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If you need the complete document, download the WordPerfect version or Adobe Acrobat version, if available. ***************************************************************** Before the Federal Communications Commission Washington, D.C. 20554 In the Matter of ) COMMONWEALTH OF PENNSYLVANIA ) and GPU ENERGY ) Request for Waiver of Section 90.179 ) of the Commission's Rules ) ORDER Adopted: August 31, 1999 Released: August 31, 1999 By the Chief, Public Safety and Private Wireless Division, Wireless Telecommunications Bureau: I. INTRODUCTION 1. On August 17, 1998, the Commonwealth of Pennsylvania (Commonwealth) and GPU Energy (GPU) submitted a joint request for a waiver of Section 90.179 of the Commission's Rules to permit eligibles in the Public Safety Radio Pool and in the Industrial/Land Transportation (I/LT) Category to operate and utilize a statewide 800 MHz Public Safety/Power Radio Service system on a non-profit, cost shared basis. The request was placed on Public Notice on January 5, 1999. We received eight comments and two reply comments. Based on the record in this proceeding, we conclude that the requested relief should be granted in part and denied in part. II. BACKGROUND 2. Under Part 90 of the Commission's Rules, Private Land Mobile Radio (PLMR) Services frequencies in the 800 MHz band are divided into the following "categories" or "pools": (a) Specialized Mobile Radio, (b) Public Safety, (c) Business, (d) I/LT, and (e) General. As a general matter, entities are licensed on frequencies in the category or categories for which they meet the eligibility criteria. Section 90.179(a) of the Commission's Rules provides that an entity may share its PLMR station only with users that would be eligible for separate authorization to use those frequencies. 3. Metropolitan Edison Company, which, with Pennsylvania Electric Company and Jersey Central Power & Light Company, trades under the name GPU Energy, is licensed to operate 800 MHz I/LT facilities in eastern Pennsylvania. The Commonwealth has been issued licenses for conventional and trunked channels in the Public Safety Radio Pool, including some public safety mutual aid channels, for use in a statewide communications system by the Commonwealth's State Police and other state public safety officials. While construction has begun, the Commonwealth has expressed concern about its ability to complete its proposed system alone. Instead, the Commonwealth and GPU seek to integrate their channels into a single system. Specifically, the Commonwealth would provide infrastructure (such as towers) and Public Safety frequencies, and GPU would provide infrastructure and Power Radio Service frequencies. The subject proposal envisions that GPU would contribute sufficient frequencies to satisfy its own needs in areas where public safety spectrum is congested, including the Counties of Chester, Lancaster, and Montgomery. 4. A waiver of Section 90.179(a) of the Commission's Rules is required to permit Public Safety eligibles to use the I/LT frequencies, and Power Radio Service eligibles to use the Public Safety frequencies. In support of the waiver request, the Commonwealth and GPU state that the radio equipment currently used by the Commonwealth and many of its county and local governments is antiquated, and incapable of reaching remote areas. They also state that many public safety agencies, including state agencies, lack statewide wireless communications capabilities, and that the spectrum the agencies use is fragmented among three frequency bands. Thus, an agency on one band cannot communicate with an agency using a different band, which hinders coordination of public safety responses to emergencies involving multiple jurisdictions. 5. The Commonwealth and GPU propose a state-of-the-art dispatch communications network that would be available to Public Safety and Power Radio eligibles throughout Pennsylvania on a non-profit, cost shared basis, but public safety users would receive priority access to Public Safety frequencies whenever necessary. In addition to the Pennsylvania State Police, potential participants include other state agencies (such as the Pennsylvania Turnpike Authority, the Pennsylvania Gaming Authority, and the Attorney General's Office); county and local government agencies, emergency medical services, and public utilities. The proposed system would permit interoperable communications between Commonwealth agencies, between Commonwealth and local agencies, and between local agencies. It also would facilitate communications between public safety agencies and public utilities using the system, particularly during emergencies like severe storms that cause downed lines and power outages. The Commonwealth and GPU request that a waiver that is broad enough to include not only their facilities, but also the frequencies of any Public Safety or Power Radio eligible subsequently added to the system. They argue that a general waiver would reduce administrative burdens on system participants and the Commission, and facilitate expansion of the network. 6. The Federal Law Enforcement Wireless Users Group and UTC, The Telecommunications Association, which represents utility and pipeline companies, agree that the proposed system will benefit the citizens of Pennsylvania by saving costs, using spectrum efficiently, and facilitating highly reliable communications that will allow efficient and effective responses to emergencies, particularly those in remote areas or involving multiple jurisdictions. 7. The Industrial Telecommunications Association (ITA), the certified frequency coordinator for the 800 MHz I/LT category, concedes that the requested waiver could improve the Commonwealth's public safety communications capabilities, but argues that all I/LT eligibles, not just Power Radio eligibles, should be allowed to share Public Safety spectrum. Consequently, it contends that the waiver should be granted only if the Commission lifts the freeze on 800 MHz inter-category sharing, at least on some limited basis. 8. Conversely, the Counties of Chester, Lancaster, and Montgomery, and Petroleum Communications, Inc. (PetroCom), a provider of wireless services, oppose the waiver request on the grounds that permitting Power Radio eligibles to share the Commonwealth's frequencies would reduce the capacity and security available to public safety agencies using the Commonwealth's system. Chester and Montgomery Counties argue that they will be unable to expand their county-wide public safety systems serving police, fire, and other emergency response personnel if the waiver is granted, because no Public Safety spectrum will be available. They state that the waiver request should be denied and the Commonwealth's 800 MHz frequencies be made available for assignment, and that the Commonwealth should be assigned frequencies for a statewide system in the recently reallocated 700 MHz band. III. DISCUSSION 9. To obtain a waiver of the Commission's Rules, a petitioner must demonstrate either that grant of the waiver would be in the public interest and the underlying purpose of the rule(s) would be frustrated or not served by application to the present case; or that, in view of unique or unusual factual circumstances, application of the rule(s) would be inequitable, unduly burdensome, or contrary to the public interest, or the applicant has no reasonable alternative. We find that the Commonwealth and GPU have shown that, in light of unique or unusual circumstances, application of the rule to the instant case would be contrary to the public interest, and that they have no reasonable alternative, thus warranting grant of a waiver of Section 90.179(a) of the Commission's Rules. Our basis for this determination is set forth below. 10. Unique Circumstances. The Commonwealth and GPU have demonstrated that their proposal involves unique circumstances. The proposed system would cover a large territory, including remote areas that currently have limited public safety communications infrastructure, where wireless communications are particularly important due to the distances that must be covered and the relative scarcity of wireline communications facilities. Indeed, the Commonwealth and GPU state that most of Pennsylvania is primarily rural. Granting the waiver will bring about the construction of a state-of-the-art system in those areas (and the rest of the state). In addition, we note that denial of the waiver could possibly undermine efforts in the public safety community to promote shared systems that foster interoperability and operational flexibility. 11. Public Interest. We conclude that granting a waiver under these circumstances would further the public interest. It is our belief that as a direct result of this waiver grant, entities providing police, fire, and other public safety services in Pennsylvania will be able to communicate with one another, both on a day-to-day basis and during emergencies. The proposal would provide these entities the ability to obtain wide-area coverage without having to incur, in this time of limited government resources (especially for smaller, rural governmental entities), the total expense of constructing an entire wide-area backbone system. Granting the waiver also will facilitate communications between public safety agencies and electric utilities. In this connection, we note that utilities and other public service providers support, and sometimes respond before, public safety entities when an incident occurs. Therefore, we believe interoperability between public safety agencies and public service providers such as utilities promotes effective public safety communications, both daily and, especially, in large disaster situations. The Wireless Telecommunications Bureau noted the importance of facilitating such interoperability when granting a similar request to allow construction and operation of a joint Public Safety/Power Radio Service system. We therefore reject the position of Chester, Lancaster, and Montgomery Counties and PetroCom that no I/LT eligibles should be permitted to share Public Safety spectrum. We also disagree with ITA's argument that all I/LT eligibles should be permitted to share Public Safety spectrum. The essential and critical nature of public safety communications and the benefits associated with public safety/public service interoperability are factors that weigh in favor of granting a waiver in the instant case. In summary, we find that the Commonwealth and GPU have demonstrated that the proposed system will serve the public interest. 12. Lack of Reasonable Alternatives. The Commonwealth and GPU also have demonstrated that there are no reasonable alternatives within the existing rules to accommodate the described needs. We note that public safety agencies have special communications requirements, including, among other things, (1) dedicated capacity and/or priority access available at all times (and in sufficient amounts) to handle unexpected emergencies[;] (2) highly reliable (redundant) networks which are engineered and maintained to withstand natural disasters and other emergencies; (3) ubiquitous coverage within a given geographical area; [and] (4) . . . unique terminal equipment (mobile or portable units) designed for quick response in emergency situations. The Commonwealth and GPU state that no other system in Pennsylvania, commercial or private, for-profit or non-profit, provides the range, reliability, capacity and control of the proposed system. In addition, the record in this proceeding indicates that public safety agencies in Pennsylvania need technically advanced, wide-area communications services, but lack access to sufficient spectrum, are relatively small in size, or are otherwise not in a position to implement systems that would provide the same benefits as those associated with the proposed system. Under these circumstances, we do not believe that requiring each agency to construct a stand-alone communications system would be practicable. 13. We also are not convinced that the 700 MHz band would necessarily provide a reasonable alternative in this case. We note that the Balanced Budget Act of 1997 excluded utilities and other public service providers from eligibility for 700 MHz public safety spectrum. Moreover, the 700 MHz band will not be fully available until December 31, 2006 at the earliest, particularly in large cities. In addition, we are persuaded by the Commonwealth's argument that compelling it to abandon its licensed and partially-constructed 800 MHz system and construct a 700 MHz system would not serve the public interest given the present status of construction. Therefore, we find that there is no reasonable alternative to the proposed 800 MHz system. 14. This waiver is granted with the understanding that Power Radio Service eligibles will contribute sufficient spectrum to the proposed system to meet their communications needs, so that the arrangement does not result in a net loss of public safety spectrum. Should experience show that the system relies disproportionately on public safety spectrum, we reserve discretion to reconsider whether the waiver granted herein still serves the public interest. In light of this concern, we grant in part and deny in part the request that the waiver extend not only to the Commonwealth and GPU, but also to any subsequent parties seeking to be part of the system. We believe that such a request is warranted and in the public interest for future participants that are Public Safety eligibles. However, with respect to Power Radio eligibles seeking to become participants, we believe that requiring separate waivers for additional Power Radio eligibles to contribute spectrum to the system will aid us in monitoring the system's spectrum mix, and accords with Commission precedent. IV. CONCLUSION 15. For the reasons stated herein, we find that the Commonwealth and GPU have met the burden for waiver of Section 90.179 of the Commission's Rules. This Order grants their request for waiver to permit them to construct and operate a shared network on Public Safety and I/LT frequencies (including any stations they subsequently add to the system) to be used by Public Safety and Power Radio eligibles on a non-profit, cost-shared basis. Separate waivers will be required for other Power Radio eligibles seeking to contribute spectrum to the system. The action taken herein serves the public interest in that it will encourage more efficient use of the spectrum, and provide improved opportunities for interoperable communications by the public safety and public service community on the state and local levels. V. ORDERING CLAUSES 16. IT IS ORDERED that pursuant to Section 4(i) of the Communications Act of 1934, as amended, 47 U.S.C.  154(i), and Sections 90.151 and 90.179 of the Commission's Rules, 47 C.F.R.  90.151 and 90.179, the waiver of Section 90.179 requested by the Commonwealth of Pennsylvania and GPU Energy on August 17, 1998 IS GRANTED IN PART and DENIED IN PART, as set forth above. 17. This action is taken under delegated authority pursuant to Sections 0.131 and 0.331 of the Commission's Rules, 47 C.F.R.  0.131, 0.331. FEDERAL COMMUNICATIONS COMMISSION D'wana R. Terry Chief, Public Safety and Private Wireless Division Wireless Telecommunications Bureau