likely to “incite or
produce such action.” Even when
this legal test is met, any review that might lead to a curtailment of speech
is generally performed by the appropriate criminal law enforcement authorities,
not by the FCC.
Obscene, Indecent, or
Profane Programming. Although, for the reasons discussed
earlier, the Commission is generally prohibited from regulating broadcast
content, the courts have held that the FCC’s regulation of obscene and
indecent programming is constitutional, because of the compelling societal
interests in protecting children from potentially harmful programming and
supporting parents’ ability to determine the programming to which their
children will be exposed at home.
Obscene material is not protected by the First Amendment and cannot be broadcast at any
time. To be obscene, the material must have all of the following three
characteristics:
Indecent material is protected by the First Amendment, so its broadcast
cannot constitutionally be prohibited at all times. However, the courts have upheld
Congress' prohibition of the broadcast of indecent material during times of the
day in which there is a reasonable risk that children may be in the audience,
which the Commission has determined to be between the hours of 6 a.m. and 10
p.m. Indecent programming is
defined as “language or material that, in context, depicts or describes,
in terms patently offensive as measured by contemporary community standards for
the broadcast medium, sexual or excretory organs or activities.” Broadcasts that fall within this
definition and are aired between 6 a.m. and 10 p.m. may be subject to
enforcement action by the FCC.
Profane
material also is protected by the
First Amendment, so its broadcast cannot be outlawed entirely. The Commission
has defined such program matter to include language that is both “so
grossly offensive to members of the public who actually hear it as to amount to
a nuisance” and is sexual or excretory in nature or derived from such
terms. Such material may be
the subject of possible Commission enforcement action if it is broadcast within
the same time period applicable to indecent programming: between 6 a.m. and 10 p.m.
How to File an Obscenity, Indecency, or Profanity Complaint: In order to allow its staff to make a determination of whether complained-of material is actionable, the Commission requires that complainants provide certain information: (1) the date and time of the alleged broadcast; (2) the call sign, channel or frequency of the station involved; and (3) the details of what was actually said (or depicted) during the alleged indecent, profane, or obscene broadcast. Submission of an audio or video tape, CD, DVD or other recording or transcript of the complained-of material is not required but is helpful, as is specification of the name of the program, the on-air personality, song, or film, and the city and state in which the complainant saw or heard the broadcast.
The fastest and easiest way to file a complaint containing this information is to use the FCC’s electronic complaint form, Form 475B, which is available on the FCC’s website at http://fjallfoss.fcc.gov/cgb/fcc475B.cfm.
You also may file a complaint about objectionable programming by mailing it to:
Federal Communications Commission
Consumer
& Governmental Affairs Bureau
Consumer
Inquiries and Complaints Division
If you are submitting an audio or video tape, DVD, CD or other type of media with your complaint, you should send it to the following address to avoid mail processing damage:
Federal
Communications Commission
Consumer
& Governmental Affairs Bureau
Consumer
Inquiries and Complaints Division
You can also electronically file your complaint at fccinfo@fcc.gov
You may also complain by calling the Commission, toll-free, at:
1-(888)-CALL-FCC (1-(888)-225-5322)
For additional information on the complaint process for obscene, indecent or profane material, visit http://transition.fcc.gov/eb/oip.
Violent Programming. Many members of the public have expressed concern
about violent television programming and the negative impact such broadcast
material may have upon children. In
response to these concerns, and at the request of 39 members of the U.S. House
of Representatives, the FCC conducted a proceeding seeking public comment on
violent programming. In April 2007,
the Commission delivered to Congress a Report recommending that the industry
voluntarily commit to reducing the amount of such programming viewed by
children. The Commission also
suggested that Congress consider enacting legislation that would better support
parents’ efforts to safeguard their children from such objectionable
programming. The Commission’s
Report can be accessed at http://fjallfoss.fcc.gov/edocs_public/attachmatch/FCC-07-50A1.pdf
The V-Chip and TV
Program Ratings. In
light of the widespread concern about obscene, indecent, profane, violent, or
otherwise objectionable programming, in 1996, Congress passed a law to require
TV sets with screens 13 inches or larger to be equipped with a
“V-Chip” – a device that allows parents to program their sets
to block TV programming that carries a certain rating. Since 2000, all such sets manufactured
with screens 13 inches or larger must contain the V-Chip technology. This technology, which must be activated
by parents, works in conjunction with a voluntary television rating system
created and administered by the television industry and others, which enables
parents to identify programming containing sexual, violent, or other content
that they believe may be harmful to their children. All of the major broadcast
networks and most of the major cable networks are encoding their programming
with this ratings information to work with the V‑Chip. However, some programming, such as news
and sporting events, and unedited movies aired on premium cable channels, are
not rated. In 2004, the FCC expanded the V-Chip
requirement to apply also to devices that do not have a display screen but are
used with a TV set, such as a VCR or a digital-to-analog converter box.
For more information about this ratings program,
including a description of each ratings category, please see the FCC’s V‑Chip
website at http://www.fcc.gov/guides/v-chip-putting-restrictions-what-your-children-watch.
Station Identification. Stations must air identification
announcements when they sign on and off for the day. They also must broadcast these
announcements every hour, as close to the start of the hour as possible, at a
natural programming break. TV stations may make these announcements on-screen
or by voice only. Official station
identification includes the station’s call letters, followed by the
community specified in its license as the station’s location. Between the call letters and its
community, the station may insert the name of the licensee, the station’s
channel number, and/or its frequency.
It may also include any additional community or communities, as long as
it first names the community to which it is licensed by the FCC. DTV stations also may identify their
digital multicast programming streams separately if they wish, and, if so, must
follow the format described in the FCC’s rules.
Commencing as of a date to be determined, for
television stations, twice daily, the station identification will also have to
include a notice of the existence, location and accessibility of the
station’s public file The notice will have to state
that the station’s public file is available for inspection and that
members of the public can view it at the station’s main studio and on its
station website. Broadcast of at
least one of these announcements will be required between the hours of 6 p.m.
and midnight.
Children’s
Television Programming.
Throughout its license term, every TV station must serve the educational
and informational needs of children both by means of its overall programming
and through programming that is specifically designed to serve those
needs. Licensees are eligible for
routine staff-level approval of the Children’s Television Act portion of
their renewal applications if they air at least three hours of
“core” children’s television programming, per week, or
proportionally more if they provide additional free digital programming
streams. Core programming is
defined as follows:
·
Educational
and Informational. The programming must further the
educational and informational needs of children 16 years old and under (this
includes their intellectual/cognitive or social/emotional needs).
·
Specifically
Designed to Serve These Needs. A program is considered
“specifically designed to serve the educational and information needs of
children” if: (1) that is its significant purpose; (2) it is aired
between the hours of 7 a.m. and 10 p.m.; (3) it is a regularly scheduled weekly
program; and (4) it is at least 30 minutes in duration.
To ensure that parents and other interested parties
are informed of the educational and informational children’s programming
that their area stations offer, television licensees must identify each program
specifically designed to “educate and inform” children by
displaying the icon “E/I” throughout the program. In addition, commercial stations must
provide information identifying such programs to the publishers of program
guides.
During the broadcast of TV programs aimed at children
12 and under, advertising may not exceed 10.5 minutes an hour on weekends and
12 minutes an hour on weekdays.
These rules apply to analog and digital
broadcasting. As discussed at page
9 of this Manual, television stations have traditionally operated with analog
technology. Television stations,
however, are in the process of switching to digital broadcasting, which greatly
enhances their capability to serve their communities. Among other things, digital technology
permits stations to engage in multicasting, that is, to air more than one
stream of programming at the same time.
Digital stations that choose to air more than one stream of free,
over-the-air video programming must air proportionately more children’s educational
programming than stations that air only one stream of free, over-the-air video
programming.
Each television licensee is required to
prepare and place in the public inspection file at the station a quarterly
Children’s Television Programming Report (FCC Form 398) identifying its
core programming. These reports
must also be filed electronically with the FCC each quarter and can be viewed
on the FCC’s website, at http://www.fcc.gov/encyclopedia/childrens-educational-television-reporting-form-398. This requirement of the station’s
public file is discussed at page 29 of this Manual.
The FCC has created a children’s educational
television website to inform parents and other members of the public about the
obligation of every television broadcast station to provide educational and
informational programming for children. This website provides access to
background information about these obligations, as well as information about
children’s educational programs that are aired on television stations in
your area and throughout the country.
This website also can help TV stations comply with the children’s
television requirements. You can
access the children’s educational television website by going to the
FCC’s main website at http://transition.fcc.gov/
and double-clicking on the “Parents’ Place” listing under
“
Station-Conducted
Contests. A station
that broadcasts or advertises information about a contest that it conducts must
fully and accurately disclose the material terms of the contest, and must
conduct the contest substantially as announced or advertised. Contest descriptions may not be false,
misleading, or deceptive with respect to any material term, including the factors
that define the operation of the contest and affect participation, such as
entry deadlines, the prizes that can be won, and how winners will be
selected. Additional information
about the contest rule can be found at http://www.fcc.gov/guides/broadcasting-contests-lotteries-and-solicitation-funds.
Lotteries. Federal law prohibits the broadcast of
advertisements for a lottery or information concerning a lottery. A lottery is any game, contest, or
promotion that contains the elements of prize, chance, and
"consideration" (a legal term that means an act or promise that is
made to induce someone into an agreement).
For example, casino gambling is generally considered to be a
“lottery” subject to the terms of the advertising restriction
although, as discussed below, the prohibition is not applied to truthful
advertisements for lawful casino gambling.
Many types of contests, depending on their particulars, also are covered
under this definition.
The statute and FCC rules list a number of exceptions to this
prohibition, principally advertisements for: (1) lotteries conducted by a state
acting under the authority of state law, when the advertisement or information
is broadcast by a radio or TV station licensed to a location in that state or
in any other state that conducts such a lottery; (2) gambling conducted by an
Indian Tribe under the Indian Gaming Regulatory Act; (3) lotteries authorized
or not otherwise prohibited by the state in which they are conducted, and which
are conducted by a not‑for‑profit organization or a governmental
organization; and (4) lotteries conducted as a promotional activity by
commercial organizations that are clearly occasional and ancillary to the
primary business of that organization, as long as the lotteries are authorized
or not otherwise prohibited by the state in which they are conducted.
In 1999, the Supreme Court held that the prohibition on broadcasting advertisements for lawful
casino gambling could not constitutionally be applied to truthful
advertisements broadcast by radio or television stations licensed in states in
which such gambling is legal.
Relying upon the reasoning in that decision, the FCC and the United
States Department of Justice later concluded that the lottery advertising
prohibition may not constitutionally be applied to the broadcast of any
truthful advertisements for lawful casino gambling, whether or not the state in
which the broadcasting station is located permits casino gambling. Additional information about the
rule concerning lotteries can be found at http://www.fcc.gov/cgb/consumerfacts/contests.html.
Soliciting Funds. No federal law prohibits the broadcast
by stations of requests for funds for legal purposes (including appeals by
stations for contributions to meet their operating expenses), if the money or
other contributions are used for the announced purposes. However, federal law prohibits fraud by
wire, radio or television – including situations in which money solicited
for one purpose is used for another – and doing so may lead to FCC
sanctions, as well as to criminal prosecution by the U.S. Department of Justice. Additional information about fund
solicitation can be found at http://www.fcc.gov/guides/broadcasting-contests-lotteries-and-solicitation-funds.
Broadcast of Telephone
Conversations. Before
broadcasting a telephone conversation live or recording a telephone
conversation for later broadcast, a station must inform any party to the call
of its intention to broadcast the conversation. However, that notification is not necessary
when the other party knows that the conversation will be broadcast or such
knowledge can be reasonably presumed, such as when the party is associated with
the station (for example, as an employee or part-time reporter) or originates
the call during a program during which the station customarily broadcasts the
calls. For additional information
on the rule concerning the broadcast of telephone conversations, see http://transition.fcc.gov/eb/broadcast/telphon.html.
The Communications Act and
the Commission’s rules require television station licensees to broadcast
certain information that makes viewing more accessible to people with
disabilities.
Closed Captioning. Closed captioning is a technology
designed to provide access to television programming by persons with hearing
disabilities by displaying, in text form, the audio portion of a broadcast, as
well as descriptions of background noise and sound effects. Closed captioning is hidden as encoded
data transmitted within the television signal. A viewer wishing to see the captions
must use a set-top decoder or a television with built-in decoder
circuitry. All television sets with
screens 13 inches or larger manufactured since mid-1993, including digital
sets, have built-in decoder circuitry.
As directed by
Congress in the Telecommunications Act of 1996, the FCC has adopted rules
requiring closed captioning of most, but not all, television programming. The
rules require those that distribute television programs directly to home
viewers, including broadcast stations, to comply with these rules. The rules also provide certain
exemptions from the captioning requirements. Additional information on the closed
captioning requirements may be found on the FCC website at http://transition.fcc.gov/cgb/dro/caption.html.
Access
to Emergency Information. The FCC also
requires television stations to make the local emergency information that they
provide to viewers accessible to persons with disabilities. Thus, if emergency information is
provided aurally, such information also must be provided in a visual format for
persons who are deaf or hard of hearing.
The emergency information may be closed captioned or presented through
an alternative method of visual presentation. Such methods include open captioning, crawls,
or scrolls that appear on the screen.
The information provided visually must include critical details
regarding the emergency and how to respond. Critical details
could include, among other things, specific information regarding the areas
that will be affected by the emergency, evacuation orders, detailed
descriptions of areas to be evacuated, specific evacuation routes, approved shelters or the way to take shelter in one’s home,
instructions on how to secure personal property, road closures, and how to
obtain relief assistance.
Similarly, if the emergency information is presented visually, it must
be made accessible. If the
emergency information interrupts programming, such as through a crawl, such
information must be accompanied with an aural tone to alert persons with visual
disabilities that the station is providing this information so that such
persons may be alerted to turn to another source, such as a radio, for more
information. Additional information concerning this requirement can be found on the FCC
website at http://www.fcc.gov/guides/emergency-video-programming-accessibility-persons-hearing-and-visual-disabilities.
Business
Practices, Advertising Rates, and Profits. Except for the requirements concerning
political advertisements (discussed at pages 13-14 of this Manual), the limits
on the number of commercials that can be aired during children’s
programming (see page 17), and the prohibition of advertisements over
noncommercial educational stations (see pages 21-22), the Commission does not
regulate a licensee’s business practices, such as its advertising rates
or its profits. Rates charged for
broadcast time are matters for private negotiation between sponsors and
stations. Further, except for
certain classes of political advertisements (see pages 13-14), station
licensees have full discretion to accept or reject any advertising.
Employment Discrimination and Equal Employment
Our EEO
recruitment rules have three prongs.
They require all stations that employ five or more full-time employees
(defined as those regularly working 30 hours a week or more) to:
·
widely distribute information
concerning each full-time job vacancy, except for vacancies that need to be
filled under demanding or other special circumstances;
·
send notices of openings to
organizations in the community that are involved in employment if the
organization requests such notices; and
·
engage in general outreach
activities every two years, such as job fairs, internships, and other community
events.
Each licensee
with five or more full-time employees must maintain records of its recruitment
efforts, and create and place in its public file an annual public file report
listing specified information about its recruitment efforts. (The requirements for the EEO portion of
the public file are discussed at page 28 of this Manual.) The annual EEO public file report must
also be posted on a station’s website, if one exists. In addition, television licensees with
five or more full-time employees and radio licensees with 11 or more full-time
employees must file an FCC Form 397 Broadcast Mid-Term Report. Each licensee, regardless of size, must
file an FCC Form 396 EEO Program Report with its license renewal
application. Finally, a prospective
station licensee must file an FCC Form 396-A Broadcast Model Program Report
with its new station or assignment or transfer application. The FCC reviews EEO compliance at the
time that it considers the station renewal application, when it reviews
Broadcast Mid-Term Reports, when it receives EEO complaints, and during random
station audits. A full range of enforcement actions is available for EEO
violations, including the imposition of reporting conditions, forfeitures,
short-term license renewal, and license revocation.
All EEO forms are
electronically filed and are available for public review in CDBS, the
FCC’s access database (to access these reports, see http://fjallfoss.fcc.gov/prod/cdbs/pubacc/prod/eeo_search.htm). As discussed at page 27 of this Manual,
in addition, copies of all FCC EEO audit letters, licensee responses, and FCC
rulings must be included in the audited station’s public file and are
available for public review at the
Sponsorship
Identification. The
sponsorship identification requirements contained in the Communications Act and
the Commission’s rules generally require that, when money or other
consideration for the airing of program material has been received by or
promised to a station, its employees or others, the station must broadcast full
disclosure of that fact at the time of the airing of the material, and identify
who provided or promised to provide the consideration. This requirement is grounded in the
principle that members of the public should know who is trying to persuade them
with the programming being aired.
This disclosure requirement also applies to the broadcast of musical
selections for consideration (so-called “payola”) and the airing of
certain video news releases. In the
case of advertisements for commercial products or services, it is sufficient
for a station to announce the sponsor's corporate or trade name, or the name of
the sponsor's product (where it is clear that the mention of the product
constitutes a sponsorship identification). For additional information about the
sponsorship identification and payola rules, see http://www.fcc.gov/guides/payola-rules.
Underwriting
Announcements on Noncommercial Educational Stations. Noncommercial educational stations may
acknowledge contributions over the air, but they may not broadcast commercials
or otherwise promote the goods and services of for‑profit donors or
underwriters. Acceptable
"enhanced underwriting" acknowledgements of for‑profit donors
or underwriters may include: (1) logograms and slogans that identify but do not
promote; (2) location information; (3) value-neutral descriptions of a product
line or service; and (4) brand names, trade names, and product service
listings. However, such
acknowledgements may not interrupt the station's regular programming. For additional information about the
underwriting rules, see http://transition.fcc.gov/eb/broadcast/enhund.html.
Loud
Commercials. The FCC
does not regulate the volume of broadcast programming, including
commercials. Surveys and technical
studies reveal that the perceived loudness of particular broadcast matter is a
subjective judgment that varies with each viewer and listener and is influenced
by many factors, such as the material’s content and style and the voice
and tone of the person speaking.
The FCC has found no evidence that stations deliberately raise audio and
modulation levels to emphasize commercial messages.
Manually controlling the set’s volume level or
using the “mute” button with a remote control constitutes the
simplest approach to reducing volume levels deemed to be excessive. Many television receivers are equipped
with circuits that are designed to stabilize the loudness between programs and
commercials. These functions
usually must be activated through the receiver’s “set
up/audio” menu. Should these
techniques fail to resolve the problem, you may consider addressing any
complaint about broadcast volume levels to the licensee of the station
involved. Additional information
about loud commercials can be found at http://www.fcc.gov/guides/program-background-noise-and-loud-commercials.
False
or Misleading Advertising. The
Federal Trade Commission has primary responsibility for determining whether an
advertisement is false or deceptive and for taking action against the
sponsor. The Food and Drug
Administration has primary responsibility for the safety of food and drug
products. Depending on the nature
of the advertisement, you should contact these agencies regarding
advertisements that you believe may be false or misleading. Additional information about false or
misleading advertising can be found at http://www.fcc.gov/guides/broadcast-advertising-complaints.
Offensive
Advertising. Unless a
broadcast advertisement is found to be in violation of a specific law or rule,
the government cannot take action against it. However, if you believe that an
advertisement is offensive because of the nature of the item advertised, the
scheduling of the announcement, or the manner in which the message is presented,
you should consider addressing your complaint directly to the station or
network involved, providing the date and time of the broadcast and the product
or advertiser in question. This
will help those involved in the selection of advertising material to become
better informed about audience opinion.
Tobacco
and Alcohol Advertising. Federal
law prohibits the airing of advertising for cigarettes, little cigars,
smokeless tobacco, and chewing tobacco on radio, TV, or any other medium of
electronic communication under the FCC's jurisdiction. However, the advertising of smoking
accessories, cigars, pipes, pipe tobacco, or cigarette‑making machines is
not prohibited. Congress has not enacted any law prohibiting broadcast
advertising of any kind of alcoholic beverage, and the FCC does not have a rule
or policy regulating such advertisements.
Subliminal
Programming. The
Commission sometimes receives complaints regarding the alleged use of
subliminal perception techniques in broadcast programming. Subliminal programming is designed to be
perceived on a subconscious level only.
Regardless of whether it is effective, the broadcast of subliminal
material is inconsistent with a station's obligation to serve the public interest
because it is designed to be deceptive.
Rules. Some members of the public situated
close to a radio station's transmitting antenna may experience impaired
reception of other stations. This
is called "blanketing" interference. The Commission’s rules impose
certain obligations on licensees to resolve such interference complaints. Complaints about such interference
involving radio stations are handled by the Media Bureau’s Audio
Division. Blanketing interference
is a less common occurrence with television stations than with radio stations
due to the location and height of TV transmitting antennas. If this phenomenon does occur with a
television station, the Media Bureau’s Video Division will handle
complaints on a case-by case-basis, subject to the radio guidelines noted
below.
At the outset, the policy is designed to provide
protection from interference for individuals within a certain distance from a
station (in an area known as the station’s “blanketing
contour”) and only involving electronic devices that pick up an
over-the-air signal from a broadcast radio or television station. Thus, stations are not required to resolve interference complaints involving the
following:
·
A complaint from
a party located outside of the station’s blanketing contour (115 dBu contour for FM stations, 1 V/m contour for AM
stations).
·
Improperly
installed antenna systems.
·
Use of high gain
antennas or antenna booster amplifiers.
·
Mobile receivers,
including but not limited to car radios, portable stereos or cellular phones.
·
Non‑radio
frequency (“RF”) devices, including but not limited to, tape
recorders, CD players, MP3 players or “land-line” telephones.
·
Cordless
telephones.
For complaints from parties located within the station’s
blanketing contour involving non-mobile television or radio receivers, a
station must resolve the interference complaint at no cost to the complaining
party if the party notifies the station of the problem during the first year
that the station operates its new or modified facilities. For similar complaints received after the first year
of such operation has passed, although the station is not financially
responsible for resolving the complaint, it must provide effective technical
assistance to the complaining party.
These efforts must include the provision of information and assistance
sufficiently specific to enable the complaining party to eliminate all
blanketing interference and not simply an attempt by the station to correct the
problems. Such assistance entails
providing specific details about proper corrective measures to resolve the
blanketing interference. For
example, stations should provide the complaining party with diagrams and
descriptions which explain how and where to use radiofrequency chokes, ferrite
cores, filters, and/or shielded cable.
In addition, effective technical assistance also includes recommending
replacement equipment that would work better in high radiofrequency fields. Effective technical assistance does not
mean referring the complainant to the equipment manufacturer.
How
to Resolve Blanketing Interference Problems. If you believe that you are receiving
blanketing or any other type of interference to broadcast reception, we
encourage you to first communicate directly, in writing, with the licensee of
the station that you believe is causing the interference. If the licensee does not satisfactorily
resolve the problem, you can mail, fax, or e-mail a complaint to us as follows:
·
For radio
stations: Federal
Communications Commission
Audio
Division, Media Bureau
Fax
number: (202) 418-1411
E-mail
address: radioinfo@fcc.gov
·
For TV stations: Federal
Communications Commission
Video
Division, Media Bureau
Fax
number: (202) 418-2827
E-mail
address: tvinfo@fcc.gov
Your complaint should include: (1) your name, address, and phone
number; (2) the call letters of each station involved; (3) each location at
which the interference occurs; and (4) each specific device receiving the
interference. The more specific
your complaint is, the easier it is for us and any station involved to identify
and resolve the interference problem.
In many cases in which you receive interference on
your television set or radio, the source of the problem could be with your
equipment, which may not be adequately designed with circuitry or filtering to
reject the unwanted signals of nearby transmitters. We recommend that you contact the
equipment manufacturer or the store at which the equipment was purchased to
attempt to resolve the interference problem. You can find more information
about broadcast interference on the Commission's website, at http://www.fcc.gov/guides/interference-defining-source.
Requirement
to Maintain a Public Inspection File. Our rules require that all licensees and
permittees of TV and radio stations and applicants
for new broadcast stations maintain a file available for public
inspection. This file must contain
documents relevant to the station's operation and dealings with the community
and the FCC. The public inspection
file generally must be maintained at the station's main studio. To obtain the location and phone number
of a station's main studio, consult your local telephone directory, or call the
station’s business office.
You may also be able to find this information on the station’s
Internet website, if one exists.
Purpose
of the File. Because
we do not routinely monitor each station's programming and operations, viewers
and listeners are an important source of information about the nature of their
area stations’ programming, operations, and compliance with their FCC
obligations. The documents
contained in each station's public inspection file have information about the
station that can assist the public in this important monitoring role.
As discussed in this Manual, every station has an
obligation to provide news, public affairs, and other programming that
specifically treats the important issues facing its community, and to comply
with the Communications Act, the Commission’s rules, and the terms of its
station license. We encourage a
continuing dialogue between broadcasters and members of the public to ensure
that stations meet their obligations and remain responsive to the needs of the local
community. Because you watch and
listen to the stations that we license, you can be a valuable and effective
advocate to ensure that your area’s stations comply with their localism
obligation and other FCC requirements.
Viewing
the Public Inspection File. Each
broadcast licensee, permittee, and applicant must
make its station public inspection file available to members of the public at
any time during regular business hours. Although you do not need to make
an appointment to view the file, making one may be helpful both to the station
and to you.
A station that chooses to maintain all or part of its
public file on a computer database must provide you a computer terminal if you
wish to review the file. As of a
date to be determined, television stations will also be required to post most
of the content of their public files on their Internet websites, if they have
them, or on their state broadcasters association’s website, if
permitted. Radio stations have not
yet been required to post their files on their websites, but may do so if they
wish. If you want to view a
station's public file over the Internet, you should check its website or
contact the station to determine if the file is posted.
You may request copies of materials in the file, which
the station must provide to you at a reasonable charge, by visiting the station
in person. In addition, if the
station's public file is located outside of its community of license (and you
live within the station's service area and
your request does not involve the station's political file), you may request
copies of materials in the file over the telephone. To facilitate telephone
requests, we require stations to provide you a copy of the current version of
this Manual free of charge if you so request. The Manual can help you identify other
documents you may ask to have mailed to you. Stations should assist callers in this
process and answer questions you may have about the actual contents of the
public file. This information may
include, for example, the number of pages and time periods covered by a
particular ownership report or children's television programming report, or the
types of applications actually maintained in the station's public file and the
dates on which they were filed with the FCC. Finally, if you ask a broadcast station
for photocopies of material in its public inspection file, the station may
require you to pay for those photocopies.
Therefore, the station may require a guarantee of payment in advance
(such as with a deposit or a credit card).
The station must pay the postage for copies requested by telephone. Stations must fulfill requests for
copies within a reasonable period of time, which generally should not exceed
seven calendar days after the request is made. For additional information on these
public file requirements, see http://transition.fcc.gov/eb/broadcast/pif.html.
Contents
of the File. The following materials must be maintained in each
station public inspection file:
The License. Stations
must keep a copy of their current FCC construction permit or license in the
public file, together with any material documenting Commission-approved
modifications to the authorization.
The license or permit reflects the station's authorized technical parameters
(such as its frequency, call letters, operating power and transmitter
location), as well as any special conditions imposed by the FCC on the
station's operation. It also indicates when it was issued and when it will
expire.
Applications and
Related Materials. The public file must contain copies of
all applications involving the station filed with the Commission that are still
pending before either the FCC or the courts. These include applications to sell the
station or to modify its facilities (for example, to increase power, change the
antenna system, or change the transmitter location). If a petition to deny any application
was filed, the file must contain a statement to that effect, and the name and address
of the petitioning party.
Applications must be maintained until “final” FCC action on
them, when the action can no longer be appealed or reversed.
The
station must also keep copies of any granted construction permit or assignment
or transfer application if its grant required us to waive our rules. Applications that required a waiver,
together with any related material, will reflect each particular rule that we
waived, and must be maintained as long as any such waiver remains in effect.
Also,
if the FCC renewed the station license for less than a full term, the station
must keep that renewal application (FCC Form 303-S) in the file until grant of
its next renewal application by final FCC action. We may grant such a short-term renewal
when we are concerned about the station's performance over the previous
term. These concerns will be
reflected in the renewal-related materials in the public file.
Citizen Agreements.
Commercial stations must keep copies of any written agreements that they
make with local viewers or listeners.
These "citizen agreements" may deal with programming,
employment, or other issues of community concern. The station must keep these agreements
in the public file for as long as they are in effect.
Contour Maps. The
public file must contain copies of any station service contour maps or other
information submitted with any application filed with the FCC that reflects the
station's service contours and/or its main studio and transmitter locations.
The Commission’s application forms require submission of contour maps only
from stations that do not certify that their signals cover their city of
license. These documents must stay
in the file for as long as they remain current and accurate regarding the
station.
Material Relating to
an FCC Investigation or Complaint. Stations
must keep material relating to any matter that is the subject of an FCC
investigation (including EEO audits) or a complaint that the station has
violated the Communications Act or FCC rules. The station must keep this material in
its file until the FCC notifies it that the material may be discarded. Since the FCC is not involved in
disputes regarding matters unrelated to the Communications Act or FCC rules,
such as private contractual disputes, stations do not have to retain material
relating to such disputes in the public file.
Ownership Reports and
Related Material. The public file must contain a copy of
the most recent, complete ownership report (FCC Form 323 for commercial
stations, FCC Form 323-E for noncommercial educational stations) filed for the
station. Among other things, these
reports disclose the names of the owners of the station licensee and their
ownership interests, list any contracts related to the station that are
required to be filed with the FCC, and identify any interests in other
broadcast stations held by the station licensee or its owners.
List of Contracts
Required to be Filed with the FCC. Stations
must keep in the public file either copies of all the contracts that they have
to file with the FCC, or an up-to-date list identifying all such
contracts. If the station keeps a
list and a member of the public asks to see copies of the actual contracts, the
station must provide the copies to the requester within seven calendar
days. Contracts required to be
maintained or listed in the public inspection file include:
·
contracts relating to network service
(network affiliation contracts);
·
contracts relating to ownership or
control of the licensee or permittee or its
stock. Examples include articles of
incorporation, bylaws, agreements providing for the assignment of a license or
permit or affecting stock ownership or voting rights (stock options, pledges,
or proxies), and mortgage or loan agreements that restrict the licensee or permittee's freedom of operation; and
·
management consultant agreements with
independent contractors, and contracts relating to the utilization in a
management capacity of any person other than an officer, director, or regular
employee of the licensee.
Political File. Stations must keep a file which contains
“a complete record of a request to purchase broadcast time that: (A) is
made by or on behalf of a legally qualified candidate for public office; or (B)
communicates a message relating to any political matter of national importance,
including: (i) a legally qualified candidate; (ii)
any election to federal office; or (iii) a national legislative issue of public
importance.” The
file must identify how the station responded to such requests and, if the
request was granted, the charges made, a schedule of time purchased, the times
the spots actually aired, the rates charged, and the classes of time purchased.
The file also must reflect any free time provided to a candidate. The station must keep the political
records in the file for two years after the spot airs. (You can find more information regarding
the political broadcasting laws at pages 13-14 of this Manual.)
EEO Materials. As noted earlier, licensees must submit
certain forms containing EEO information and include copies in their station
public files. Thus, all stations
employing five or more full-time employees must put an EEO public file report
in their station public file each year.
We also require each radio and TV station licensee to file a Form 396
EEO Program Report with its license renewal application and to include the
Report in its public file. Those
licensees that file a Form 397 Broadcast Mid-Term Report must also include a
copy in the public file. These
materials must be retained in the file until final action on the
station’s next license renewal application. A new station applicant or prospective
station buyer, if it intends to employ five or more full-time employees, must
file a Form 396-A Broadcast EEO Model Program Report with its new station
assignment or transfer application and the Report must be included in the
public file as a part of the underlying application and retained in the file
until the grant of the underlying application becomes final. (You can find more
information regarding the EEO rules at pages 20-21 of this Manual.)
“The Public and
Broadcasting.” Stations
must keep a copy of the current version of this Manual in the public file and
provide a copy, upon request, to any member of the public. As noted above, you can also request a
copy from the FCC or access it on our Internet website at http://www.fcc.gov/mb/audio/newsite/docs/public_and_broadcasting.html.
Letters
and E-Mails from the Public.
Commercial stations must keep in their files, for at least three years,
written comments, suggestions, and e-mails received from the public regarding
their operation. (Noncommercial educational stations are not subject to this
requirement.) This obligation is
limited to comments, suggestions, and e-mails sent to station management or a
publicized station address. Letters
need not be placed in the public inspection file when the author has requested
that the letter not be made public or when the licensee feels that it should be
excluded from public inspection because of the nature of its content (such as
defamatory or obscene letters).
Moreover, although television stations that post their public file
materials on their websites must include e-mails received from the public, they
need not post letters from the public, as long as they include hard copies of
such letters in their public files, and a notice on their website that the
letters can be located in the file. As noted above, all or a part
of a station public file may be maintained on a computer database, as
long as a computer terminal is made available, at the location of the file, for
members of the public who wish to review the file. Accordingly, as
an alternative to maintaining hard copies of e-mails in the public file, a
station may place the e-mails on a computer database, as long as a
terminal is made available at the location of the public file to members of the
public who wish to review the file.
Quarterly Programming
Reports. Every three months, each broadcast
radio and television station licensee must prepare and place in its station
public file a list of programs containing its most significant treatment of
community issues during the preceding three months (“issues/programs
lists”). The list must
briefly describe both the issue and the programming during which the issue was
discussed, including the date and time that each such program was aired and its
title and duration. The licensee
must keep these lists in the file until the next grant of the station renewal
application has become final.
Television stations will be required to file a Standardized Television
Disclosure Form instead of these lists once that form is approved and made
available. The form, which will
also be filed quarterly, will require commercial and noncommercial educational
television broadcasters to provide detailed information on the efforts of their
station to provide programming responsive to issues facing their communities in
a standardized format.
Children's Television
Programming Reports. As discussed at pages 17-18 of this
Manual, the Children's Television Act of 1990 and our rules require each TV
station to serve the educational and informational needs of children by means
of its overall programming and through programming that is specifically
designed to serve such needs.
Commercial TV stations must make and retain in their files Children's
Television Programming Reports (FCC Form 398) identifying the educational and
informational programming for children aired by the station. (Noncommercial educational stations are
not required to prepare these reports.)
The report must include the name of the person at the station responsible
for collecting comments on the station's compliance with the Children's
Television Act. The station has to
prepare these reports each calendar quarter, and it must place them in the
public file separate from the file's other material. The licensee must keep
these lists in the file until the next grant of the station renewal application
has become final. You can also view each station's reports on our website at http://www.fcc.gov/guides/childrens-educational-television.
Records Regarding Children's Programming Commercial
Limits. As also
discussed at page 17 of this Manual, the Children's Television Act of 1990 and
our rules limit the type and amount of advertising that may be aired during TV
programming directed to children 12 and under. Stations must keep records that
substantiate compliance with this limitation in their public files and retain
them until the next grant of the station renewal application has become final.
Time Brokerage
Agreements. A time brokerage agreement is a type of
contract that generally involves a station's sale of blocks of airtime to a
third-party broker, who then supplies the programming to fill that time and
sells the commercial spot announcements to support the programming. Commercial radio and television stations
must keep in their public files a copy of every agreement involving: (1) time
brokerage of that station, or (2) time brokerage by any other station owned by
the same licensee. These agreements must be maintained in the file for as long
as they are in force.
Lists of Donors.
Noncommercial educational television and radio stations must keep in
their public files a list of donors supporting each specific program. These lists must be retained for two
years after the program at issue airs.
Local Public Notice
Announcements. As discussed at pages 10-11 of this
Manual, when someone files an application to build a new station or to renew,
sell, or modify an existing station, we generally require the applicant to make
a series of local announcements to inform the public of the application's
existence and nature. These announcements are either published in a local
newspaper or made over the air on the station, and are intended to give the
public an opportunity to comment on the application. A statement certifying
compliance with this requirement, including the dates and times that notice was
given, must be placed in the public file.
The only exception to this public notice requirement is when the
proposed station sale is “pro forma” and will not result in a
change of ultimate control, or the modification application does not
contemplate a “major change” of the station facilities.
Must-Carry or
Retransmission Consent Election. The
public file for all commercial television stations must also contain
documentation of the station’s election for carriage over cable and
satellite systems. In this regard,
there are two ways that a broadcast TV station can choose to be carried over a
cable or satellite system: "must-carry" or "retransmission
consent." Each is discussed
below.
Must-Carry. TV stations are generally entitled to be
carried on cable television systems in their local markets. A station that chooses to exercise this
right receives no compensation from the cable system. Satellite carriers may decide to offer
local stations in a designated market area. If they choose to offer one station,
then they must carry all the stations in that market that request carriage.
Retransmission Consent. Instead of exercising their
"must-carry" rights, commercial TV stations may choose to receive
compensation from a cable system or satellite carrier in return for granting
permission to the cable system or satellite carrier to carry the station. This option is available only to
commercial TV stations. Because it
is possible that a station that elects this option may not reach an agreement
with the cable system, it may ultimately not be carried by the system.
Every
three years, commercial TV stations must decide whether their relationship with
each local cable system and satellite carrier that offers local service will be
governed by must-carry or by retransmission consent agreements. Each commercial station must keep a copy
of its decision in the public file for the three-year period to which it
pertains.
Noncommercial
stations are not entitled to compensation in return for carriage on a cable or
satellite system, but they may request mandatory carriage on the system. A noncommercial station making such a
request must keep a copy of the request in the public file for the duration of
the period to which it applies.
DTV Transition
Consumer Education Activity Reports. Each
broadcast television station must place in its station public file on a
quarterly basis an FCC Form 388 DTV Consumer Education Quarterly Activity
Report outlining its efforts during the previous quarter to educate consumers
on the transition to digital television. These reports must be maintained in
the file for one year. Additional
information about the DTV transition can be found at page 9 of this Manual.
Comments
to Stations and Networks. If you
feel the need to do so, we encourage you to write directly to station
management or to network officials to comment on their broadcast service. These are the people responsible for
creating and selecting the station's programs and announcements and determining
station operation. Letters to
station and network officials keep them informed about audience needs and
interests, as well as on public opinion on specific material and
practices. Individuals and groups
can often resolve problems with stations at the local level.
Comments/Complaints
to the FCC. We give full consideration to the broadcast
complaints, comments, and other inquiries that we receive. As stated above, we encourage you to
first contact the station or network directly about programming and operating
issues. If your concerns are not
resolved in this manner, with the exception of complaints about obscene,
indecent, or profane programming, which should be submitted in the manner
described at page 15 of this Manual, and complaints about blanketing
interference discussed at page 24, the best way to provide all the information
the FCC needs to process your complaint about other broadcast matters is to
complete fully the on-line complaint Form 2000E, which can be found at http://esupport.fcc.gov/complaints.htm.
You can also call in, e-mail or file your complaint in hard copy with the
FCC’s
Federal Communications Commission
Consumer & Governmental Affairs Bureau
Consumer Inquiries and Complaints Division
Fax number: (202) 418-0232
Telephone number: (888) 225-5322
E-mail: fccinfo@fcc.gov
If you are submitting an audio or video tape, DVD, CD or other type of media with your complaint, you should send it to the following address to avoid mail processing damage:
Federal
Communications Commission
Consumer
& Governmental Affairs Bureau
Consumer
Inquiries and Complaints Division
9300
East Hampton Drive
Capitol
Heights, Maryland 20743
If you do not use the on-line complaint Form 2000E, your
complaint, at a minimum, should indicate: (1) the call letters of the station;
(2) the city and state in which the station is located; (3) the name, time, and
date of the specific program or advertisement in question, if applicable; (4)
the name of anyone contacted at the station, if applicable; and (5) a statement
of the problem, as specific as possible, together with an audio or video tape,
CD, DVD or other recording or transcript of the program or advertisement that
is the subject of your complaint (if possible). Please include your name and address if
you would like information on the final disposition of your complaint; you may
request confidentiality. We prefer
that you submit complaints in writing, although you may submit complaints that
are time-sensitive by telephone, especially if they involve safety
concerns. Please be aware that we
can only act on allegations that a station has violated a provision of the
Communications Act or the FCC's rules or policies.
In addition to (or instead of) filing a complaint, you
can file a petition to deny or an informal objection to an application that a
station licensee has filed, such as a license renewal application. This
procedure is discussed at pages 10-11 of this Manual. You may obtain further information on
the petition to deny process on the Commission’s website, at
http://transition.fcc.gov/localism/renew_process_handout.pdf. You may also wish to consider reviewing
our rules or contacting an attorney.
You can find links to our rules on the Commission website, at http://wireless.fcc.gov/index.htm?job=rules_and_regulations. As noted earlier, the rules governing
broadcast stations are generally found in Part 73 of Title 47 of the Code of
Federal Regulations.
We have created contact
points at the Commission, accessible via toll-free telephone numbers, by fax,
or over the Internet, dedicated to providing information to members of the
public regarding how they can become involved in the Commission’s
processes. Should you have
questions about how do so, including inquiries about our complaint or petitioning
procedures or the filing and status of the license renewal, modification or
assignment or transfer application for a particular station, you may contact
one of our Broadcast Information Specialists, by calling, by facsimile, or by
sending an e-mail, as noted below:
·
If your question relates to a radio
station:
Toll-Free:
(866) 267-7202
Fax:
(202) 418-1411
E-Mail:
radioinfo@fcc.gov
·
If your question relates to a television
station:
Toll-Free:
(866) 918-5777
Fax:
(202) 418-2827
E-Mail: tvinfo@fcc.gov
If your question relates to both a radio and a
television station or is general in nature, you may contact either specialist.