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Before the
Federal Communications Commission
Washington, D.C. 20554
In the Matter of ) File Number EB-04-TP-004
)
Vector Communications, Inc. ) NAL/Acct. No.200532700007
Owner of Antenna Structures )
1204872, 1204873 and 1204874 ) FRN 0006163547
Ocala, FL )
NOTICE OF APPARENT LIABILITY FOR FORFEITURE
Released:
April 11, 2005
By the District Director, Tampa Field Office, South Central
Region, Enforcement Bureau:
I. INTRODUCTION
1. In this Notice of Apparent Liability for
Forfeiture (``NAL''), we find that Vector Communications,
Inc. (``Vector''), owner of antenna structures 1204872,
1204873 and 1204874 and licensee of AM radio station WCFI in
Ocala, Florida, apparently willfully and repeatedly violated
Section 17.51(a) of the Commission's Rules (``Rules'')1 by
failing to exhibit red obstruction lighting on antenna
structures 1204872, 1204873 and 1204874. We conclude,
pursuant to section 503(b) of the Communications Act of
1934, as amended (``Act''), that Vector is apparently liable
for a forfeiture in the amount of twenty thousand dollars
($20,000).
II. BACKGROUND
2. Antenna structures #1204872, 1204873 and 1204874
are located in Ocala, Florida. Vector is the registered
owner of the structures. The Antenna Structure
Registrations (``ASR'') specify that the structures must be
painted and lit at night with red obstruction lighting (FCC
Paragraphs 1, 3, 11 and 21).
3. On August 19, 2004, agents from the Commission's
Tampa Office of the Enforcement Bureau (``Tampa Office'')
observed that antenna structures 1204873 and 1204874 were
not illuminated per their assigned painting and lighting
specifications. The top red beacons of both antenna
structures were extinguished. A Notice to Airmen
(``NOTAM'') had not been issued by Vector to the Federal
Aviation Administration (``FAA'').
4. On October 7, 2004, agents from the Tampa Office
interviewed AM Station WCFI's News Director. The News
Director stated that antenna structure 1204874 was unlit,
that the top red beacon for antenna structure 1204873 was
extinguished, and that a NOTAM had not been issued by Vector
to the FAA.
5. On January 31, 2005, agents from the Tampa Office
observed that antenna structures 1204872, 1204873 and
1204874 were not illuminated per their assigned painting and
lighting specifications. All three structures were unlit.
The agents confirmed that no NOTAM had been issued for any
of the three structures.
6. On February 1, 2005, the agents advised the AM
Station WCFI's General Manager that the three antenna
structures were unlit. According to the utility company,
the power to the antenna structures was disconnected in
October 2004.
7. On February 10 and 16, 2005, the agents confirmed
that no NOTAM had been issued for any of the antenna
structures.
III. DISCUSSION
8. Section 503(b) of the Act provides that any person
who willfully or repeatedly fails to comply substantially
with the terms and conditions of any license, or willfully
or repeatedly fails to comply with any of the provisions of
the Act or of any rule, regulation or order issued by the
Commission thereunder, shall be liable for a forfeiture
penalty. The term "willful" as used in Section 503(b) has
been interpreted to mean simply that the acts or omissions
are committed knowingly.2 The term ``repeated'' means the
commission or omission of such act more than once or for
more than one day.3
9. Section 17.51(a) states that all red obstruction
lighting shall be exhibited from sunset to sunrise unless
otherwise specified. On August 19, 2004, agents from the
Tampa Office observed that the top red obstruction lighting
beacons on structures 1204873 and 1204874 were extinguished
and that a NOTAM had not been issued by Vector. On October
7, 2004, an employee of Vector confirmed that structure
1204874 was unlit, that the top red beacon on structure
1204874 was extinguished, and that a NOTAM had not been
issued by Vector. On January 31, 2005, agents from the
Tampa Office observed that antenna structures 1204872,
1204873 and 1204874 were unlit and confirmed that no NOTAM
had been issued.4 On February 1, 2005, agents from the
Tampa Office advised Vector's station General Manager that
the three antenna structures were unlit. On February 10 and
16, 2005, no NOTAM had been issued by Vector for any of the
structures.
10. Based on the evidence before us, we find that
Vector apparently willfully and repeatedly violated Section
17.51(a) of the Rules by failing to exhibit red obstruction
lighting on structures 1204872, 1204873 and 1204874.
Moreover, Vector must submit a statement detailing the steps
taken to repair structures 1204872, 1204873 and 1204874
within thirty days.
11. Pursuant to Section 1.80(b)(4) of the Rules,5 the
base forfeiture amount for failure to comply with prescribed
lighting and/or marking is ten thousand dollars ($10,000).
In assessing the monetary forfeiture amount, we must also
take into account the statutory factors set forth in Section
503(b)(2)(D) of the Act, which include the nature,
circumstances, extent, and gravity of the violation, and
with respect to the violator, the degree of culpability, any
history of prior offenses, ability to pay, and other such
matters as justice may require.6 Pursuant to Section
1.80(b)(4), forfeiture amounts may be adjusted upward for
repeated or continuous violations. Prior to the August 19,
2004 inspection, agents from the Tampa Office observed on
March 12, October 9, and October 14, 2003 that the red
obstruction lighting on Vector's antenna structure was
extinguished and a NOTAM had not been issued. After October
2004, all of Vector's antenna structures were incapable of
being lit. Accordingly, we believe an upward adjustment to
$20,000 is appropriate for the lighting violation.
Considering the entire record and applying the factors
listed above, this case warrants a $20,000 forfeiture.
IV. ORDERING CLAUSES
10. Accordingly, IT IS ORDERED that, pursuant to
Section 503(b) of the Communications Act of 1934, as
amended, and Sections 0.111, 0.311, 0.314 and 1.80 of the
Commission's Rules, Vector Communications, Inc. is hereby
NOTIFIED of this APPARENT LIABILITY FOR A FORFEITURE in the
amount of twenty thousand dollars ($20,000) for willful and
repeated violation of Section 17.51(a) of the Rules.7
11. IT IS FURTHER ORDERED that, pursuant to Section
1.80 of the Commission's Rules within thirty days of the
release date of this Notice of Apparent Liability for
Forfeiture, Vector Communications, Inc. SHALL PAY the full
amount of the proposed forfeiture or SHALL FILE a written
statement seeking reduction or cancellation of the proposed
forfeiture.
12. IT IS FURTHER ORDERED that, pursuant to Section
308(b) of the Act,8 Vector Communications, Inc. must submit
a statement detailing the steps taken to repair structures
1204872, 1204873 and 1204874 within thirty days of the
release date of this NAL to the Federal Communications
Commission, Enforcement Bureau, South Central Region, 3575
Koger Boulevard, Suite 320, Duluth, GA 30096-4958,
Attention: Regional Counsel.
13. Payment of the forfeiture must be made by check or
similar instrument, payable to the order of the Federal
Communications Commission. The payment must include the
NAL/Acct. No. and FRN No. referenced above. Payment by
check or money order may be mailed to Forfeiture Collection
Section, Finance Branch, Federal Communications Commission,
P.O. Box 73482, Chicago, Illinois 60673-7482. Payment by
overnight mail may be sent to Bank One/LB 73482, 525 West
Monroe, 8th Floor Mailroom, Chicago, IL 60661. Payment by
wire transfer may be made to ABA Number 071000013, receiving
bank Bank One, and account number 1165259.
14. The response, if any, must be mailed within thirty
days of the release date of this NAL to Federal
Communications Commission, Enforcement Bureau, Tampa Field
Office, 2203 N. Lois Avenue, Suite 1215, Tampa, Florida
33607 and must include the NAL/Acct. No. referenced in the
caption.
15. The Commission will not consider reducing or
canceling a forfeiture in response to a claim of inability
to pay unless the petitioner submits: (1) federal tax
returns for the most recent three-year period; (2) financial
statements prepared according to generally accepted
accounting practices ("GAAP"); or (3) some other reliable
and objective documentation that accurately reflects the
petitioner's current financial status. Any claim of
inability to pay must specifically identify the basis for
the claim by reference to the financial documentation
submitted.
16. Requests for payment of the full amount of this
Notice of Apparent Liability for Forfeiture under an
installment plan should be sent to: Chief, Revenue and
Receivables Operations Group, 445 12th Street, S.W.,
Washington, D.C. 20554.8
17. IT IS FURTHER ORDERED that a copy of this Notice
of Apparent Liability for Forfeiture shall be sent by
Certified Mail, Return Receipt Requested, and regular mail,
Vector Communications, Inc., 3621 NW 10th Street, Ocala, FL
34475 and 661 Little Britian Road, New Windsor, NY, 12553.
FEDERAL COMMUNICATIONS COMMISSION
Ralph M. Barlow
Tampa Office, Enforcement Bureau
_________________________
147 C.F.R. � 17.51(a).
2Section 312(f)(1) of the Act, 47 U.S.C. � 312(f)(1), which
applies to violations for which forfeitures are assessed
under Section 503(b) of the Act, provides that "[t]he term
'willful', when used with reference to the commission or
omission of any act, means the conscious and deliberate
commission or omission of such act, irrespective of any
intent to violate any provision of this Act or any rule or
regulation of the Commission authorized by this Act...."
See Southern California Broadcasting Co., 6 FCC Rcd 4387
(1991).
3Section 312(f)(2) of the Act, 47 U.S.C. � 312(f)(2), which
also applies to violations for which forfeitures are
assessed under Section 503(b) of the Act, provides that
"[t]he term 'repeated', when used with reference to the
commission or omission of any act, means the commission or
omission of such act more than once or, if such commission
or omission is continuous, for more than one day.''
4Because power to the antenna structures was disconnected,
the antenna structures were incapable of being lit after
October 2004.
547 C.F.R. � 1.80(b)(4).
647 U.S.C. � 503(b)(2)(D).
747 U.S.C. � 503(b), 47 C.F.R. �� 0.111, 0.311, 0.314, 1.80,
17.51(a).
8See 47 C.F.R. � 1.1914.
8See 47 C.F.R. � 1.1914.